Form 603 | ||
Notice of initial substantial holder | Corporations Act 2001 | |
Section 671B | ||
NEC
To:Company Name/Scheme The Secretary
Nine Entertainment Co. Holdings Limited
24 Artarmon Road
Willoughby NSW 2068
PH: (02) 9906 9999
Fax: (02) 9965 2215
ACN
1. Details of substantial shareholder
Name
ACN (if applicable)
122 205 065
National Australia Bank Limited and its associated entities listed in Annexure A (ACN 004 044 937)
The holder became a substantial holder on 18/11/2020
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:
Class of securities | Number of | Persons' votes | Voting power |
securities | |||
Fully paid ordinary | 85,814,614 | 85,814,614 | 5.032% |
shares |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest | Nature of relevant interest | Class and number |
of securities | ||
MLC Investments Limited | Power to control the voting and /or disposal of | Fully paid ordinary |
securities pursuant to its position as the | shares | |
responsible entity or trustee of various | 40,584,239 | |
managed investment schemes and trusts | ||
Antares Capital Partners Limited | Power to control the voting and /or disposal of | Fully paid ordinary |
securities pursuant to its position as the | shares | |
responsible entity or trustee of various | 31,403,995 | |
managed investment schemes or trusts. | ||
Antares Capital Partners Limited | Power to control the voting and /or disposal of | Fully paid ordinary |
securities pursuant to its position as an | shares | |
investment manager in accordance with | 5,128,074 | |
investment mandates and as an investment | ||
manager of Antares Capital Partners Limited | ||
trusts. | ||
NULIS Nominees (Australia) Limited | Power to exercise voting rights pursuant to | Fully paid ordinary |
position held as the Registrable | shares | |
Superannuation Entity licensee for the | 155,306 | |
superannuation products it issues. | ||
National Australia Bank Limited | Power to control the voting and /or disposal of | Fully paid ordinary |
securities pursuant to securities lending | shares | |
agreements. | 8,433,000 | |
JBWere Limited | Power to control the voting and /or disposal of | Fully paid ordinary |
securities pursuant to position as investment | shares | |
manager for various client portfolios. | 110,000 | |
TOTAL | 85,814,614 |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant interest | Registered holder of securities | Person entitled to | Class and number of |
be registered as | securities | ||
holder | |||
MLC Investments Limited | National Nominees Limited | Fully paid ordinary shares | |
(ACN 004 278 899) | 40,584,239 | ||
Antares Capital Partners | National Nominees Limited | Fully paid ordinary shares | |
Limited | (ACN 004 278 899) | 31,403,995 | |
Antares Capital Partners | UBS Nominees Pty Ltd | Fully paid ordinary shares | |
Limited | (ACN 001 450 522) | 4,533,668 | |
Antares Capital Partners | Citicorp Nominees Pty Limited | Fully paid ordinary shares | |
Limited | (ACN 000 809 030) | 594,406 | |
NULIS Nominees (Australia) | NULIS Nominees (Australia) Limited | Fully paid ordinary shares | |
Limited | (ACN 008 515 633) | 155,306 | |
National Australia Bank | National Nominees Limited | Fully paid ordinary shares | |
