Form 603 | |
Notice of initial substantial holder | Corporations Act 2001 |
Section 671B |
IMD
To:Company Name/Scheme The Secretary | |
Imdex Limited | |
216 Balcatta Road | |
Balcatta WA 6021 | |
PH: | (08) 9445 4010 |
Fax: | (08) 9445 4042 |
ACN
1. Details of substantial shareholder
Name
ACN (if applicable)
008 947 813
National Australia Bank Limited and its associated entities listed in Annexure A (ACN 004 044 937)
The holder became a substantial holder on 29/03/2021
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:
Class of securities | Number of | Persons' votes | Voting power |
securities | |||
Fully paid ordinary | 36,579,736 | 36,579,736 | 9.227% |
shares |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest | Nature of relevant interest | Class and number |
of securities | ||
MLC Investments Limited | Power to control the voting and /or disposal of | Fully paid ordinary |
securities pursuant to its position as the | shares | |
responsible entity or trustee of various | 949,560 | |
managed investment schemes and trusts | ||
Antares Capital Partners Limited | Power to control the voting and /or disposal of | Fully paid ordinary |
securities pursuant to its position as the | shares | |
responsible entity, investment manager or | 2,123,585 | |
trustee of various managed investment | ||
schemes or trusts. | ||
NULIS Nominees (Australia) Limited | Power to exercise voting rights pursuant to | Fully paid ordinary |
position held as the Registrable | shares | |
Superannuation Entity licensee for the | 6,591 | |
superannuation products it issues. | ||
National Australia Bank Limited | Power to control the voting and /or disposal of | Fully paid ordinary |
securities pursuant to securities lending | shares | |
agreements. | 33,500,000 | |
TOTAL | 36,579,736 |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant interest | Registered holder of securities | Person entitled to | Class and number of |
be registered as | securities | ||
holder | |||
MLC Investments Limited | National Nominees Limited | Fully paid ordinary shares | |
(ACN 004 278 899) | 949,560 | ||
Antares Capital Partners | National Nominees Limited | Fully paid ordinary shares | |
Limited | (ACN 004 278 899) | 2,123,585 | |
NULIS Nominees (Australia) | NULIS Nominees (Australia) Limited | Fully paid ordinary shares | |
Limited | (ACN 008 515 633) | 6,591 | |
National Australia Bank | National Nominees Limited | Fully paid ordinary shares | |
Limited | (ACN 004 278 899) | 33,500,000 | |
TOTAL | 36,579,736 |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
Holder of relevant | Date of acquisition | Consideration | Class and number of | |
interest | securities | |||
Cash | Non-cash | Fully paid ordinary | ||
shares | ||||
MLC Investments Limited | 22/12/2020 | $161,316.97 | 104,464 | |
MLC Investments Limited | 24/12/2020 | $2,850.49 | 1,777 | |
MLC Investments Limited | 29/12/2020 | $35,294.29 | 21,660 | |
MLC Investments Limited | 30/12/2020 | $44,863.02 | 27,012 | |
MLC Investments Limited | 31/12/2020 | $310,292.45 | 182,153 | |
MLC Investments Limited | 4/01/2021 | $58,249.09 | 34,674 | |
MLC Investments Limited | 6/01/2021 | $80,023.34 | 45,356 | |
MLC Investments Limited | 4/02/2021 | $21,548.44 | 12,646 | |
Antares Capital Partners | 22/12/2020 | $765,224.03 | 495,536 | |
Limited | ||||
Antares Capital Partners | 24/12/2020 | $13,514.53 | 8,425 | |
Limited | ||||
Antares Capital Partners | 29/12/2020 | $168,389.30 | 103,340 | |
Limited | ||||
Antares Capital Partners | 30/12/2020 | $214,014.44 | 128,858 | |
Limited | ||||
Antares Capital Partners | 31/12/2020 | $1,480,405.39 | 869,052 | |
Limited | ||||
Antares Capital Partners | 4/01/2021 | $277,732.32 | 165,326 | |
Limited | ||||
Antares Capital Partners | 6/01/2021 | $380,557.25 | 215,694 | |
Limited | ||||
Antares Capital Partners | 4/02/2021 | $234,051.23 | 137,354 | |
Limited | ||||
NULIS Nominees | 16/12/2021 | $3,056.00 | 2,000 | |
(Australia) Limited | ||||
National Australia Bank | 29/03/2021 - Stock borrow | No consideration directly | ||
referable to the securities | 33,500,000 | |||
Limited | (refer Appendix 2) | |||
provided by NAB. | ||||
National Australia Bank | 30/11/2020 to 29/03/2021 | No consideration directly | Refer to Appendix 1 Table | |
referable to the securities | ||||
Limited | - Securities Lending | |||
provided by NAB. | ||||
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if | Nature of association |
applicable | |
MLC Investments Limited | MLC Investments Limited is a wholly owned subsidiary of MLC |
