Maquarie Group of Companies
Australia and Worldwide
For personal use only
No.50 Martin Place | Telephone | (61 2) 8232 3333 | ||
Sydney | NSW | 2000 | Facsimile | (61 2) 8232 7780 |
GPO Box 4294 | Internet http://www.macquarie.com.au | |||
Sydney | NSW | 1164 |
11 March 2022
Company Announcements
ASX Limited
Section 259C Exemption Notice - MQG
Macquarie Group Limited (Macquarie) has been granted relief from section 259C of the Corporations Act 2001 (Cth) relating to certain acquisitions of Macquarie shares by Macquarie Group companies ("Exemption").
In connection with the Exemption we notify that as at 9-Mar-2022:
- The number of voting shares of Macquarie in respect of which it or its controlled entities (referred to in Annexure B) have the power to control voting or disposal expressed as a percentage of the total number of voting shares of Macquarie is 5.80%, of which 4.03% relates to employee share plans. Details regarding these voting shares are set out in Annexure A. For details of any relevant agreement through which the power arose and that is not attached to this form, please refer to our previous substantial holder notices and s259C notices.
- The number of voting shares of Macquarie that underlie derivatives held by Macquarie or its controlled entities for the purposes of hedging its obligations to employees under an employee incentive scheme expressed as a percentage of the total number of voting shares of Macquarie is 0.087%.
- The number of voting shares of Macquarie in respect of which it or its controlled entities have a net economic exposure as defined in the Exemption (excluding any voting shares reported under (B) above), expressed as a percentage of the total number of voting shares of Macquarie is -0.001%.
The Exemption was lodged with ASX on 7-Jan-2020. Macquarie was last required to disclose to ASX details of these aggregate percentages with respect to voting shares of Macquarie on 9-Dec-2021. The previous notice was dated 13-Dec-2021. Annexures A and B are attached in this disclosure document.
Yours faithfully
Dennis Leong
Company Secretary
Phone: | + 61 2 8232 9739 |
Fax: | + 61 2 8232 4437 |
Email: | Substantial.Holdings@macquarie.com |
1
Annexure 'A'
This is the annexure marked 'A' of 1 page referred to in the Section 259C Exemption Notice.
only | Holder of voting shares | Nature of holding | Number of shares |
Pursuant to section 608 of the | |||
Corporations Act and MQG's rights | |||
to control the disposal of shares | |||
held by an employee share plan | |||
trustee or subject to a holding lock | |||
in limited circumstances under the | |||
MACQUARIE GROUP | Macquarie Group employee share | 15,444,924 | |
LIMITED | plans. These circumstances | ||
use | include the right to control the | ||
disposal of shares where employee | |||
entitlements vest and shares may | |||
be withdrawn from the relevant | |||
employee share plan, lapse or are | |||
forfeited. | |||
Power to control disposal over | |||
personal | MACQUARIE BANK LIMITED | shares pursuant to stock borrowing | 21,423 |
and lending activities. | |||
MACQUARIE INVESTMENT | Power to control the exercise of a | ||
right to vote attached to securities | |||
MANAGEMENT AUSTRALIA | 658,496 | ||
and/or control the disposal of | |||
LTD | |||
securities in its capacity as trustee. | |||
Power to control the exercise of a | |||
MACQUARIE INVESTMENT | right to vote attached to securities | ||
and/or control the disposal of | 5,057,571 | ||
MANAGEMENT GLOBAL LTD | |||
securities in its capacity as | |||
investment manager. | |||
MIML as the trustee of APRA | |||
regulated superannuation funds | |||
and as Responsible Entity (RE) of | |||
the Macquarie Separately Managed | |||
Account has the power to control | |||
For | the exercise of a right to vote | ||
and/or the power to dispose of | |||
MACQUARIE INVESTMENT | securities as investment manager | 713,082 | |
MANAGEMENT LTD | or trustee. | ||
MIML is the operator of investor directed portfolio services (IDPS) and can be directed by the beneficial asset holders to vote and/or dispose of securities as held within the IDPSs.