Limited | (ACN 004 278 899) | 8,433,000 | |
JBWere Limited | Invia Custodian Pty Limited | Fully paid ordinary shares | |
(ACN 006 127 984) | 110,000 | ||
TOTAL | 85,814,614 |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
Holder of relevant | Date of acquisition | Consideration | Class and number of | |
interest | securities | |||
Cash | Non-cash | Fully paid ordinary | ||
shares | ||||
MLC Investments Limited | 17/11/2020 | $1,718,247.94 | 720,228 | |
MLC Investments Limited | 17/11/2020 | $117,666.23 | 49,579 | |
MLC Investments Limited | 17/11/2020 | $244,685.66 | 103,099 | |
MLC Investments Limited | 18/11/2020 | $2,748,085.45 | 1,157,381 | |
MLC Investments Limited | 18/11/2020 | $1,054,387.47 | 442,253 | |
National Australia Bank | 11/11/2020 to 18/11/2020 | No consideration directly | Refer to Appendix 1 | |
referable to the securities | ||||
Limited | - Securities Lending | Table | ||
provided by NAB. | ||||
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if | Nature of association |
applicable | |
MLC Investments Limited | MLC Investments Limited is a wholly owned subsidiary of MLC |
Holdings Limited whose ultimate parent is National Australia | |
Bank Limited. | |
Antares Capital Partners Limited | Antares Capital Partners Limited is a wholly owned subsidiary |
of National Wealth Management Holdings Limited whose | |
ultimate parent is National Australia Bank Limited. | |
NULIS Nominees (Australia) | NULIS Nominees (Australia) Limited is a wholly owned |
Limited | subsidiary of National Wealth Management Holdings Limited |
whose ultimate parent is National Australia Bank Limited. | |
JBWere Limited | JBWere Limited is a wholly owned subsidiary of National |
Wealth Management Holdings Limited whose ultimate parent | |
is National Australia Bank Limited. |
7. Addresses
The addresses of persons named in this form are as follows:
Name | Address | |
National Australia Bank Limited | Level 1 | |
800 Bourke Street | ||
DOCKLANDS VIC 3008 | ||
MLC Investments Limited | Ground Floor | |
105-153 Miller Street | ||
NORTH SYDNEY NSW 2060 | ||
Antares Capital Partners Limited | Ground Floor | |
105-153 Miller Street | ||
NORTH SYDNEY NSW 2060 | ||
UBS Nominees Pty Limited | Level 16 | |
2 Chifley Square | ||
SYDNEY NSW 2000 | ||
Citicorp Nominees Pty Limited | 2 Park Street | |
Sydney NSW 2000 | ||
NULIS Nominees (Australia) | Ground Floor | |
Limited | 105-153 Miller Street | |
NORTH SYDNEY NSW 2060 | ||
National Nominees Limited | Level 1 | |
800 Bourke Street | ||
DOCKLANDS VIC 3008 | ||
JBWere Limited | Level 15 | |
101 Collins Street | ||
MELBOURNE VIC 3000 | ||
Invia Custodian Pty Limited | Level 15 | |
101 Collins Street | ||
MELBOURNE VIC 3000 | ||
Signature | ||
Name | Louise Thomson | Capacity |
Group Company Secretary | ||
for and on behalf of National Australia Bank Limited | ||
Signature | Date 23/11/2020 | |
Appendix 1 - | NEC | ||
Type of agreement and | National Australia Bank Limited and | National Australia Bank Limited and | |
parties to agreement | |||
Securities Borrowing Agreement (SBA) clients | AMSLA Counterparties | ||
( c ) | MACQUARIE BANK LTD | ||
11/11/2020 to 18/11/2020 | 11/11/2020 to 18/11/2020 | ||
