Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme

ORICA LIMITED

ACN/ARSN

ACN 004 145 868

1. Details of substantial holder (1)

Name

Harris Associates L.P. ("Harris") and its related bodies corporate

ACN/ARSN (if applicable)

There was a change in the interests of the

substantial holder on

28/Apr/2022

The previous notice was given to the company on

14/Apr/2022

The previous notice was dated

14/Apr/2022

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4)

Previous notice

Present notice

Person's votes

Voting power (5)

Person's votes

Voting power (5)

Ordinary Shares

34,702,479

8.49%

30,287,834

7.41%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change

Person whose relevant interest changed

Nature of change (6)

Consideration given in relation to change (7)

Class and number of securities affected

Person's votes affected

See Annexure "A"

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest

Registered holder of securities

Person entitled to be registered as holder (8)

Nature of relevant interest (6)

Class and number of securities

Person's votes

Harris Associates L.P.

Unknown

Harris Associates L.P.

Voting rights and right to dispose

8,287,573 Ordinary Shares

8,287,573

Harris Associates L.P.

Unknown

Harris Associates L.P.

Right to dispose

230,184 Ordinary Shares

230,184

Harris Associates Investment TrustUnknown

Harris Associates Investment TrustVoting rights and right to dispose

21,770,077 Ordinary Shares

21,770,077

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)

Nature of association

N/A

6. Addresses

The addresses of persons named in this form are as follows:

Name

Address

Harris Associates L.P.

111 South Wacker Drive, Suite 4600, Chicago, IL 60606 USA

Harris Associates Investment Trust

111 South Wacker Drive, Suite 4600, Chicago, IL 60606 USA

Signature

print name

Courtland Weddle

capacity

Risk Officer

sign here

date

29/Apr/2022

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.

  • (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

  • (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (6) Include details of:

    • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

    • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

    See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

  • (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write

"unknown".

(9)

Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

Annexure "A"

3. Changes in relevant interests (from 14-APR-2022 to 28-APR-2022)

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of Change

Person whose relevant interest changed

Nature of change (6)

Consideration given in relation to change (7)

Class and number of securities affected

Person's votes affected

14-Apr-22

Harris Associates Investment Trust

Disposed on market

134740.34 AUD

-8451 Ordinary Shares

-8451

14-Apr-22

Harris Associates Investment Trust

Disposed on market

3331423.4 AUD

-208949 Ordinary Shares

-208949

14-Apr-22

Harris Associates Investment Trust

Disposed on market

1626365.85 AUD

-101700 Ordinary Shares

-101700

19-Apr-22

Harris Associates Investment Trust

Disposed on market

2746931 AUD

-170800 Ordinary Shares

-170800

19-Apr-22

Harris Associates Investment Trust

Disposed on market

3481285.74 AUD

-216400 Ordinary Shares

-216400

20-Apr-22

Harris Associates Investment Trust

Disposed on market

1299430.6 AUD

-80219 Ordinary Shares

-80219

20-Apr-22

Harris Associates Investment Trust

Disposed on market

2337449.17 AUD

-144300 Ordinary Shares

-144300

20-Apr-22

Harris Associates Investment Trust

Disposed on market

561781.53 AUD

-34681 Ordinary Shares

-34681

21-Apr-22

Harris Associates Investment Trust

Disposed on market

1184768.33 AUD

-72981 Ordinary Shares

-72981

21-Apr-22

Harris Associates Investment Trust

Disposed on market

1659145.63 AUD

-102305 Ordinary Shares

-102305

21-Apr-22

Harris Associates Investment Trust

Disposed on market

2733904.83 AUD

-168576 Ordinary Shares

-168576

21-Apr-22

Harris Associates Investment Trust

Disposed on market

859083.25 AUD

-52919 Ordinary Shares

-52919

21-Apr-22

Harris Associates Investment Trust

Disposed on market

2750819.83 AUD

-169619 Ordinary Shares

-169619

22-Apr-22

Harris Associates Investment Trust

Disposed on market

277420.8 AUD

-17065 Ordinary Shares

-17065

22-Apr-22

Harris Associates Investment Trust

Disposed on market

1862681.39 AUD

-114919 Ordinary Shares

-114919

22-Apr-22

Harris Associates Investment Trust

Disposed on market

1002540.99 AUD

-61600 Ordinary Shares

-61600

22-Apr-22

Harris Associates Investment Trust

Disposed on market

252864.93 AUD

-15537 Ordinary Shares

-15537

22-Apr-22

Harris Associates Investment Trust

Disposed on market

2032479.2 AUD

-125024 Ordinary Shares

-125024

22-Apr-22

Harris Associates Investment Trust

Disposed on market

2425192.6 AUD

-149181 Ordinary Shares

-149181

22-Apr-22

Harris Associates Investment Trust

Disposed on market

25512.41 AUD

-1574 Ordinary Shares

-1574

26-Apr-22

Harris Associates Investment Trust

Disposed on market

336412.29 AUD

-20328 Ordinary Shares

-20328

26-Apr-22

Harris Associates Investment Trust

Disposed on market

2446734.13 AUD

-147846 Ordinary Shares

-147846

26-Apr-22

Harris Associates Investment Trust

Disposed on market

4650923.07 AUD

-281036 Ordinary Shares

-281036

21-Apr-22

Harris Associates Investment Trust

Disposed on market

2367981.33 AUD

-143190 Ordinary Shares

-143190

22-Apr-22

Harris Associates Investment Trust

Disposed on market

2849754.64 AUD

-172600 Ordinary Shares

-172600

26-Apr-22

Harris Associates Investment Trust

Disposed on market

1239631.06 AUD

-75811 Ordinary Shares

-75811

28-Apr-22

Harris Associates Investment Trust

Disposed on market

717642.66 AUD

-43889 Ordinary Shares

-43889

28-Apr-22

Harris Associates Investment Trust

Disposed on market

2535355.51 AUD

-155700 Ordinary Shares

-155700

14-Apr-22

Harris Associates L.P.

