Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme
ORICA LIMITED
ACN/ARSN
ACN 004 145 868
1. Details of substantial holder (1)
Name
Harris Associates L.P. ("Harris") and its related bodies corporate
ACN/ARSN (if applicable)
There was a change in the interests of the | |
substantial holder on | 28/Apr/2022 |
The previous notice was given to the company on | 14/Apr/2022 |
The previous notice was dated | 14/Apr/2022 |
2. Previous and present voting power |
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4) | Previous notice | Present notice | ||
Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
Ordinary Shares | 34,702,479 | 8.49% | 30,287,834 | 7.41% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of change | Person whose relevant interest changed | Nature of change (6) | Consideration given in relation to change (7) | Class and number of securities affected | Person's votes affected |
See Annexure "A" | |||||
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) | Nature of relevant interest (6) | Class and number of securities | Person's votes |
Harris Associates L.P. | Unknown | Harris Associates L.P. | Voting rights and right to dispose | 8,287,573 Ordinary Shares | 8,287,573 |
Harris Associates L.P. | Unknown | Harris Associates L.P. | Right to dispose | 230,184 Ordinary Shares | 230,184 |
Harris Associates Investment TrustUnknown
Harris Associates Investment TrustVoting rights and right to dispose
21,770,077 Ordinary Shares
21,770,077
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
N/A | |
6. Addresses
The addresses of persons named in this form are as follows:
Name | Address |
Harris Associates L.P. | 111 South Wacker Drive, Suite 4600, Chicago, IL 60606 USA |
Harris Associates Investment Trust | 111 South Wacker Drive, Suite 4600, Chicago, IL 60606 USA |
Signature
print name
Courtland Weddle
capacity
Risk Officer
sign here
date
29/Apr/2022
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
(6) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write
"unknown".
(9)
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Annexure "A"
3. Changes in relevant interests (from 14-APR-2022 to 28-APR-2022)
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of Change | Person whose relevant interest changed | Nature of change (6) | Consideration given in relation to change (7) | Class and number of securities affected | Person's votes affected |
14-Apr-22 | Harris Associates Investment Trust | Disposed on market | 134740.34 AUD | -8451 Ordinary Shares | -8451 |
14-Apr-22 | Harris Associates Investment Trust | Disposed on market | 3331423.4 AUD | -208949 Ordinary Shares | -208949 |
14-Apr-22 | Harris Associates Investment Trust | Disposed on market | 1626365.85 AUD | -101700 Ordinary Shares | -101700 |
19-Apr-22 | Harris Associates Investment Trust | Disposed on market | 2746931 AUD | -170800 Ordinary Shares | -170800 |
19-Apr-22 | Harris Associates Investment Trust | Disposed on market | 3481285.74 AUD | -216400 Ordinary Shares | -216400 |
20-Apr-22 | Harris Associates Investment Trust | Disposed on market | 1299430.6 AUD | -80219 Ordinary Shares | -80219 |
20-Apr-22 | Harris Associates Investment Trust | Disposed on market | 2337449.17 AUD | -144300 Ordinary Shares | -144300 |
20-Apr-22 | Harris Associates Investment Trust | Disposed on market | 561781.53 AUD | -34681 Ordinary Shares | -34681 |
21-Apr-22 | Harris Associates Investment Trust | Disposed on market | 1184768.33 AUD | -72981 Ordinary Shares | -72981 |
21-Apr-22 | Harris Associates Investment Trust | Disposed on market | 1659145.63 AUD | -102305 Ordinary Shares | -102305 |
21-Apr-22 | Harris Associates Investment Trust | Disposed on market | 2733904.83 AUD | -168576 Ordinary Shares | -168576 |
21-Apr-22 | Harris Associates Investment Trust | Disposed on market | 859083.25 AUD | -52919 Ordinary Shares | -52919 |
21-Apr-22 | Harris Associates Investment Trust | Disposed on market | 2750819.83 AUD | -169619 Ordinary Shares | -169619 |
22-Apr-22 | Harris Associates Investment Trust | Disposed on market | 277420.8 AUD | -17065 Ordinary Shares | -17065 |
22-Apr-22 | Harris Associates Investment Trust | Disposed on market | 1862681.39 AUD | -114919 Ordinary Shares | -114919 |
22-Apr-22 | Harris Associates Investment Trust | Disposed on market | 1002540.99 AUD | -61600 Ordinary Shares | -61600 |
22-Apr-22 | Harris Associates Investment Trust | Disposed on market | 252864.93 AUD | -15537 Ordinary Shares | -15537 |
22-Apr-22 | Harris Associates Investment Trust | Disposed on market | 2032479.2 AUD | -125024 Ordinary Shares | -125024 |
22-Apr-22 | Harris Associates Investment Trust | Disposed on market | 2425192.6 AUD | -149181 Ordinary Shares | -149181 |
22-Apr-22 | Harris Associates Investment Trust | Disposed on market | 25512.41 AUD | -1574 Ordinary Shares | -1574 |
26-Apr-22 | Harris Associates Investment Trust | Disposed on market | 336412.29 AUD | -20328 Ordinary Shares | -20328 |
26-Apr-22 | Harris Associates Investment Trust | Disposed on market | 2446734.13 AUD | -147846 Ordinary Shares | -147846 |
26-Apr-22 | Harris Associates Investment Trust | Disposed on market | 4650923.07 AUD | -281036 Ordinary Shares | -281036 |
21-Apr-22 | Harris Associates Investment Trust | Disposed on market | 2367981.33 AUD | -143190 Ordinary Shares | -143190 |
22-Apr-22
Harris Associates Investment Trust
Disposed on market
2849754.64 AUD
-172600 Ordinary Shares
-172600
26-Apr-22
Harris Associates Investment Trust
Disposed on market
1239631.06 AUD
-75811 Ordinary Shares
-75811
28-Apr-22
Harris Associates Investment Trust
Disposed on market
717642.66 AUD
-43889 Ordinary Shares
-43889
28-Apr-22
Harris Associates Investment Trust
Disposed on market
2535355.51 AUD
-155700 Ordinary Shares
-155700
14-Apr-22
Harris Associates L.P.