Transfer dates | Specific dates for each transfer can be found by matching the number | Specific dates for each transfer can be found by matching the | |
reference in the 'Type of agreement and parties to agreement' field to | number reference in the 'Type of agreement and parties to | ||
the accompanying list of transactions. | agreement' field to the accompanying list of transactions. | ||
Holder of voting rights | Registered owner | Registered owner | |
The registered owner holds voting rights. However, in certain | The registered owner holds voting rights. However, in certain | ||
Are there any restrictions | circumstances the lender may request for the borrower to use best | circumstances the lender may request for the borrower to use best | |
on voting | endeavours to arrange for voting instructions to be exercised in | endeavours to arrange for voting instructions to be exercised in | |
accordance with the instructions from the lender. | accordance with the instructions from the lender. | ||
Scheduled date of return | On demand | On demand | |
(if any) | |||
Does the borrower have | Yes - at notice | Yes - at notice | |
the right to return early? | |||
Does the lender have the | Yes - at notice | Yes - at notice | |
right to recall early? | |||
Will the securities be | Yes, or equivalent protection under Securities Borrowing Agreement. | Yes, or equivalent protection under AMSLA. | |
returned on settlement? | |||
National Australia Bank Limited will, if required by the company or responsible entity to whom the prescribed form must be given or ASIC give a copy of the | |||
agreements to the company, responsible entity or ASIC. |
Appendix 1- | NEC | |||
No. of | AMSLA | |||
Date | Nature of Change Consideration | Securities | Class | Counterparty |
16/11/2020 | Collateral Settle Sec Loan | 2000000 | ORD | ( c ) |
This is Annexure A of 3 pages referred to in the Form 603 Notice of initial substantial holder signed by me and dated 23/11/2020
Louise Thomson, Group Company Secretary
ADVANTEDGE FINANCIAL SERVICES HOLDINGS PTY LTD
ADVANTEDGE FINANCIAL SERVICES PTY LTD
ADVANTEDGE FINANCIAL SOLUTIONS PTY LTD
AF&L DRAGON LEASING PTY LTD (IN LIQUIDATION)
AF&L GOLD PTY LTD
AF&L VISTA PTY LTD
AFSH NOMINEES PTY LTD
ANCHORAGE HOME LOANS PTY LTD (IN LIQUIDATION)
ANTARES CAPITAL PARTNERS LTD
APOGEE FINANCIAL PLANNING LIMITED
ARDB PTY LIMITED (IN LIQUIDATION)
ASIBOND PTY. LIMITED (IN LIQUIDATION)
BANK OF NEW ZEALAND
BLSSA PTY LTD
BNZ BRANCH PROPERTIES LTD
BNZ EQUITY INVESTMENTS NO.2 LIMITED
BNZ FACILITIES MANAGEMENT LIMITED
BNZ INSURANCE SERVICES LIMITED
BNZ INTERNATIONAL FUNDING LTD
BNZ INVESTMENT SERVICES LIMITED
BNZ INVESTMENTS LTD
BNZ LIFE INSURANCE LIMITED
BNZ PROPERTY INVESTMENTS LTD
BROKER AGGREGATION SERVICES PTY LTD
CRUICKSHANK ASSET MANAGEMENT PTY LTD (IN LIQUIDATION)
CUSTOM CREDIT CORPORATION LTD (IN LIQUIDATION)
CUSTOM CREDIT HOLDINGS LTD (IN LIQUIDATION)
DIBA EQUITIES LIMITED
DIBA INVESTMENTS LIMITED
EQUITY MANAGEMENT UNIT HOLDINGS (No.2) PTY LTD (IN LIQUIDATION)
EQUITY MANAGEMENT UNIT HOLDINGS PTY LTD
FINANCE & SYSTEMS TECHNOLOGY PTY LTD
GODFREY PEMBROKE LIMITED
GWM ADVISER SERVICES LIMITED
HICAPS PTY LTD
INVIA CUSTODIAN PTY LIMITED
JBWERE (NZ) HOLDINGS LIMITED
