Item 9.01 Financial Statements and Exhibits.

(a) Financial Statements of Businesses Acquired

The audited consolidated financial statements of Westech Investment Advisors LLC and Subsidiaries as of and for the year ended December 31, 2021are filed herewith as Exhibit 99.1 and are incorporated in their entirety herein by reference.

The unaudited consolidated financial statements of Westech Investment Advisors LLC and Subsidiaries as of as of September 30, 2022 and for the period from January 1, 2022 through September 30, 2022 are filed herewith as Exhibit 99.2 and are incorporated in their entirety herein by reference.

(b) Pro Forma Financial Information

Unaudited pro forma financial information as of and for the nine months ended September 30, 2022 and for the year ended December 31, 2021 are attached hereto as Exhibit 99.3 and are incorporated in their entirety herein by reference.



(d) Exhibits



Exhibit
  No.                                     Description

23.1           Consent of Deloitte & Touche LLP

99.1           Audited consolidated financial statements of Westech Investment
             Advisors LLC and Subsidiaries as of and for the year ended
             December 31, 2021

99.2           Unaudited consolidated financial statements of Westech Investment
             Advisors LLC and Subsidiaries as of as of September 30, 2022 and for
             the period from January 1, 2022 through September 30, 2022

99.3           Unaudited pro forma financial information as of and for the nine
             months ended September 30, 2022 and for the year ended December 31,
             2021

104          Cover Page Interactive Data File (formatted as inline XBRL)

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