Magellan Financial : Application for quotation of securities - MFG

Application for quotation of +securities

Announcement Summary

For personal use only

Entity name

MAGELLAN FINANCIAL GROUP LIMITED

Announcement Type

New announcement

Date of this announcement

Tuesday November 23, 2021

The +securities to be quoted are:

+Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer

Total number of +securities to be quoted

ASX +security		Number of +securities to
code	Security description	be quoted	Issue date
MFG	ORDINARY FULLY PAID	107,131	23/11/2021

Refer to next page for full details of the announcement

Application for quotation of +securities

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Application for quotation of +securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

MAGELLAN FINANCIAL GROUP LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2	Registered number type	Registration number
ACN	108437592
1.3	ASX issuer code
MFG

1. The announcement is New announcement
2. Date of this announcement

23/11/2021

Application for quotation of +securities

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Application for quotation of +securities

Part 2 - Type of Issue

For personal use only

2.1 The +securities to be quoted are:

+Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer

2.2 The +securities to be quoted are:

Additional +securities in a class that is already quoted on ASX ("existing class")

Application for quotation of +securities

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Application for quotation of +securities

Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

For personal use only

Additional +securities to be quoted in an existing class issued under an +employee incentive scheme

FROM (Existing Class)

ASX +security code and description

No security currently exists

FROM (Existing Class) +Security description

No security currently exists.

TO (Existing Class)

ASX +security code and description

MFG : ORDINARY FULLY PAID

Please state the number of +securities issued under the +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer

107,131

Please provide details of a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

Under Magellan Financial Group Limited's ("MFG") Share Purchase Plan ("SPP"), SPP participants may subscribe for shares in MFG at the prevailing market price (ordinarily calculated as the weighted average sale price of shares on ASX over the five trading days immediately preceding the day the offer of shares is made under the SPP). MFG provides financial assistance to the SPP participants for up to either 75% or 100% of the subscription value, via a full recourse, interest-free loan, and thus the SPP participant bears the full risks and benefits of being a shareholder. The full recourse loan is compulsorily repaid via dividends paid on associated shares plus 25% (or other amount as permitted by the SPP rules) of the relevant employee's after tax variable incentive. As the loan is full recourse, participants are liable to repay the loan irrespective of the performance of MFG's shares.

Are any of these +securities being issued to +key management personnel (KMP) or an +associate No

Issue date

23/11/2021

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class?

Yes

Application for quotation of +securities

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Application for quotation of +securities

Issue details

For personal use only

Number of +securities to be quoted

107,131

Are the +securities being issued for a cash consideration?

Yes

In what currency is the cash consideration being paid? What is the issue price per +security?

AUD - Australian Dollar

AUD 34.83000000

Any other information the entity wishes to provide about the +securities to be quoted

Application for quotation of +securities

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