National Australia Bank : Notification regarding unquoted securities - NAB

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

For personal use only

Entity name

NATIONAL AUSTRALIA BANK LIMITED

Date of this announcement

Monday March 07, 2022

The +securities the subject of this notification are:

+Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being quoted on ASX until the restriction ends

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
NABAM	PERFORMANCE RIGHTS	1,087,604	28/02/2022

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

NATIONAL AUSTRALIA BANK LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ABN	12004044937
1.3	ASX issuer code
NAB

1. The announcement is New announcement
2. Date of this announcement

7/3/2022

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

For personal use only

2.1 The +securities the subject of this notification are:

+Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being quoted on ASX until the restriction ends

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

has an existing ASX security code ("existing class")

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B

For personal use only

Additional +securities in an existing class issued under an +employee incentive scheme ASX +security code and description

NABAM : PERFORMANCE RIGHTS

Date the +securities the subject of this notification were issued

28/2/2022

Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class

Yes

Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes

Provide details of the KMP or +associates being issued +securities.

Name of KMP		Name of registered holder	Number of +securities
			56,894
Sharon Cook		Sharon Cook
			67,336
Shaun Dooley		Shaun Dooley
			55,093
Susan Ferrier		Susan Ferrier
			86,382
David Gall		David Gall
			56,894
Nathan Goonan		Nathan Goonan
			172,816
Ross McEwan		Ross McEwan
			85,238
Andrew Irvine		Andrew Irvine
			72,893
Gary Lennon		Gary Lennon
			63,986
Leslie Matheson		Leslie Matheson
			89,081
Angela Mentis		Angela Mentis
			85,238
Rachel Slade		Rachel Slade
			106,549
Patrick Wright		Patrick Wright

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

		Daniel Huggins		Daniel Huggins	54,019
		Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme
		or a summary of the terms
only	Further details on the terms of the Employee Equity Plans are set out on pages 180 - 182 of NAB's 2021 Annual Report,
accessible athttps://www.nab.com.au/about-us/shareholder-centre/financial-disclosuresandreporting/annual-reports-andp
resentations
		Any other information the entity wishes to provide about the +securities the subject of this notification
		Each right entitles its holder to receive NAB ordinary shares at the end of the relevant performance period or restriction
		period (as applicable) up to a predetermined value and subject to the satisfaction of any applicable performance
		conditions.
	Issue details
use	Number of +securities
1,087,604
Forpersonal

Notification of Issue, Conversion or Payment up of Unquoted

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