NUMIS CORPORATION PLC ("NUMIS")
4 JUNE 2019
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer andto the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights areNumis Corporation PLC attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights | X |
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. | Details of person subject to the notification obligationiv | |
Name | Cambridge Global Asset Management, a business | |
unit of CI Investments Inc. | ||
City and country of registered office (if applicable) | Toronto, Canada | |
4. | Full name of shareholder(s) (if different from 3.)v |
Name
City and country of registered office (if applicable)
5. | Date on which the threshold was crossed or | 29/05/2019 | ||||
reachedvi: | ||||||
6. | Date on which issuer notified (DD/MM/YYYY): | 31/05/2019 | ||||
7. | Total positions of person(s) subject to the notification obligation | |||||
% of voting rights | % of voting rights | Total number of | ||||
through financial in- | Total of both in % | |||||
attached to shares | voting rights of | |||||
struments | (8.A + 8.B) | |||||
(total of 8. A) | issuervii | |||||
(total of 8.B 1 + 8.B 2) | ||||||
1 |
Resulting situation | ||||
on the date on which | 3.02% | 3.02% | 106,072,448 | |
threshold was | ||||
crossed or reached | ||||
Position of previous | ||||
notification (if | 2.91% | 2.91% | ||
applicable) | ||||
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of | Number of voting rightsix | % of voting rights | ||
shares | ||||
ISIN code (if possible) | Direct | Indirect | Direct | Indirect |
(Art 9 of Directive | (Art 10 of Directive | (Art 9 of Directive | (Art 10 of Directive | |
2004/109/EC) (DTR5.1) | 2004/109/EC) | 2004/109/EC) (DTR5.1) | 2004/109/EC) | |
(DTR5.2.1) | (DTR5.2.1) | |||
GB00B05M6465 | 3,199,714 | 3.02% | ||
SUBTOTAL 8. A | 3,199,714 | 3.02% |
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Number of voting rights | ||||
Type of financial | Expiration | Exercise/ | that may be acquired if | % of voting rights |
instrument | datex | Conversion Periodxi | the instrument is | |
exercised/converted. | ||||
N/A | N/A | N/A | N/A | N/A |
SUBTOTAL 8. B 1 | ||||
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial | Expiration | Exercise/ | Physical or | Number of | |
Conversion | cash | % of voting rights | |||
x | |||||
instrument | date | Period xi | settlementxii | voting rights | |
N/A | N/A | N/A | N/A | N/A | N/A |
2
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not | |
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | X |
Fullchain of controlled undertakings through which the voting rights and/or the | |
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv | |
(please add additional rows as necessary) | |
% of voting rights if it
Namexvequals or is higher than the notifiablethreshold
- of voting rights through financial in- struments if it equals or is higher than the notifiable threshold
Total of both if it
equals or is higher than the notifiable threshold
10. In case of proxy voting, please identify:
Name of the proxy holder | N/A |
The number and % of voting rights held | |
The date until which the voting rights will be held | |
11. Additional informationxvi
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Place of completion | Toronto, Canada |
Date of completion | 31/05/2019 |
The total number of Numis shares held in Treasury is 12,366,088 (11.66%) and the total number of voting rights in the company is 106,072,448 which is the number which may be used by the shareholders as the denominator for calculations by which they will determine if they are required to notify their interest in, or a change to their interests in, the Company under the FCA's Disclosure and Transparency Rules.
These details have been provided in accordance with Article 5(1)(b) of the Market Abuse Regulation (EU) No 596/2014.
4 June 2019
END | |
Contacts | |
Alex Ham and Ross Mitchinson Co-CEOs | 020 7260 1245 |
Andrew Holloway - Chief Financial Officer | 020 7260 1266 |
Brunswick: | |
Nick Cosgrove | 020 7404 5959 |
Simone Selzer | 020 7404 5959 |
Grant Thornton UK LLP (Nominated Adviser): | |
Philip Secrett | 020 7728 2578 |
Harrison Clarke | 020 7865 2411 |
Niall McDonald | 020 7728 2347 |
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Numis Corporation plc published this content on 04 June 2019 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 04 June 2019 08:29:07 UTC