OBOTECH ACQUISITION
DGAP Voting Rights Announcement: Obotech Acquisition SE
Correction of a release from 12/05/2021, 11:34 CET/CEST - Correction of a release from 10/05/2021, 21:31 CET/CEST -
Correction of a release from 10/05/2021, 12:05 CET/CEST - Obotech Acquisition SE: Release according to article 11
paragraph 6 of the ...Lux
2021-05-12 / 19:04
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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ANNEX A: Standard form for notification of major holdings
Form to be used for the purposes of notifying a change in major holdings pursuant to the amended law and Grand-ducal
Regulation of 11 January 2008 on transparency requirements for issuers (referred to as 'the Transparency Law' and 'the
Transparency Regulation')
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the CSSF)^i
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached^ii:^
OboTech Acquisition SE
2. Reason for the notification (please tick the appropriate box or boxes):
[ x ] An acquisition or disposal of voting rights
[ x ] An acquisition or disposal of financial instruments
[ ] An event changing the breakdown of voting rights
[ ] Other (please specify)^iii:
-3. Details of person subject to the notification obligation^iv:^
Name: City and country of registered office (if applicable):
Maven Securities Ltd London, United Kingdom
4. Full name of shareholder(s) (if different from 3.)^v:
5. Date on which the threshold was crossed or reached^vi: 04/05/2021
6. Total positions of person(s) subject to the notification obligation:
% of voting rights
% of voting rights through financial Total of both Total number of
attached to shares (total instruments in % (7.A + voting rights of
of 7.A) (total of 7.B.1 + 7.B) issuer^vii
7.B.2)
Resulting situation on the date on
which threshold was crossed or 4.59 1.61 6.20 25,325,000
reached
Position of previous notification 0.00
(if applicable)
7. Notified details of the resulting situation on the date on which the threshold was crossed or reached^viii:
A: Voting rights attached to shares
Class/type of Number of voting rights^ix % of voting rights
shares Direct Indirect Direct Indirect
ISIN code (if possible) (Art. 8 of the (Art. 9 of the (Art. 8 of the (Art. 9 of
Transparency Law) Transparency Law) Transparency the
Law) Transparency
Law)
Class A Shares LU2334363566 1,162,290 4.59
SUBTOTAL A 1,162,290 4.59
(Direct & Indirect)
B 1: Financial Instruments according to Art. 12(1)(a) of the Transparency Law
Number of voting rights % of
Type of financial instrument Expiration Exercise/ that may be acquired if voting
date^x Conversion Period^xi the instrument is rights
exercised/ converted.
SUBTOTAL B.1 0 0.00
B 2: Financial Instruments with similar economic effect according to Art. 12(1)(b) of the Transparency Law
Expiration Exercise/ Physical or cash Number of % of
Type of financial instrument date^x Conversion Period^xi settlement^xii voting voting
rights rights
Warrant LU2334364374 09/04/2026 Expire within 5 Physical 408,001 1.61
years from the date
of consummation of
buRedeem with 30
days notice
SUBTOTAL B.2 408,001 1.61
8. Information in relation to the person subject to the notification obligation:
(please tick the applicable box)
[ ] Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.^xiii
[x] Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity^xiv
(please provide a separate organisational chart in case of a complex structure):
% of voting rights
% of voting rights through financial Directly
held by ultimate instruments held controlled
controlling person by ultimate by
or entity or held controlling person (use
N Name^xv directly by any or entity or held Total of both number
subsidiary if it directly by any (s)
equals or is higher subsidiary if it from
than the notifiable equals or is 1^st
threshold higher than the column)
notifiable
threshold
1 Maven 4.59 1.61 6.20
Securities
Ltd
2 Maven 4.59 1.61 6.20
Securities
Holdings
Ltd
3 Maven 4.59 1.61 6.20 2
Investment
Partners
Ltd
0.00
0.00
9. In case of proxy voting:
The proxy holder named will cease to hold % and number of voting rights as of .
10. Additional information^xvi:
Done at London On 12/05/2021 Notes
^i Please note that national forms may vary due to specific national legislation (Article 3(1a) of Directive 2004/ 109/EC) as for instance the applicable thresholds or information regarding capital holdings.
^ii Full name of the legal entity and further specification of the issuer or underlying issuer, provided it is reliable and accurate (e.g. address, LEI, domestic number identity).
^iii Other reason for the notification could be voluntary notifications, changes of attribution of the nature of the holding (e.g. expiring of financial instruments) or acting in concert.
^iv This should be the full name of (a) the shareholder; (b) the natural person or legal entity acquiring, disposing of or exercising voting rights in the cases provided for in Article 9 (b) to (h) of the Transparency Law; or (c) the holder of financial instruments referred to in Article 12(1) of the Transparency Law.
As the disclosure of cases of acting in concert may vary due to the specific circumstances (e.g. same or different total positions of the parties, entering or exiting of acting in concert by a single party) the standard form does not provide for a specific method how to notify cases of acting in concert.
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May 12, 2021 13:04 ET (17:04 GMT)
