NORTHWESTERN CORP : Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits (form 8-K)

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

On September 18, 2020, NorthWestern Corporation d/b/a NorthWestern Energy (NWE) provided notice to the New York Stock Exchange (NYSE) that it intends to voluntarily delist its common stock, par value $.01 per share (Common Stock), from the NYSE after the close of trading on September 30, 2020, and intends to transfer the listing of its Common Stock to The Nasdaq Stock Market LLC (Nasdaq) effective as of the opening of trading on October 1, 2020. NWE's Common Stock has been authorized for listing on Nasdaq and will continue to trade under the stock symbol "NWE." A copy of the press release issued by NWE announcing the transfer to Nasdaq is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

Item 9.01 Financial Statements and Exhibits.

            Exhibit No.           Description of Document
              99.1  *             Press Release, dated September 18, 2020

            * filed herewith

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