Form 604 page /2 15July 2001
Corporations Act 2001
Section 6718
Notice of change of interests of substantial holderTo Company Name/Scheme
Metal Bank Limited
ACN/ARSN 127 297 170
1. Details of substantial holder (1)Name Greenvale Asia Limited
ACN/ARSN (if applicable) BVI No 1584956
There was a change in the interest of the substantial holder on: 21 October 2016
The previous notice was given to the company on: 1 6 May 2016
The previous notice was dated: 1 5 May 2016
2. Previous and present voting power IThe total number of votes attached to all the voting shares in the company or voting interests in the scheme that rhe substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows:
Class of Securities (4) | Previous Notice | Present notice I | |
Person's votes I Voting power (5) | Person's votes I Vot,ng power (5) | ||
Ordinary shares | 72,360,647 J 14.28% | 81,596,712 J 11.85% |
3 Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holder notice to the company or scheme are as follows:
Date of Change | Person whose relevant | Nature of change (6) | Consideration given in relation to change (7) | Class and number of securities affected | Persol's votes affect d I |
interest changed | |||||
21 October 2016 | Greenvale Asia Limited | Ordinary shares acquired in Rights Issue | 3 cents per share | 9,236,065 ordinary shares | 9,236,p65 I |
604 Page 1/2 15July 2001
4 Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest | Registered holder of securities | Person entitled to be registered as | Nature of relevant | Class and number of securities | Person's votes |
holder (8) | interest (6) | ||||
Greenvale Asia Limited | Berne No 132 Nominees Pty Ltd | Greenvale Asia Limited | Beneficial holder | 78,214,212 ordinary shares | 78,214,212 |
Greenvale Asia HSBC Custody Greenvale Asia Beneficial 3,382,500 3r382,500 Limited Nominees Ltd Limited holder ordinary shares
Bank SA NV A/C>
Changes in association
Thepersons who have become associates (2) of,or ceased to be associates of,or have changed the nature of the r association
(9) with, the substantial holder in relation to voting interests in the company or scheme are as follows: Nameand ACN/ARSN (if applicable) Nature of Association
BNP Paribas Nominees Pty Ltd Previous nominee holder of 3,075,000 shates ceased to
become associate on 25 January 2016 due o change of nominee
HSBC Custody Nominees Ltd NV New nominee holder of 3,382,500 shares - became A/C> associate on 25 January 2016
Addresses
The addresses of persons named In this form are as follows:
Name Address
GreenvaleAsia Limited Trinity Chambers, PO Box 4301,Road Town, Tortola, BVI Berne No 132 Nominees Pty Ltd GPOBox 202, Brisbane, Qld, 4001BNP Paribas Nominees Pty Ltd PO BOX R209 ROYAL EXCHANGE NSW 122S
HSBC Custody Nominees Ltd NV GPO Box 5302 Sydney NSW 2001
A/C>I
Signature
Print name Capacity
Sign here
,/Ct' (_ date
DIRECTIONS
I
(1) If there are a number of substantialholders with similar or related relevant interests (eg.a corporation and its related corporations. or the manager and trustee of an equity trust). the names could be included in an annexure to te form.If the relevant interests of a group of persons are essentially similar. they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 6718(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
Include details of:
any relevant agreement or other circumstances because of which the change in relevant interest occur!d. If subsection 6718(4) applies, a copy of any document setting out the terms of any relevant agreement, a .d a statement
1
r
by the person giving full and accurate details of any contract,scheme or arrangement, must accompa) this form, together with a written statement certifying this contract, scheme or arrangement; and
l
any qualification of the power of a person to exercise. control the exercise of, or influence the exercise pt, the voting
powers or disposal of the securities to which the relevant interest relates (1nd1cating clearly the part1cul r secunt,es to which the qualification applies) .
See the definition of "relevant agreement" in section 9 of the Corporations Act
2001 .
Details of the consideration must include any and all benefits. money and other, that any person from whom relevant
interest was acquired has, or may,become entitled to receive in relation to that acquisition. Details must be il)ciuded even if
I
the benefit is conditional on the happening or not or a contingency . Details must be included of any benefit pid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the p1on from
whom the relevant interest was acquired.
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises be ause of an option) write "unknown".
Give details, if appropriate,of the present association and any change in that association since the last subst ntial holding
notice.
Metal Bank Limited published this content on 24 October 2016 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 23 October 2016 23:12:03 UTC.
Original documenthttp://metalbank.com.au/wp/wp-content/uploads/2016/10/20161022-GAL-Form-604-Signed.pdf
Public permalinkhttp://www.publicnow.com/view/E16E770E9577DB44B22B2719CEF0E67D8F27DCCD