Item 1.01. Entry into a Material Definitive Agreement.
On
NRG may redeem some or all of the Notes at any time prior to
Prior to
On or after
If a change of control triggering event occurs, subject to certain conditions, NRG must offer to repurchase the Notes at a price equal to 101% of the principal amount of the Notes, plus accrued and unpaid interest to the date of repurchase.
The terms of the Indenture, among other things, limit the ability of NRG and certain of its subsidiaries to create liens on assets or consolidate, merge or transfer all or substantially all of NRG's assets and the assets of its subsidiaries.
The Indenture provides for customary events of default, which include (subject in certain cases to customary grace and cure periods), among others: nonpayment of principal or interest; breach of other agreements in the Indenture; defaults in failure to pay certain other indebtedness; the failure of certain guarantees to be enforceable; and certain events of bankruptcy or insolvency. Generally, if an event of default occurs and is not cured within the time periods specified in the Indenture, the Trustee or the holders of at least 30% in aggregate principal amount of the Notes that are then outstanding may declare all the Notes to be due and payable immediately.
The Notes were sold to the Initial Purchasers for resale to persons reasonably
believed to be qualified institutional buyers under Rule 144A of the Securities
Act of 1933, as amended (the "Securities Act"), and to non-
The Notes were issued in a transaction exempt from registration under the
Securities Act or any state securities laws. Therefore, the Notes may not be
offered or sold in
The foregoing descriptions do not purport to be complete and are qualified in their entirety by reference to the full text of the Base Indenture, the Supplemental Indenture and the form of Notes, copies of which are filed as Exhibits 4.1, 4.2 and 4.3, respectively, to this Current Report on Form 8-K and are incorporated herein by reference.
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Item 2.03. Creation of a Direct Financial Obligation or an Obligation under an
Off-Balance Sheet Arrangement of a Registrant.
The disclosures under Item 1.01 of this Current Report on Form 8-K are also responsive to this Item 2.03 and are incorporated by reference herein.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits Exhibit No. Document 4.1 Indenture, datedDecember 2, 2020 , betweenNRG Energy, Inc. andDeutsche Bank Trust Company Americas , as trustee (incorporated by reference to Exhibit 4.5 toNRG Energy, Inc.'s Current Report on Form 8-K filed with theSecurities and Exchange Commission onDecember 4, 2020 ). 4.2 Second Supplemental Indenture, datedAugust 23, 2021 , amongNRG Energy, Inc. , the guarantors named therein andDeutsche Bank Trust Company Americas , as trustee. 4.3 Form of 3.875% Senior Notes due 2032 (incorporated by reference to Exhibit 4.2 filed herewith). 104 Cover Page Interactive Data File - the cover page XBRL tags are embedded within the IXBRL document. 3
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