Item 1.01. Entry into a Material Definitive Agreement.
Underwriting Agreement
On
The net proceeds to the Company from the Offering, excluding any exercise by the
Underwriters of their thirty day option to purchase any of the Option Shares,
are expected to be approximately
The Representative is acting as sole book-running manager.
The Offering is being made pursuant to a Registration Statement (No. 333-237844)
on Form S-3, which was initially filed by the Company with the
The Underwriting Agreement contains customary representations, warranties and covenants by the Company, customary conditions to closing, indemnification obligations of the Company and the Underwriters, including for liabilities under the Securities Act of 1933, as amended, other obligations of the parties and termination provisions. The representations, warranties, and covenants contained in the Underwriting Agreement were made only for purposes of such agreement and as of specific dates, were solely for the benefit of the parties to such agreement, and may be subject to limitations agreed upon by the contracting parties.
The foregoing summary of the Underwriting Agreement is qualified in its entirety
by reference to the Underwriting Agreement attached hereto as Exhibit 1.1 and
which is incorporated herein by reference.
Item 8.01. Other Events.
On
Item 9.01. Financial Statements and Exhibits.
(a) Exhibits. Exhibit No Description 1.1 Underwriting Agreement, datedSeptember 23, 2021 , by and betweenOnconova Therapeutics, Inc. andGuggenheim Securities, LLC 5.1 Opinion ofMorgan, Lewis & Bockius LLP 23.1 Consent ofMorgan, Lewis & Bockius LLP (contained in Exhibit 5.1) 99.1 Press release datedSeptember 24, 2021 104 Cover page Interactive Data file (embedded with the inline XBRL document)
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