FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security | 8. Price of Derivative Security | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) | 11. Nature of Indirect Beneficial Ownership |
Code | V | (A) | (D) | Date Exercisable | Expriation Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Newlight Partners LP 320 PARK AVENUE NEW YORK, NY10022 | X | X | ||
Newlight Harbour Point SPV LLC C/O NEWLIGHT PARTNERS LP 320 PARK AVENUE NEW YORK, NY10022 | X | |||
Newlight GP LLC C/O NEWLIGHT PARTNERS LP 320 PARK AVENUE NEW YORK, NY10022 | X | |||
Yadav Ravi C/O NEWLIGHT PARTNERS LP 320 PARK AVENUE NEW YORK, NY10022 | X | |||
WASSONG DAVID C/O NEWLIGHT PARTNERS LP 320 PARK AVENUE NEW YORK, NY10022 | X |
Newlight Harbour Point SPV LLC, /s/ David Taylor,, as attorney-in fact | 2022-09-16 |
**Signature of Reporting Person | Date |
Newlight Partners LP, By: Newlight GP LLC, its general partner, /s/ David Taylor, as attorney-in-fact | 2022-09-16 |
**Signature of Reporting Person | Date |
Newlight GP LLC, /s/ David Taylor, as attorney-in-fact | 2022-09-16 |
**Signature of Reporting Person | Date |
/s/ David Taylor, as attorney-in-fact for Ravi Yadav | 2022-09-16 |
**Signature of Reporting Person | Date |
/s/ David Taylor, as attorney-in-fact for David Wassong | 2022-09-16 |
**Signature of Reporting Person | Date |
(*) | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
(**) | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reported sale was effected pursuant to a partial exercise by the underwriters of a greenshoe option of the previously reported underwritten public offering that closed on August 19, 2022. |
(2) | This amount represents a public offering price of $25.75 per share of common stock, par value $0.001 per share (the "Common Stock"), of Oak Street Health, Inc. (the "Company"), less an underwriting discount of $1.03 per share for shares sold in an underwritten public offering. |
(3) | Represents shares held directly by Newlight Harbour Point SPV LLC ("SPV"). Newlight Partners LP controls SPV and serves as the exclusive investment manager to its client in respect of shares held by SPV. The general partner of Newlight Partners LP is Newlight GP LLC. The sole members of Newlight GP LLC are Ravi Yadav and David Wassong. |
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Oak Street Health Inc. published this content on 16 September 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 16 September 2022 20:59:07 UTC.