Address of holder
Level 6, 50 Martin Place, Sydney New South Wales Australia 2000
Level 6, 50 Martin Place, Sydney New South Wales Australia 2000
Level 6, 50 Martin Place, Sydney New South Wales Australia 2000
Level 6, 50 Martin Place, Sydney New South Wales Australia 2000
Level 6, 50 Martin Place, Sydney New South Wales Australia 2000
MACQUARIE INVESTMENT SERVICES LIMITED
MISL as the Responsible Entity of the Macquarie Separately Managed
Account has the power to control 368,298 the exercise of a right to vote
and/or power to dispose of securities.
Level 6, 50 Martin Place, Sydney New South Wales Australia 2001
2
Annexure 'B'
This is the annexure marked 'B' of 26 pages referred to in the Section 259C Exemption Notice.
Controlled Bodies Corporate
For personal use only
ACN / Company No
136 024 970
153 275 677
154 402 927
12725483 B-88238381
13163487
13161489
8199075
HRB 237758 U40106TG2020FTC139383 6951415
U40300GJ2015PLC082716
3250247
U40106TG2019FTC135162 0100-01-213214 202036427c U40106TG2020FTC140186 U40107TG2013PTC134776
U40107TG2018FTC125111
13645130
13642101
13638689
20-3690322 U40102GJ2015PLC082733 653 880 785 653 881 040 653 881 693
205-81-43369
8604966
11974335
12095099
11431362
11431590
126708
105564078445
202025861K
202128699Z
202025770W
0104-03-025952
201901032097
202111875G
202115027N
202115880k
Entity Name
1250 N LaSalle Member LLC
1250 N LaSalle Property LLC
2375 Ala Wai Holding LLC
2375 Ala Wai Property LLC
A.C.N. 136 024 970 PTY LTD
A.C.N. 153 275 677 Pty Ltd
A.C.N. 154 402 927 Pty Ltd (In De-registration)
Aberthaw Green Limited
Abeto New Energy S.L.
Accelecom Holdings, LLC
Adapt Biogas FinanceCo Limited
Adapt Biogas HoldCo Limited
Adapt Biogas Limited
Aerogy LLC
AIF Business Solutions GmbH
Akamu Solar Power Pvt Ltd
Alira Energy, LLC
Alira ShellCo, LLC
Amun solarfarms Limited
APR Telecoms (Maintenance) Limited
Aquila Solar Power Pvt Ltd
AR WIND ENERGY K.K.
Aragorn Holding Company Two Pte. Ltd.
Aragorn Renewable Energy Pvt Ltd
Arkha Solar Power Pvt Ltd
Atascosa Solar, LLC
Atlantic Urja Pvt Ltd
Atlas Bidco 1 Limited
Atlas Midco 1 Limited
Atlas Topco 1 Limited
AVENAL POWER CENTER, LLC
Avighna Solarfarms Limited
B2R No. 1 Pty Limited
B2R No. 2 Pty Limited
B2R No. 3 Pty Limited
BADA SERVICES (KOREA) LIMITIED
BELIKE NOMINEES PTY. LIMITED
Bernard Topco Limited
Bilbao Offshore TopCo Limited
Bing TK Holdings Limited
Bing TK Limited
Bing TK Topco Limited
BLE 101 (Thailand) Ltd.
BLE C&I Projects 1 Pte. Ltd.
BLE C&I Projects 2 Pte. Ltd.
BLE C&I Projects Pte. Ltd.
BLE Japan 101 GK
BLE MALAYSIA 101 SDN. BHD.
BLE Project 101 Pte. Ltd.
BLE Project 102 Pte. Ltd.
BLE Project 103 Pte. Ltd.
