Monex : DATABOOK Financial Results for 1Q of Fiscal Year Ending March 31, 2023

TSE Prime: 8698

Monex Group

DATABOOK

Financial Results for 1Q of Fiscal Year Ending March 31, 2023

Aug 3, 2022

Table of Contents	P.1
I. Market & Transaction Data	P.2	~ P.6
II. Financial Data	P.7	~ P.23

This is an English translation of Japanese presentation material prepared in connection with the disclosure of the financial results of Monex Group, Inc. It includes information derived from the consolidated financial statements of Monex Group, Inc. which are prepared in accordance with International Financial Reporting Standards ("IFRSs"). This material is not intended to recommend, conduct solicitation for any product or service, etc.

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This presentation material contains forward-looking statements that are based on our current expectations, assumptions, estimates and projections about our industry and us. These forward-looking statements are subject to various risks and uncertainties. Generally, these forward-looking statements can be identified by the use of terms such as "may" "will" "expect" "anticipate" "estimate" "plan" and other similar words. These statements discuss future expectations, identify strategies, contain projections of results of operations or of our financial condition and state other "forward-looking" information. Our operations are subject to risks, uncertainties and other factors that could cause our actual results to differ materially from those contained in any forward-looking statement.

© Monex Group, Inc.

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I. Market & Transaction Data

© Monex Group, Inc.

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Market and Transaction Data (1) Japan Segment - Monex, Inc.

		FYE Mar. 2021			FYE Mar. 2022		FYE Mar. 2023
	1Q End	2Q End	3Q End	4Q End	1Q End	2Q End	3Q End	4Q End	1Q End
Customers' Assets in Custody (JPY million）(*1)
Equities	2,679,626	2,859,324	3,034,414	3,384,583	3,475,018	3,540,073	3,589,283	3,642,447	3,517,048
Bonds	62,951	62,599	63,384	63,941	66,254	64,993	71,767	263,212	248,988
Mutual Funds	1,015,857	1,072,640	1,173,831	1,239,691	1,269,681	1,299,277	1,357,702	1,656,294	1,647,608
Others	438,429	395,173	429,090	443,839	434,237	463,589	439,532	503,766	529,494
Total	4,196,863	4,389,735	4,700,720	5,132,054	5,245,190	5,367,932	5,458,284	6,065,719	5,943,137
Number of accounts（account）
Total accounts(*2)	1,872,069	1,890,888	1,910,776	1,937,108	1,956,009	1,972,642	1,985,990	2,185,769	2,199,663
Active accounts (*3)	1,067,538	1,077,049	1,088,257	1,100,369	1,111,579	1,119,744	1,122,558	1,210,899	1,221,350

Customer distribution（active accounts, ％）(*4)

Under 30		19.2	19.2	19.2	19.4	19.4	19.3	19.0	18.2	18.2
40s and 50s		52.4	52.3	52.1	51.8	51.7	51.6	51.6	51.8	51.7
Over 60		28.0	28.2	28.3	28.4	28.5	28.7	29.0	29.6	29.7
Corporation		0.4	0.4	0.4	0.4	0.4	0.4	0.4	0.4	0.4
Capital Adequacy Ratio(JPY million)
Non-fixed capital		32,368	33,573	34,888	35,222	36,098	37,037	38,533	36,876	36,788
Risk asset amount		9,880	10,619	10,596	11,581	12,024	11,889	12,036	11,249	11,495
Capital adequacy ratio (%)		327.6%	316.1%	329.2%	304.1%	300.2%	311.5%	320.1%	327.8%	320.0%
(*1)	Customers' Assets in custody of Monex Inc. include the balance of foreign stocks and some deposits of other group companies. (*2) Total accounts refers to the sum of brokerage accounts and FX-only accounts.
(*3)	Active accounts (including margin accounts and FX accounts) mean the accounts with balance (collateral or margin balance for margin accounts, collateral for FX accounts) or the accounts which have traded more than once (including withdrawal)
	in the past 1 year.
(*4)	Number of active comprehensive brokerage accounts excludes FX-only accounts.

© Monex Group, Inc.

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Market and Transaction Data (2) Japan Segment - Monex, Inc.

			FYE Mar. 2021			FYE Mar. 2022		FYE Mar.
						2023
		1Q	2Q	3Q	4Q	1Q	2Q	3Q	4Q	1Q
Equities and ETFs, etc.
Total trading volume of individual investors of 2 Japanese	15,010	13,304	14,072	17,482	14,443	15,733	16,141	17,715	15,521
major markets（JPY 100million/day）
Equity trading share of Monex, Inc. (%)	5.63	5.14	5.01	5.22	4.76	4.44	4.52	4.48	4.34
Equity trading value of Monex, Inc.	845	684	706	913	688	698	729	793	674
(JPY 100million/day)
	Cash trading value	353	293	318	417	300	297	298	315	273
	Margin trading value	491	390	386	495	387	400	430	477	400
Margin balance (end of quarter)	1,690	1,719	1,739	2,076	2,161	2,126	2,086	1,846	1,912
(JPY 100million)
Mutual Funds
Balance (As of the end of the quarter)	412,469	439,282	478,109	524,921	577,343	595,866	684,830	1,015,375	996,354
U.S. stocks
Brokerage commissions (JPY million)	425	555	711	1,047	667	648	744	796	615
FX
FX revenue (JPY million) (*)	792	717	736	884	747	833	898	849	1,068
Trading value (JPY 100million)	298,613	361,076	311,325	292,535	210,950	200,583	292,486	294,581	432,297

(*) FX revenue consists of spot revenue, swap revenue and commission revenue.

© Monex Group, Inc.

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