Item 5.07. Submission of Matters to a Vote of Security Holders.

On June 3, 2021, the Company held its annual meeting of stockholders. At the meeting, stockholders voted on proposals (1) to elect five directors to the Company's board of directors; (2) approve, on an advisory basis, the compensation of the Company's named executive officers and (3) to ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. Following is the final tabulation of votes cast at the meeting.

Proposal 1: Election of Directors





Nominee                   Votes For        Votes Withheld       Broker Non-Votes
Kenneth Moelis            101,266,711            1,175,655              4,241,013
Eric Cantor               100,391,701            2,050,665              4,241,013
John A. Allison IV         98,716,667            3,725,699              4,241,013
Yolonda Richardson         99,304,334            3,138,032              4,241,013
Kenneth L. Shropshire      99,418,637            3,023,729              4,241,013


Proposal 2

The non-binding, advisory vote on executive compensation was approved, on an advisory basis, based upon the following final tabulation of votes:





For                  81,914,146
Against              19,514,538
Abstain               1,013,682
Broker non-votes      4,241,013


Proposal 3

The appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2021 was ratified, based upon the following final tabulation of votes:





For                  105,387,949
Against                1,272,434
Abstain                   22,996
Broker non-votes              -


(c) Not applicable.

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