Holder of relevant interest

Nature of relevant interest

Class and number of securities

Mitsubishi UFJ Financial Group, Inc.

Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited.

1,899,540 Fully paid ordinary shares

Mitsubishi UFJ Financial Group, Inc.

Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley.

2,606,172 Fully paid ordinary shares

Mitsubishi UFJ Financial Group, Inc.

Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley.

468,141 Fully paid ordinary shares

Mitsubishi UFJ Financial Group, Inc.

Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley.

19,381 Fully paid ordinary shares

Mitsubishi UFJ Financial Group, Inc.

Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley.

314 Fully paid ordinary shares

Mitsubishi UFJ Financial Group, Inc.

Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley.

30,803 Fully paid ordinary shares

Form 603

Corporations Act 2001

Section 671B

Notice of initial substantial holder

To: Company Name/Scheme:

ACN/ARSN:

1. Details of substantial holder

Name

McMillan Shakespeare Limited

107 233 983

Mitsubishi UFJ Financial Group, Inc.

The holder became a substantial holder on: 23/03/2022

The holder became aware on: 25/03/2022

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:

Class of securities

Number of securities

Person's votes

Voting power (%)

Fully Paid ordinary shares

5,101,984

5,101,984

6.59%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Mitsubishi UFJ Financial Group, Inc.

Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley.

77,633 Fully paid ordinary shares

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest

Registered holder of securities

Person entitled to be registered as holder

Class and number of securities

Mitsubishi UFJ Financial Group, Inc.

Not applicable

Fully paid ordinary 9,224 shares

Mitsubishi UFJ Financial Group, Inc.

Citibank N A Hong Kong

Not applicable

Fully paid ordinary 947,726 shares

Mitsubishi UFJ Financial Group, Inc.

Citicorp Nominees Pty Limited (Australia)

Not applicable

Fully paid ordinary 168,585 shares

Mitsubishi UFJ Financial Group, Inc.

HSBC Bank Australia Limited

Not applicable

Fully paid ordinary 221,352 shares

Mitsubishi UFJ Financial Group, Inc.

JPMorgan (UK)

Not applicable

Fully paid ordinary 374,033 shares

Mitsubishi UFJ Financial Group, Inc.

National Custodian Services

Not applicable

Fully paid ordinary 178,620 shares

Mitsubishi UFJ Financial Group, Inc.

Unknown

Not applicable

Fully paid ordinary 77,633 shares

Mitsubishi UFJ Financial Group, Inc.

HSBC Custody Nominees (Australia) Limited

Not applicable

Fully paid ordinary 314 shares

Mitsubishi UFJ Financial Group, Inc.

HSBC Custody Nominees (Australia) Limited

Not applicable

Fully paid ordinary 3,074,313 shares

Mitsubishi UFJ Financial Group, Inc.

Morgan Stanley Australia Securities (Nominee) Pty Limited

Not applicable

Fully paid ordinary 19,381 shares

Mitsubishi UFJ Financial Group, Inc.

Morgan Stanley Wealth Management Australia Pty discretionary client account

Not applicable

Fully paid ordinary 30,803 shares

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest

Date of acquisition

Consideration

Class and number of securities

Cash

Non-cash

See annexure B to this notice

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable)

Nature of association

See annexure A to this notice

Each company referred to is an associate of Mitsubishi UFJ Financial Group, Inc. under section 12 of the Corporations Act

7. Addresses

The addresses of persons named in this form are as follows:

Name

Address

Mitsubishi UFJ Financial Group, Inc.

2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan

8. Signature

Dated 28 March 2022

Ryuichiro Sakuma

Authorised signatory

Annexure A

This is annexure A of 5 pages referred to in Form 603, Notice of initial substantial holder dated 28 March 2022

Ryuichiro Sakuma

Authorised signatory

Dated 28 March 2022

SCHEDULE

MUFG Bank, Ltd.

Mitsubishi UFJ Trust and Banking Corporation Mitsubishi UFJ Securities Holdings Co., Ltd. MU Business Engineering, Ltd.

The Mitsubishi UFJ Factors Limited Mitsubishi UFJ Jinji Service Co., Ltd. MU Techno-service Co., Ltd.

Tokyo Credit Service, Ltd. Tokyo Associates Finance Corp. MU Business Service Co., Ltd. Mitsubishi UFJ Loan Business Co.,Ltd. Mitsubishi UFJ Information Technology, Ltd. MU Center Service Tokyo Co., Ltd.

