Item 8.01. Other Events.
On June 25, 2021, NeuroMetrix, Inc. (the "Company") filed a prospectus
supplement (the "Prospectus Supplement") with the Securities and Exchange
Commission (the "Commission") to register the offer and sale of $2,400,000 of
the Company's common stock, par value $0.0001 per share (the "Common Stock")
pursuant to the Company's effective "shelf" registration statement on Form S-3
and an accompanying base prospectus contained therein (Registration Statement
No. 333-229349) filed with the Commission on January 24, 2019, and declared
effective on March 8, 2019 (together with the Prospectus Supplement, the
"Prospectus"). The issuance and sale of the shares by the Company under the
Prospectus will take place pursuant to the At Market Issuance Sales Agreement
(the "Agreement"), dated February 19, 2020 between the Company and Ladenburg
Thalmann & Co. Inc., under which the Company may offer and sell, from time to
time at its sole discretion, shares of its Common Stock.
The legal opinion of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.,
counsel to the Company, relating to the shares of Common Stock being offered
pursuant to the Agreement is filed as Exhibit 5.1 to this Current Report on Form
8-K.
This Current Report on Form 8-K shall not constitute an offer to sell or the
solicitation of an offer to buy the securities discussed herein, nor shall there
be any offer, solicitation, or sale of the securities in any state in which such
offer, solicitation or sale would be unlawful prior to registration or
qualification under the securities laws of any such state.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
5.1 Opinion of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
10.1 At Market Issuance Sales Agreement, dated February 19, 2020, by and
between NeuroMetrix, Inc. and Ladenburg Thalmann & Co. Inc. (filed as Exhibit
10.1 to the Registrant's Current Report on Form 8-K filed on February 19,
2020 and incorporated in this document by reference).
23.1 Consent of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. (included
in the opinion filed as Exhibit 5.1).
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