Ora Gold : Notification regarding unquoted securities - OAU

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

For personal use only

Entity name

ORA GOLD LIMITED

Date of this announcement

Friday December 10, 2021

The +securities the subject of this notification are:

Other

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
New class - code	Options exercisable at $0.02 each and expiring on	5,000,000	09/12/2021
to be confirmed	10 December 2024

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

ORA GOLD LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ABN	74950465654
1.3	ASX issuer code
OAU

1. The announcement is New announcement
2. Date of this announcement

10/12/2021

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

For personal use only

2.1 The +securities the subject of this notification are: Other

Please specify

Options issued to Novus Capital Limited in relation to the recently completed Entitlement Offer

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

does not have an existing ASX security code ("new class")

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B

only	New +securities
ASX +security code			+Security description
	New class - code to be confirmed			Options exercisable at $0.02 each and expiring on 10
				December 2024
	+Security type			ISIN code
use	Options
Date the +securities the subject of this notification were issued
	9/12/2021
	Will all the +securities issued in this class rank equally in all respects from their issue date?
	No
	If some of the issued +securities do not rank equally:
personal	Is the actual date from which the +securities will rank
equally (non-ranking end date) known?
	No
	Provide the estimated non-ranking end period
	10 December 2024
	Please state the extent to which the +securities do not rank equally:
	In relation to the next dividend, distribution or interest payment; or
	For any other reason
	Shares issued on exercise of the options will rank equally with the Company's existing fully paid shares.
	Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
	listing rule 6.1?
	Yes
	Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
For	issued.
N/A
Options Details
	+Security currency	Exercise price		Expiry date
	AUD - Australian Dollar	AUD 0.02000000	10/12/2024

Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option

Other

Notification of Issue, Conversion or Payment up of Unquoted

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only

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Description

Ordinary fully paid shares

Any other information the entity wishes to provide about the +securities the subject of this notification

Please provide any further information needed to understand the circumstances in which you are notifying the issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to the market in an Appendix 3B

Appendix 3B lodged on 3 November 2021 in relation to the new class of securities - options exercisable at $0.02 each and expiring on the date that is 3 years from the date of issue.

Issue details
use	Number of +securities
	5,000,000
personalFor	Were the +securities issued for a cash consideration?
No

Please describe the consideration being provided for the +securities

The options were issued for no consideration

Purpose of the issue

To pay for services rendered

Additional Details

Options issued to Novus Capital Limited in relation to the recently completed Entitlement Offer

Notification of Issue, Conversion or Payment up of Unquoted

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