1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:ii
LMS Capital plc
2 Reason for the notification(please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
x
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
Type 1 disclosure as per the Transparency Directive II Regulation
x
3. Full name of person(s) subject to the
notification obligation:iii
Schroders plc
4. Full name of shareholder(s)
(if different from 3.):iv
5. Date of the transaction and date on
which the threshold is crossed or
reached:v
14.09.16
6. Date on which issuer notified:
15.09.16
7. Threshold(s) that is/are crossed or
reached:vi, vii
Below 5%
8. Notified details:
A: Voting rights attached to sharesviii, ix
Class/type of
shares
if possible using
the ISIN CODE
Situation previous
to the triggering
transaction
Resulting situation after the triggering transaction
Number
of
Shares
Number
of
Voting
Rights
Number
of shares
Number of voting
rights
% of voting rights x
Direct
Directxi
Indirectxii
Direct
Indirect
Ordinary
GB00B12MHD28
5,097,101
5,097,101
6,688,887
N/A
4,745,815
N/A
4.921%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrument
Expiration
datexiii
Exercise/
Conversion Periodxiv
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
% of voting
rights
C: Financial Instruments with similar economic effect to Qualifying Financial Instrumentsxv, xvi
Resulting situation after the triggering transaction
Type of financial
instrument
Exercise price
Expiration datexvii
Exercise/
Conversion periodxviii
Number of voting rights instrument refers to
% of voting rightsxix, xx
Nominal
Delta
Total (A+B+C)
Number of voting rights
Percentage of voting rights
4,745,815
4.921%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:xxi
Schroder Investment Management (North America) Limited 313,944 0.326%
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information:
Schroders Plc's position remains as per the previous disclosure. The shares referred to in section 9 are held in portfolios managed by those firms on a discretionary basis for clients under investment management agreements.
This disclosure is based on issue share capital amount 96,441,735.
14. Contact name:
Shaheen Hussain
15. Contact telephone number:
+44 207 658 6000
This information is provided by RNS
The company news service from the London Stock Exchange
ENDHOLGRGDCRGBBGLL
LMS Capital plc published this content on 16 September 2016 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 16 September 2016 07:23:09 UTC.
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LMS Capital plc is a United Kingdom-based investment company. The Company's investment objective is to deliver consistent long-term financial returns for its shareholders, which includes an overall total return, net of costs, over the longer term in the range of 12%-15% per annum, of which an element includes an annual distribution, and the total return to include an annual dividend, initially set at 1.5% of NAV and ultimately progressing to 3.0%. The Company is focused on investing in three sector areas: real estate, energy and late-stage private equity. It is primarily focused on smaller private investment opportunities below £50 million value. It aims to broaden its shareholder base and develop itself into an attractive investment for family offices, high net worth investors and institutions. The Company predominantly invests in the United Kingdom, Europe and North America.