JBWERE (NZ) NOMINEES LIMITED
JBWERE (NZ) PTY LTD
JBWERE LIMITED
LIMEHOUSE INVESTMENTS PTY LIMITED (IN LIQUIDATION)
MARGIN LENDING (NZ) LIMITED
MEDFIN AUSTRALIA PTY LIMITED
MERITUM FINANCIAL GROUP PTY LTD
MFP 131 660 065 PTY LIMITED (In liquidation)
MLC ASSET MANAGEMENT (UK) LIMITED
MLC ASSET MANAGEMENT (UK) REAL ESTATE LIMITED
MLC ASSET MANAGEMENT PTY LIMITED
MLC ASSET MANAGEMENT SERVICES LIMITED
MLC INVESTMENTS LIMITED
MLC LIFETIME COMPANY LIMITED
MLC NOMINEES PTY LTD
MLC PROPERTIES PTY. LIMITED
MLC WEALTH LIMITED
MLC WEALTH MANAGEMENT LIMITED (IN LIQUIDATION)
MUDCHUTE PTY LIMITED (IN LIQUIDATION)
NAB ASSET MANAGEMENT LIMITED
NAB EUROPE LIMITED
NAB Europe SA
NAB INVESTMENTS LIMITED
NAB JAPAN SECURITIES LIMITED
NAB PROPERTIES AUSTRALIA PTY LIMITED
NAB STAFF CLUB LIMITED
NAB TRUST SERVICES LIMITED
NAB VENTURES PTY LIMITED
NABCAPITAL LEASING (NO.2) PTY LIMITED (IN LIQUIDATION)
NABSECURITIES, LLC
NATIONAL ASSET MANAGEMENT LIMITED (In liquidation)
NATIONAL AUSTRALIA BANK LIMITED
NATIONAL AUSTRALIA CORPORATE SERVICES PTY LIMITED
NATIONAL AUSTRALIA FINANCE (ASIA) LIMITED
NATIONAL AUSTRALIA FINANCE (COMMERCIAL LEASING) LIMITED
NATIONAL AUSTRALIA FINANCE (EUROPE HOLDINGS) LIMITED
NATIONAL AUSTRALIA FINANCE (INFRASTRUCTURE LEASING NO.2) LIMITED
NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.1) LIMITED
NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.5) LIMITED
NATIONAL AUSTRALIA FINANCE (VESSEL LEASING NO.6) LIMITED
NATIONAL AUSTRALIA FINANCE (VESSEL LEASING) LIMITED
NATIONAL AUSTRALIA FINANCIAL MANAGEMENT LIMITED (In liquidation)
NATIONAL AUSTRALIA FUNDING (DELAWARE) INC.
NATIONAL AUSTRALIA GROUP (NZ) LIMITED
NATIONAL AUSTRALIA GROUP SERVICES LTD (IN LIQUIDATION)
NATIONAL AUSTRALIA INVESTMENT CAPITAL PTY LTD
NATIONAL AUSTRALIA MANAGERS LIMITED
NATIONAL AUSTRALIA PKI HOLDINGS LLC
NATIONAL AUSTRALIA UNDERWRITERS LIMITED (IN LIQUIDATION)
NATIONAL EQUITIES LIMITED
NATIONAL FUNDING HOLDINGS PTY LTD (IN LIQUIDATION)
NATIONAL HK INVESTMENTS LIMITED
NATIONAL MARGIN SERVICES PTY LIMITED
NATIONAL MARKETS GROUP LIMITED (IN LIQUIDATION)
NATIONAL MORTGAGE SECURITIES, INC.
NATIONAL NOMINEES LIMITED
NATIONAL OBU PTY LIMITED
NATIONAL WEALTH MANAGEMENT HOLDINGS LIMITED
NATIONAL WEALTH MANAGEMENT INTERNATIONAL HOLDINGS LTD
NATIONAL WEALTH MANAGEMENT NEW ZEALAND HOLDINGS LTD
NAUTILUS INSURANCE PTE LIMITED
NAUTILUS NAB LIMITED
NAVIGATOR AUSTRALIA LIMITED
NBA PROPERTIES PTY LIMITED
NMS NOMINEES PTY LIMITED
NULIS NOMINEES (AUSTRALIA) LIMITED
NWMH SUB (CANADA) INC
NWMH SUB LIMITED
ORCHARD STREET INVESTMENT ADVISERS LIMITED
ORCHARD STREET INVESTMENT MANAGEMENT LLP
PARTOWN PTY. LIMITED
PENNLEY PTY LTD
PFS NOMINEES PTY LIMITED
PLAN AUSTRALIA OPERATIONS PTY. LTD.
PLAN GROUP NOMINEES PTY LTD
PRESIMA INC.
PROFESSIONAL LENDERS ASSOCIATION NETWORK OF AUSTRALIA PTY. LTD.
RMBS RCU PTY LIMITED
TASOVAC PTY LIMITED
THE DEEP IN HULL LIMITED
VALEWIN PTY. LIMITED (IN LIQUIDATION)
WEALTHHUB SECURITIES LIMITED
WEALTHHUB SECURITIES NOMINEES PTY LIMITED
WM LIFE AUSTRALIA LIMITED (IN LIQUIDATION)
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NAB - National Australia Bank Ltd. published this content on 23 November 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 23 November 2020 09:02:01 UTC