NFON AG DGAP Voting Rights Announcement: NFON AG NFON AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2021-10-14 / 18:46 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings 1. Details of issuer
Name: NFON AG
Street: Machtlfinger Straße 7
Postal code: 81379
City: Munich
Germany
Legal Entity Identifier (LEI): 391200FZ5TRMIHIK0S97
2. Reason for notification
Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
Morgan Stanley & Co. LLC
5. Date on which threshold was crossed or reached:
07 Oct 2021
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 4.18 % 1.10 % 5.27 % 16,561,124
Previous 3.17 % 0.00 % 3.17 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
DE000A0N4N52 0 691,739 0.00 % 4.18 %
Total 691,739 4.18 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or Exercise or conversion Voting rights Voting rights
maturity date period absolute in %
Right of recall over securities lending at any time at any time 4,100 0.02 %
agreements
Total 4,100 0.02 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of Expiration or maturity Exercise or conversion Cash or physical Voting rights Voting rights
instrument date period settlement absolute in %
Equity Swap 24.02.2026 at any time Cash 177,692 1.07 %
Total 177,692 1.07 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
Morgan Stanley % % %
Morgan Stanley Capital % % %
Management, LLC
Morgan Stanley Domestic % % %
Holdings, Inc.
Morgan Stanley Capital % % %
Services LLC
- % % %
Morgan Stanley % % %
Morgan Stanley Capital % % %
Management, LLC
Morgan Stanley Domestic % % %
Holdings, Inc.
Morgan Stanley & Co. LLC 3.03 % % %
- % % %
Morgan Stanley % % %
Morgan Stanley
International Holdings % % %
Inc.
Morgan Stanley % % %
International Limited
Morgan Stanley Investments % % %
(UK)
Morgan Stanley & Co. % % %
International plc
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %
10. Other explanatory remarks:
Please note that the reason for notification selected relates to the specific activity which occurred on the Date on
which threshold was crossed or reached and which contributed to the triggering of the notification obligation and
therefore may not also correspond to the comparison of New & Previous notification % values in the Total Positions
section
Date
13 Oct 2021
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2021-10-14 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de
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Language: English
Company: NFON AG
Machtlfinger Straße 7
81379 Munich
Germany
Internet: https://corporate.nfon.com
End of News DGAP News Service
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(END) Dow Jones Newswires
October 14, 2021 12:46 ET (16:46 GMT)