Disposed on market
113200.38 AUD
-7100 Ordinary Shares
-7100
14-Apr-22
Harris Associates L.P.
Disposed on market
52772.93 AUD
-3300 Ordinary Shares
-3300
19-Apr-22
Harris Associates L.P.
Disposed on market
90063.31 AUD
-5600 Ordinary Shares
-5600
19-Apr-22
Harris Associates L.P.
Disposed on market
112610.91 AUD
-7000 Ordinary Shares
-7000
20-Apr-22
Harris Associates L.P.
Disposed on market
37256.64 AUD
-2300 Ordinary Shares
-2300
21-Apr-22
Harris Associates L.P.
Disposed on market
17727.45 AUD
-1092 Ordinary Shares
-1092
21-Apr-22
Harris Associates L.P.
Disposed on market
63783.98 AUD
-3933 Ordinary Shares
-3933
22-Apr-22
Harris Associates L.P.
Disposed on market
264638.3 AUD
-16279 Ordinary Shares
-16279
22-Apr-22
Harris Associates L.P.
Disposed on market
111304.77 AUD
-6867 Ordinary Shares
-6867
22-Apr-22
Harris Associates L.P.
Disposed on market
23991.21 AUD
-1474 Ordinary Shares
-1474
22-Apr-22
Harris Associates L.P.
Disposed on market
51101.72 AUD
-3140 Ordinary Shares
-3140
22-Apr-22
Harris Associates L.P.
Disposed on market
12034.68 AUD
-740 Ordinary Shares
-740
26-Apr-22
Harris Associates L.P.
Disposed on market
70349.83 AUD
-4254 Ordinary Shares
-4254
26-Apr-22
Harris Associates L.P.
Disposed on market
71719.9 AUD
-4334 Ordinary Shares
-4334
26-Apr-22
Harris Associates L.P.
Disposed on market
149145.83 AUD
-9012 Ordinary Shares
-9012
27-Apr-22
Harris Associates L.P.
Disposed on market
84204.8 AUD
-5100 Ordinary Shares
-5100
28-Apr-22
Harris Associates L.P.
Disposed on market
57230.23 AUD
-3500 Ordinary Shares
-3500
28-Apr-22
Harris Associates L.P.
Disposed on market
72978.77 AUD
-4482 Ordinary Shares
-4482
28-Apr-22
Harris Associates L.P.
Disposed on market
1925.76 AUD
-118 Ordinary Shares
-118
14-Apr-22
Harris Associates L.P.
Disposed on market
5165.35 AUD
-323 Ordinary Shares
-323
14-Apr-22
Harris Associates L.P.
Disposed on market
14392.62 AUD
-900 Ordinary Shares
-900
14-Apr-22
Harris Associates L.P.
Disposed on market
51019.89 AUD
-3200 Ordinary Shares
-3200
14-Apr-22
Harris Associates L.P.
Disposed on market
4429.73 AUD
-277 Ordinary Shares
-277
19-Apr-22
Harris Associates L.P.
Disposed on market
16452.64 AUD
-1023 Ordinary Shares
-1023
19-Apr-22
Harris Associates L.P.
Disposed on market
25362.47 AUD
-1577 Ordinary Shares
-1577
19-Apr-22
Harris Associates L.P.
Disposed on market
51479.27 AUD
-3200 Ordinary Shares
-3200
20-Apr-22
Harris Associates L.P.
Disposed on market
16198.54 AUD
-1000 Ordinary Shares
-1000
21-Apr-22
Harris Associates L.P.
Disposed on market
8116.96 AUD
-500 Ordinary Shares
-500
21-Apr-22
Harris Associates L.P.
Disposed on market
22704.69 AUD
-1400 Ordinary Shares
-1400
21-Apr-22
Harris Associates L.P.
Disposed on market
6487.06 AUD
-400 Ordinary Shares
-400
22-Apr-22
Harris Associates L.P.
Disposed on market
4844.5 AUD
-298 Ordinary Shares
-298
22-Apr-22
Harris Associates L.P.
Disposed on market
8104.32 AUD
-500 Ordinary Shares
-500
22-Apr-22
Harris Associates L.P.
Disposed on market
4915.06 AUD
-302 Ordinary Shares
-302
22-Apr-22
Harris Associates L.P.
Disposed on market
14631.04 AUD
-900 Ordinary Shares
-900
26-Apr-22
Harris Associates L.P.
Disposed on market
16785.39 AUD
-1015 Ordinary Shares
-1015
26-Apr-22
Harris Associates L.P.
Disposed on market
45063.5 AUD
-2723 Ordinary Shares
-2723
26-Apr-22
Harris Associates L.P.
Disposed on market
7645.73 AUD
-462 Ordinary Shares
-462
27-Apr-22
Harris Associates L.P.
Disposed on market
21463.97 AUD
-1300 Ordinary Shares
-1300
28-Apr-22
Harris Associates L.P.
Disposed on market
14716.34 AUD
-900 Ordinary Shares
-900
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Orica Ltd. published this content on 01 May 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 01 May 2022 22:06:01 UTC.