NORDEX SE
DGAP Voting Rights Announcement: Nordex SE
Nordex SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the
objective of Europe-wide distribution
2021-07-07 / 19:26
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
=----------------------------------------------------------------------------------------------------------------------
Notification of Major Holdings
1. Details of issuer
Name: Nordex SE
Street: Erich-Schlesinger-Straße 50
Postal code: 18059
City: Rostock
Germany
Legal Entity Identifier (LEI): 529900HVDYCUWVD0OE76
2. Reason for notification
Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Legal entity: The Goldman Sachs Group, Inc.
City of registered office, country: Wilmington, DE, United States of America (USA)
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
02 Jul 2021
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 1.69 % 3.37 % 5.06 % 117348759
Previous n/a % n/a % n/a % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
DE000A0D6554 0 1945049 0 % 1.66 %
US6555721058 0 40000 0 % 0.03 %
Total 1985049 1.69 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion Voting rights absolute Voting rights in %
period
Right To Recall Open 846846 0.72 %
Call Option 17.12.2021 21332 0.02 %
Total 868178 0.74 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of Expiration or maturity Exercise or conversion Cash or physical Voting rights Voting rights
instrument date period settlement absolute in %
Call Warrant 31.12.2030 Cash 751299 0.64 %
Put Warrant 31.12.2030 Cash 100260 0.09 %
Swap 02.07.2031 Cash 2232015 1.90 %
Total 3083574 2.63 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
The Goldman Sachs % % %
Group, Inc.
GSAM Holdings LLC % % %
Goldman Sachs Asset % % %
Management, L.P.
- % % %
The Goldman Sachs % % %
Group, Inc.
Murray Street % % %
Corporation
Benson Street Limited % % %
- % % %
The Goldman Sachs % % %
Group, Inc.
Goldman, Sachs & Co. % % %
Wertpapier GmbH
- % % %
The Goldman Sachs % % %
Group, Inc.
Goldman Sachs Bank USA % % %
Goldman Sachs Bank % % %
Europe SE
- % % %
The Goldman Sachs % % %
Group, Inc.
Goldman Sachs & Co. LLC % % %
- % % %
The Goldman Sachs % % %
Group, Inc.
Goldman Sachs (UK) % % %
L.L.C.
Goldman Sachs Group UK % % %
Limited
Goldman Sachs % % %
International
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %
10. Other explanatory remarks:
Date
07 Jul 2021
----------------------------------------------------------------------------------------------------------------------- 2021-07-07 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de -----------------------------------------------------------------------------------------------------------------------
Language: English
Company: Nordex SE
Erich-Schlesinger-Straße 50
18059 Rostock
Germany
Internet: www.nordex-online.com
End of News DGAP News Service
=------------ 1216454 2021-07-07
Image link:
https://eqs-cockpit.com/cgi-bin/fncls.ssp?fn=show_t_gif&application_id=1216454&application_name=news(END) Dow Jones Newswires
July 07, 2021 13:27 ET (17:27 GMT)
