Item 5.07. Submission of Matters to a Vote of Security Holders

On June 8, 2021, Oportun Financial Corporation (the "Company") held its annual meeting of stockholders (the "Annual Meeting"). At the Annual Meeting, the Company's stockholders voted on three proposals, each of which is described in more detail in the Company's definitive proxy statement filed with the Securities and Exchange Commission on April 28, 2021 (the "Proxy Statement"). At the beginning of the Annual Meeting, there were 22,813,080 shares of common stock present at the Annual Meeting in person or by proxy, which represented 81.53% of the voting power of the shares of common stock entitled to vote at the Annual Meeting.

The stockholders of the Company voted on the following proposals at the Annual Meeting:

1.Election of two Class II directors, Aida Alvarez and Louis Miramontes, each to serve a three-year term, which will expire at the 2024 annual meeting of stockholders, or until his or her successor has been elected and qualified, or until his or her earlier death, resignation or removal.



            Nominees                   FOR           WITHHELD        BROKER NON-VOTES
            Aida Alvarez              14,363,971      5,550,276               2,898,833
            Louis Miramontes          14,483,229      5,431,018               2,898,833

Based on the votes set forth above, each of the director nominees were duly elected.

2. Ratification of the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021.


           FOR            AGAINST        ABSTAIN
          22,794,008         18,365            707

Based on the votes set forth above, the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021.

3. Non-binding advisory resolution to approve the Company's named executive officer compensation, as described in the proxy materials.


           FOR            AGAINST        ABSTAIN        BROKER NON-VOTES
          18,844,070      1,056,179         13,998               2,898,833

Based on the votes set forth above, the stockholders advised that they were in favor of the Company's named executive officer compensation set forth in the proxy materials.

Item 9.01. Financial Statements and Exhibits



(d) Exhibits
Exhibit Number
                  Cover Page Interactive Data File embedded within the Inline XBRL
104               document

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