Item 2.02. Results of Operations and Financial Condition.

On December 30, 2020, National Holdings Corporation (the "Company") issued a press release announcing its financial results for the fiscal year ended September 30, 2020. A copy of the press release is furnished as Exhibit 99.1 hereto.

The information in this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, is furnished to comply with Item 2.02 of Form 8-K, and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such a filing.

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Item 9.01. Financial Statements and Exhibits.





(d) Exhibits.

The following exhibits are furnished herewith:





Exhibit
Number    Description

99.1        Press release of National Holdings Corporation, dated December 30, 2020.

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