MU Center Service Nagoya Co., Ltd. MU Center Service Osaka Co., Ltd. MU Business Aid Co., Ltd.

MU Property Reserch Company Limited Mitsubishi UFJ Home Loan CREDIT CO., LTD. The Diamond Home Credit Company Limited Mitsubishi UFJ Reserch & Consulting Co., Ltd. MU Frontier Servicer Co., Ltd.

Otemachi Guarantee Co., Ltd. GD Holdings Company Limited

MU Loan Administration Support Co., Ltd. MU Communications Co.,Ltd.

Japan Electronic Monetary Claim Organization MU Business Partner Co., Ltd.

MUT Business Outsourcing Co., Ltd. Mezzanine Solution II Limited Partnership Mezzanine Solution III Limited Partnership Mitsubishi UFJ Capital Co., Ltd.

Mitsubishi UFJ Capital, Limited Partnership Mitsubishi UFJ Capital, Limited Partnership Mitsubishi UFJ Capital, Limited Partnership Mitsubishi UFJ Capital, Limited Partnership Mitsubishi UFJ Capital, Limited Partnership Mitsubishi UFJ Life Science 1, Limited Partnership Mitsubishi UFJ Life Science 2, Limited Partnership Tohoku Senary Industry Support, Limited Partnership OiDE Fund Investment Limited Partnership Mitsubishi UFJ Personal Financial Advisers Co., Ltd. Mitsubishi UFJ Financial Partners Co.,Ltd.

The Mitsubishi Asset Brains Company, Limited BOT Lease Co., Ltd.

The Chukyo Bank, Ltd.

Nippon Mutual Housing Loan Co., Ltd. JM Real Estate Co., Ltd.

Jibun Bank Corporation JACCS CO.,LTD. JALCARD Inc.

Yume Shokei Fund No.2 Yume Shokei Fund No.3

Marunouchi Capital Fund II Limited Partnership MUTrust Sougou Kanri Co., Ltd.

Mitsubishi UFJ Trust Business Co., Ltd. Ryoshin Data Co., Ltd.

Mitsubishi UFJ Trust Systems Co., Ltd.

Mitsubishi UFJ Trust Investment Technology Institute Co., Ltd.

Mitsubishi UFJ Trust Hosyo Co., Ltd.

MUTrustApple Planning Company, Ltd.

Mitsubishi UFJ Real Estate Services Co., Ltd.

Mitsubishi UFJ Daiko Business Co., Ltd.

The Master Trust Bank of Japan, Ltd. MU Investments Co., Ltd.

Japan Shareholder Services Ltd.

Mitsubishi UFJ Kokusai Asset Management Co., Ltd. Tokumei-Kumiai (CPI)

Tokumei-Kumiai (GII) Tokumei-Kumiai (Gate Bridge 1) Tokumei-Kumiai (CENTOMILIARDO) Tokumei-Kumiai (MEET) Tokumei-Kumiai (FIELD) Ippan Shadan Houjin Leone

Jointly Managed Monetary Trust Fund (Fund Number:550001) MU Trust Property Management Co., Ltd.

Tokumei-Kumiai (RICE)

TOKKINGAI (Fund Number.900338) TOKKINGAI (Fund Number.900327) TOKKINGAI (Fund Number.900344) AMP Capital Investors KK

MM Partnership

MUS Information Systems Co., Ltd. MUS Business Service Co., Ltd.

Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. Mitsubishi UFJ Morgan Stanley PB Securities Co., Ltd. kabu.com Securities Co., Ltd.

Morgan Stanley MUFG Securities Co., Ltd. Mitsubishi UFJ NICOS Co., Ltd.

Card Business Service Co.,Ltd.

MU NICOS Business Service Co., Ltd. MU NICOS Credit Co.,Ltd.

Ryoshin DC Card Company Ltd. JMS Co., Ltd.

Paygent Co., Ltd. JA Card Co., Ltd ACOM CO., LTD.

IR Loan Servicing, Inc.

MU Credit Guarantee Co., Ltd. Japan Digital Design, Inc. Crowd Money Inc.

MUMEC Visionary Design, Ltd. Global Open Network, Inc. Global Open Network Japan, Inc. MUFG Innovation Partners Co., Ltd.

MUFG Innovation Partners No.1 Investment Partnership Mitsubishi Research Institute DCS Co.,Ltd.

HR Solution DCS Co.,Ltd.