Holdings Limited whose ultimate parent is National Australia | |
Bank Limited. | |
Antares Capital Partners Limited | Antares Capital Partners Limited is a wholly owned subsidiary |
of National Wealth Management Holdings Limited whose | |
ultimate parent is National Australia Bank Limited. | |
NULIS Nominees (Australia) | NULIS Nominees (Australia) Limited is a wholly owned |
Limited | subsidiary of National Wealth Management Holdings Limited |
whose ultimate parent is National Australia Bank Limited. |
7. Addresses
The addresses of persons named in this form are as follows:
Name | Address | |
National Australia Bank Limited | Level 1 | |
800 Bourke Street | ||
DOCKLANDS VIC 3008 | ||
MLC Investments Limited | Ground Floor | |
105-153 Miller Street | ||
NORTH SYDNEY NSW 2060 | ||
Antares Capital Partners Limited | Ground Floor | |
105-153 Miller Street | ||
NORTH SYDNEY NSW 2060 | ||
NULIS Nominees (Australia) | Ground Floor | |
Limited | 105-153 Miller Street | |
NORTH SYDNEY NSW 2060 | ||
National Nominees Limited | Level 1 | |
800 Bourke Street | ||
DOCKLANDS VIC 3008 | ||
Signature | ||
Name | Louise Thomson | Capacity |
Group Company Secretary | ||
for and on behalf of National Australia Bank Limited | ||
Signature | Date 01/04/2021 | |
Appendix 1 - | IMD | |||
Type of agreement and | National Australia Bank Limited and | National Australia Bank Limited and | ||
parties to agreement | ||||
Securities Borrowing Agreement (SBA) clients | AMSLA Counterparties | |||
MOTOR TRADES ASSOCIATION OF AUSTRALIA | ||||
(iv) | SUPERANNUATION FUND PTY LIMITED | ( c ) | MACQUARIE BANK LTD | |
(xii) | PRIME SUPER PTY LTD | |||
(xiii) VISION SUPER PTY LIMITED | ||||
30/11/2020 to 29/3/2021 | 30/11/2020 to 29/3/2021 | |||
Transfer dates | Specific dates for each transfer can be found by matching the number | Specific dates for each transfer can be found by matching the | ||
reference in the 'Type of agreement and parties to agreement' field to | number reference in the 'Type of agreement and parties to | |||
the accompanying list of transactions. | agreement' field to the accompanying list of transactions. | |||
Holder of voting rights | Registered owner | Registered owner | ||
The registered owner holds voting rights. However, in certain | The registered owner holds voting rights. However, in certain | |||
Are there any restrictions | circumstances the lender may request for the borrower to use best | circumstances the lender may request for the borrower to use best | ||
on voting | endeavours to arrange for voting instructions to be exercised in | endeavours to arrange for voting instructions to be exercised in | ||
accordance with the instructions from the lender. | accordance with the instructions from the lender. | |||
Scheduled date of return | On demand | On demand | ||
(if any) | ||||
Does the borrower have | Yes - at notice | Yes - at notice | ||
the right to return early? | ||||
Does the lender have the | Yes - at notice | Yes - at notice | ||
right to recall early? | ||||
Will the securities be | Yes, or equivalent protection under Securities Borrowing Agreement. | Yes, or equivalent protection under AMSLA. | ||
returned on settlement? | ||||
National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC give a copy of the | ||||
agreements to the company, responsible entity or ASIC. |
Appendix 1- | IMD | ||||
No. of | AMSLA | ||||
Date | Nature of Change | Consideration Securities | Class | Counterparty | |
3/12/2020 | Settle Sec Loan | 1000 | ORD | ( c ) | |
4/12/2020 | Return Security | -1000 | ORD | ( c ) | |
27/01/2021 | Settle Sec Loan | 5000 | ORD | ( c ) | |
1/02/2021 | Return Security | -3000 | ORD | ( c ) | |
10/02/2021 | Settle Sec Loan | 22000 | ORD | ( c ) | |
12/02/2021 | Return Security | -16000 | ORD | ( c ) | |
16/02/2021 | Settle Sec Loan | 10000 | ORD | ( c ) | |
18/02/2021 | Return Security | -2000 | ORD | ( c ) | |
18/02/2021 | Return Security | -6000 | ORD | ( c ) | |
18/02/2021 | Return Security | -10000 | ORD | ( c ) | |
19/03/2021 | Settle Sec Loan | 229000 | ORD | ( c ) | |
22/03/2021 | Return Security | -89000 | ORD | ( c ) | |
24/03/2021 | Return Security | -7000 | ORD | ( c ) | |
25/03/2021 | Return Security | -9000 | ORD | ( c ) | |
26/03/2021 | Return Security | -124000 | ORD | ( c ) |
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Disclaimer
NAB - National Australia Bank Ltd. published this content on 01 April 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 01 April 2021 08:17:07 UTC.