Incorp Country
United States
United States
United States
United States
Australia
Australia
Australia
United Kingdom
Spain
United States
United Kingdom
United Kingdom
United Kingdom
United States
Germany
India
United States
United States
India
United Kingdom
India
Japan
Singapore
India
India
United States
India
United Kingdom
United Kingdom
United Kingdom
United States
India
Australia
Australia
Australia
Korea, Republic of
Australia
United Kingdom
United Kingdom
United Kingdom
United Kingdom
Jersey
Thailand
Singapore
Singapore
Singapore
Japan
Malaysia
Singapore
Singapore
Singapore
3
316923526 | |
20-2937246 | |
201816156M | |
202141031K | |
only | AAX-3528 |
0100-01-192544 | |
703-86-02213 | |
201901031492 | |
U45309MH2022FTC375250 | |
CS2015160102 | |
201536002R | |
83212085 | |
46-5587770 | |
use | 12725566 |
8607065 | |
4680004 | |
5008702 | |
12516896 | |
12723612 | |
personalFor | 12516809 |
996 101 045 | |
88217 | |
756-86-01538 |
198-81-021129
179-81-01129
2865830
13361703
4800336
4800317
538-88-01399
12415204
BLE Vietnam 101 Company Limited
Blue Grass Abstract LLC
BLUE LEAF ENERGY ASIA PTE. LTD.
Blue Leaf Energy India Investments Pte. Ltd.
Blue Leaf Energy India LLP
BLUE LEAF ENERGY JAPAN K.K.
BLUE LEAF ENERGY KOREA CO. LTD.
BLUE LEAF ENERGY MALAYSIA HOLDINGS SDN. BHD.
Blue Leaf Energy Renewables Private Limited
BLUE LEAF ENERGY SERVICES PHILIPPINES, INC.
BLUE LEAF ENERGY SPV HOLDCO PTE. LTD.
Blue Leaf Energy Taiwan Co., Ltd
Blueshine, LLC
Bluestone Equity Release Series 1 Warehouse Trust
Bolney Green Limited
BOND STREET CUSTODIANS LIMITED
BOSTON AUSTRALIA PTY LIMITED
BOSTON LEASING PTY. LIMITED
Bramford Green Limited
Bramley Solar Limited
Brazoria West Construction JVCo, LLC
Brazoria West JVCo, LLC
BRAZORIA WEST SOLAR PROJECT, LLC
Bridgwater Green Limited
Buheii Vindkraft AS
Bunhill Investments Unlimited
BUSAN ECO DELTA ENERGY CO., LTD.
BUSAN FLOATING OFFSHORE WIND POWER CO., LTD.
BUSAN OFFSHORE WIND POWER CO., LTD.
BUTTONWOOD NOMINEES PTY LIMITED
BW Class B Member, LLC
BW CLASS B PLEDGOR, LLC
BW Tax Equity HoldCo, LLC
Calibrant Asset 1, LLC
Calibrant Bakersfield, LLC
Calibrant Darien, LLC
Calibrant Eldorado I, LLC
Calibrant Eldorado II, LLC
Calibrant Equipment, LLC
Calibrant Hammerhead Inc.
Calibrant Harrisburg I, LLC
Calibrant Harrisburg II, LLC
Calibrant Harrisburg III, LLC
Calibrant Lena, LLC
Calibrant Mako, LLC
Calibrant NY I, LLC
Calibrant Renewable Holdings, LLC
Calibrant South Portland, LLC
Calibrant TE Development, LLC
Calibrant TE Fund I, LLC
Calibrant Woodland I, LLC
Calibrant Woodland II, LLC
Camp Hill Unit Trust
Capbal Faune Limited
Capital Meters Holdings Limited
Capital Meters Limited
CBP Holdings LLC
CERES HOLDINGS CO., LTD.
