MORPHOSYS AG
DGAP Voting Rights Announcement: MorphoSys AG
MorphoSys AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the
objective of Europe-wide distribution
2021-07-21 / 16:02
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings
1. Details of issuer
Name: MorphoSys AG
Street: Semmelweisstr. 7
Postal code: 82152
City: Planegg
Germany
Legal Entity Identifier (LEI): 529900493806K77LRE72
2. Reason for notification
X Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Legal entity: Invesco Ltd.
City of registered office, country: Hamilton, Bermuda
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
01 Feb 2021
6. Total positions
% of voting rights % of voting rights Total of both Total number of voting rights
attached to shares through instruments in % pursuant to Sec. 41 WpHG
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + 7.b.)
New 2.996888481092 % 0.00 % 2.996888481092 32890046
%
Previous 3.01 % 0.00 % 3.01 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
DE0006632003 0 985678 0.00 % 3.00 %
Total 985678 2.996888481092 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion Voting rights absolute Voting rights in %
period
0 0.00 %
Total 0 0.00 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of Expiration or maturity Exercise or conversion Cash or physical Voting rights Voting rights
instrument date period settlement absolute in %
0 0.00 %
Total 0 0.00 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
-Invesco Ltd. % % %
-Invesco UK Limited % % %
-Invesco Asset % % %
Management Limited
- % % %
-Invesco Ltd. % % %
-Invesco Holding % % %
Company Limited
-Invesco Holding % % %
Company (US), Inc.
-Oppenheimer % % %
Acquisition Corporation
-OppenheimerFunds, Inc. % % %
-Invesco Group % % %
Services, Inc.
-Invesco Capital % % %
Management LLC
- % % %
-Invesco Ltd. % % %
-Invesco Holding % % %
Company Limited
-Invesco Holding % % %
Company (US), Inc.
-Oppenheimer % % %
Acquisition Corporation
-OppenheimerFunds, Inc. % % %
-Invesco Group % % %
Services, Inc.
-Invesco Advisers, Inc. % % %
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %
10. Other explanatory remarks:
Date
19 Jul 2021
----------------------------------------------------------------------------------------------------------------------- 2021-07-21 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de -----------------------------------------------------------------------------------------------------------------------
Language: English
Company: MorphoSys AG
Semmelweisstr. 7
82152 Planegg
Germany
Internet: www.morphosys.com
End of News DGAP News Service
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https://eqs-cockpit.com/cgi-bin/fncls.ssp?fn=show_t_gif&application_id=1220519&application_name=news(END) Dow Jones Newswires
July 21, 2021 10:02 ET (14:02 GMT)