Disposed on market

113200.38 AUD

-7100 Ordinary Shares

-7100

14-Apr-22

Harris Associates L.P.

Disposed on market

52772.93 AUD

-3300 Ordinary Shares

-3300

19-Apr-22

Harris Associates L.P.

Disposed on market

90063.31 AUD

-5600 Ordinary Shares

-5600

19-Apr-22

Harris Associates L.P.

Disposed on market

112610.91 AUD

-7000 Ordinary Shares

-7000

20-Apr-22

Harris Associates L.P.

Disposed on market

37256.64 AUD

-2300 Ordinary Shares

-2300

21-Apr-22

Harris Associates L.P.

Disposed on market

17727.45 AUD

-1092 Ordinary Shares

-1092

21-Apr-22

Harris Associates L.P.

Disposed on market

63783.98 AUD

-3933 Ordinary Shares

-3933

22-Apr-22

Harris Associates L.P.

Disposed on market

264638.3 AUD

-16279 Ordinary Shares

-16279

22-Apr-22

Harris Associates L.P.

Disposed on market

111304.77 AUD

-6867 Ordinary Shares

-6867

22-Apr-22

Harris Associates L.P.

Disposed on market

23991.21 AUD

-1474 Ordinary Shares

-1474

22-Apr-22

Harris Associates L.P.

Disposed on market

51101.72 AUD

-3140 Ordinary Shares

-3140

22-Apr-22

Harris Associates L.P.

Disposed on market

12034.68 AUD

-740 Ordinary Shares

-740

26-Apr-22

Harris Associates L.P.

Disposed on market

70349.83 AUD

-4254 Ordinary Shares

-4254

26-Apr-22

Harris Associates L.P.

Disposed on market

71719.9 AUD

-4334 Ordinary Shares

-4334

26-Apr-22

Harris Associates L.P.

Disposed on market

149145.83 AUD

-9012 Ordinary Shares

-9012

27-Apr-22

Harris Associates L.P.

Disposed on market

84204.8 AUD

-5100 Ordinary Shares

-5100

28-Apr-22

Harris Associates L.P.

Disposed on market

57230.23 AUD

-3500 Ordinary Shares

-3500

28-Apr-22

Harris Associates L.P.

Disposed on market

72978.77 AUD

-4482 Ordinary Shares

-4482

28-Apr-22

Harris Associates L.P.

Disposed on market

1925.76 AUD

-118 Ordinary Shares

-118

14-Apr-22

Harris Associates L.P.

Disposed on market

5165.35 AUD

-323 Ordinary Shares

-323

14-Apr-22

Harris Associates L.P.

Disposed on market

14392.62 AUD

-900 Ordinary Shares

-900

14-Apr-22

Harris Associates L.P.

Disposed on market

51019.89 AUD

-3200 Ordinary Shares

-3200

14-Apr-22

Harris Associates L.P.

Disposed on market

4429.73 AUD

-277 Ordinary Shares

-277

19-Apr-22

Harris Associates L.P.

Disposed on market

16452.64 AUD

-1023 Ordinary Shares

-1023

19-Apr-22

Harris Associates L.P.

Disposed on market

25362.47 AUD

-1577 Ordinary Shares

-1577

19-Apr-22

Harris Associates L.P.

Disposed on market

51479.27 AUD

-3200 Ordinary Shares

-3200

20-Apr-22

Harris Associates L.P.

Disposed on market

16198.54 AUD

-1000 Ordinary Shares

-1000

21-Apr-22

Harris Associates L.P.

Disposed on market

8116.96 AUD

-500 Ordinary Shares

-500

21-Apr-22

Harris Associates L.P.

Disposed on market

22704.69 AUD

-1400 Ordinary Shares

-1400

21-Apr-22

Harris Associates L.P.

Disposed on market

6487.06 AUD

-400 Ordinary Shares

-400

22-Apr-22

Harris Associates L.P.

Disposed on market

4844.5 AUD

-298 Ordinary Shares

-298

22-Apr-22

Harris Associates L.P.

Disposed on market

8104.32 AUD

-500 Ordinary Shares

-500

22-Apr-22

Harris Associates L.P.

Disposed on market

4915.06 AUD

-302 Ordinary Shares

-302

22-Apr-22

Harris Associates L.P.

Disposed on market

14631.04 AUD

-900 Ordinary Shares

-900

26-Apr-22

Harris Associates L.P.

Disposed on market

16785.39 AUD

-1015 Ordinary Shares

-1015

26-Apr-22

Harris Associates L.P.

Disposed on market

45063.5 AUD

-2723 Ordinary Shares

-2723

26-Apr-22

Harris Associates L.P.

Disposed on market

7645.73 AUD

-462 Ordinary Shares

-462

27-Apr-22

Harris Associates L.P.

Disposed on market

21463.97 AUD

-1300 Ordinary Shares

-1300

28-Apr-22

Harris Associates L.P.

Disposed on market

14716.34 AUD

-900 Ordinary Shares

-900

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Orica Ltd. published this content on 01 May 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 01 May 2022 22:06:01 UTC.