Cero Generation Holdings France Limited
Vietnam
United States
Singapore
Singapore
India
Japan
Korea, Republic of
Malaysia
India
Philippines
Singapore
Taiwan
United States
Australia
United Kingdom
Australia
Australia
Australia
United Kingdom
United Kingdom
United States
United States
United States
United Kingdom
Norway
Jersey
Korea, Republic of
Korea, Republic of
Korea, Republic of
Australia
United States
United States
United States
United States
United States
United States
United States
United States
United States
United States
United States
United States
United States
United States
United States
United States
United States
United States
United States
United States
United States
United States
Jersey
United Kingdom
United Kingdom
United Kingdom
United States
Korea, Republic of
United Kingdom
4
For personal use only
13356303 | Cero Generation Holdings Greece Limited |
12316686 | Cero Generation Holdings Italy Limited |
11346219 | Cero Generation Holdings Spain Limited |
12318275 | Cero Generation Holdings UK Limited |
12272533 | Cero Generation Limited |
13078063 | Cero Generation Services Limited |
M- | Cero Generation Services Limited, Sucursal en España |
752842 Tomo 42548 Folio 161 | |
11425435 | Chablis TK Holdings Limited |
10974030 | CHAPTRE GreenCo Holdings Limited |
6373185 | Cheeryble Developments Limited |
436-87-01607 | CHEONGSAPO OFFSHORE WIND POWER CO., LTD. |
Chile Pacific HoldCo 1 SpA | |
Chile Pacific HoldCo 2 SpA | |
Chile Pacific Holdco 3 SpA | |
9127639 | City AVS Ltd |
7082857 | City Voice and Data Limited |
13751493 | Clifton Investment Holdings Limited |
20-2937258 | Closing Documentation Services, LLC |
CMC Railroad Holdco LLC | |
CMC Railroad, LLC | |
KRS 0000854831 | Collfield Investments sp. Z.o.o. |
30-0791081 | Colorado - PTH, LLC |
Colquitt Solar I, LLC | |
CER151028DM3 | Comercializadora Energia de la Reforma S. de R.L. de C.V. |
Commerce and Industry Brokerage Inc. | |
5445964 | Comms Management Limited |
626485005 | Conergy Solar Australia Pty Limited |
Connecticut Mystic Lien, LLC | |
Core Solar SPV II, LLC | |
Core Solar SPV IX, LLC | |
Core Solar SPV XVII, LLC | |
Core Solar SPV XXIII, LLC | |
13481762 | Corio Generation Limited |
3241012 | Corona Energy Limited |
3241002 | Corona Energy Retail 1 Limited |
SC138299 | Corona Energy Retail 2 Limited |
2746961 | Corona Energy Retail 3 Limited |
2798334 | Corona Energy Retail 4 Limited |
2879748 | Corona Gas Management Limited |
12517381 | Cowley Baldon Green Limited |
11496686 | Craighouse Investments Limited |
51-0566317 | Crystal Screens Media Inc. |
82-3700769 | CT MLH Bluff Road Venture, LLC |
37-1737048 | DC - PTH, LLC |
23-3061021 | Delaware Capital Management |
27-1291359 | Delaware Capital Management Advisers, Inc. |
23-2226487 | Delaware Distributors, Inc. |
23-2791871 | Delaware Distributors, L.P. |
46-4850078 | Delaware Investments Advisers Partner, Inc. |
N/A | Delaware Investments Corporate Bond Fund (UCITs) |
46-4639812 | Delaware Investments Distribution Partner, Inc. |
46-1906107 | Delaware Investments Fund Advisers |
46-5056965 | Delaware Investments Fund Services Company |
13-3465352 | Delaware Investments Management Company, LLC |
23-2859589 | Delaware Management Company |
23-2601407 | Delaware Management Trust Company |
13-3465338 | Delaware Service Company, Inc. |
85-0779258 | Delaware Wilshire Private Markets Fund |
United Kingdom
United Kingdom
United Kingdom
United Kingdom
United Kingdom
United Kingdom
Spain
United Kingdom
United Kingdom
United Kingdom
Korea, Republic of
Chile
Chile
Chile
United Kingdom
United Kingdom
United Kingdom
United States
United States
United States
Poland
United States
United States
Mexico
United States
United Kingdom
Australia
United States
United States
United States
United States
United States
United Kingdom
United Kingdom
United Kingdom
United Kingdom
United Kingdom
United Kingdom
United Kingdom
United Kingdom
United Kingdom
United States
United States
United States
United States
United States
United States
United States
United States
Ireland
United States
United States
United States
United States
United States
United States
United States
United States
5
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Macquarie Group Limited published this content on 11 March 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 11 March 2022 06:05:08 UTC.