Mitsubishi UFJ Lease & Finance Company Limited Hitachi Capital Corporation

Nihombashi TG Jigyo Kyodo Kumiai NIHOMBASHI TG SERVICE CO., LTD. SHIN-NIHOMBASHI TSUSHO CO., LTD. Solution Design Co.,ltd.

Nippon Record Keeping Network Co., Ltd. Banco MUFG Brasil S.A.

9808680 Canada Inc.

BTMU (Curacao) Holdings N.V. MUFG Bank (Europe) N.V.

MUFG Business Services (Holland) B.V. MUFG Funding (UK) Limited

MUFG Europe Lease (Deutschland) GmbH MUFG Bank (Malaysia) Berhad

MUFG North America International, Inc. MUFG Bank Mexico, S.A.

MUFG Nominees (HK) Limited MUFG Nominees (UK) Limited MUFG Americas Holdings Corporation MUFG Union Bank, N.A.

Union Bank of California Leasing, Inc. UBOC Community Development Corporation UnionBanc Investment Services, LLC Bankers Commercial Corporation UnionBanCal Equities, Inc. UnionBanCal Leasing Corporation UnionBanCal Mortgage Corporation Mills-Ralston, Inc.

HighMark Capital Management, Inc.

BCC OX I, Inc.

BCC OX II, Inc.

SEMA OP9 LLC

SEMA OP8 LLC MORGANTOWN OL6 LLC MORGANTOWN OL7 LLC MORGANTOWN OL5 LLC DICKERSON OL4 LLC TRL One A, LLC

TRL One B, LLC TRL One, LP BM1,LLC

UB Leasing Corporation Pacific Capital Statutory Trust I Shiloh Wind Project, LLC Shiloh Holdings Lessor Trust Green Union I Trust

Green Union II Trust Green Union III Trust Tohlease Corporation

MUFG Americas Funding Corporation

MUFG Americas Financial & Leasing Corporation B-4 U.B. Vehicle Leasing, Inc.

MUFG Americas Leasing Corporation MUFG Americas Financial Services, Inc. MUFG Americas Leasing (Canada) Corporation MUFG Americas Leasing & Finance, Inc. MUFG Americas Capital Leasing & Finance, LLC MUFG Americas Corporate Advisory, Inc. MUFG Americas LF Capital LLC

MUFG Americas Capital Company MUFG Fund Services (USA) LLC MUFG Securities Americas Inc. MUFG Capital Analytics LLC MUFG Investor Services (US), LLC Intrepid Investment Bankers LLC

Southern California Business Development Corporation Catalina Solar Holdings Lessor Trust

Catalina Solar, LLC

Morgan Stanley MUFG Loan Partners, LLC PT U Finance Indonesia

PT. MU Research and Consulting Indonesia

MU Research and Consulting (Thailand) Co., Ltd. MUFG Participation (Thailand) Co., Ltd.

AO MUFG Bank (Eurasia)

MUFG Bank (China), Ltd.

BTMU Preferred Capital 8 Limited BTMU Preferred Capital 9 Limited

BTMU Liquidity Reserve Investment Limited MUFG Bank Turkey Anonim Sirketi

Bank of Ayudhya Public Company Limited Krungsri Ayudhya AMC Limited

Krungsri Factoring Company Limited

Ayudhya Development Leasing Company Limited Ayudhya Capital Auto Lease Public Company Limited Krungsriayudhya Card Company Limited

General Card Services Limited

Ayudhya Capital Services Company Limited Krungsri General Insurance Broker Limited Krungsri Life Assurance Broker Limited Krungsri Asset Management Company Limited Total Services Solutions Public Company Limited Ngern Tid Lor Company Limited

Krungsri Securities Public Company Limited Siam Realty and Services Security Co.,Ltd. Krungsri Leasing Services Co., Ltd. Hattha Kaksekar Limited

Krungsri Finnovate Co., Ltd. Tesco Card Services Limited

BTMU Liquidity Reserve Investment 2 Limited BTMU Liquidity Reserve Investment 3 Limited

  • PT Guna Dharma

  • PT Bank Danamon Indonesia, Tbk.

  • PT Adira Quantum Multifinance

  • PT Adira Dinamika Multi Finance Tbk

  • PT Asuransi Adira Dinamika

BOT Lease (HK) Co., Ltd.

PT Bumiputera - BOT Finance BOT Lease Holding Philippines, Inc.

BOT Lease and Finance, Philippines, Inc. BOT Lease (Thailand) Co., Ltd.

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McMillan Shakespeare Limited published this content on 28 March 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 28 March 2022 07:10:03 UTC.