Patrys : Notification regarding unquoted securities - PAB

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

For personal use only

Entity name

PATRYS LIMITED

Date of this announcement

Tuesday November 23, 2021

The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
New class - code	Unlisted Options	500,000	23/11/2021
to be confirmed
New class - code	Unlisted Options	2,500,000	23/11/2021
to be confirmed

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

PATRYS LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ABN	97123055363
1.3	ASX issuer code
PAB

1. The announcement is New announcement
2. Date of this announcement

23/11/2021

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

For personal use only

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

does not have an existing ASX security code ("new class")

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B

only	ASX +security code			+Security description
	New class - code to be confirmed			Unlisted Options
	+Security type			ISIN code
	Options
use	Date the +securities the subject of this notification were issued
23/11/2021
Will all the +securities issued in this class rank equally in all respects from their issue date?
	Yes
	Were any of the +securities issued to +key management personnel (KMP) or an +associate?
personal	No
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
	listing rule 6.1?
	No
	Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
	issued.
Options Details
	+Security currency	Exercise price		Expiry date
	AUD - Australian Dollar	AUD 0.05900000	30/9/2025
	Details of the existing class of +security that will be issued upon exercise or conversion of this new class of
For	company option
Other

Description

PAB: ORDINARY FULLY PAID

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02431451-3A577528?access_token=83 ff96335c2d45a094df02a206a39ff4

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Any other information the entity wishes to provide about the +securities the subject of this notification

500,000 Unlisted Options issued to members of the Scientific Advisory Board under the Company's Equity Incentive Plan (EIP), vesting immediately at grant.

Issue details
only	Number of +securities
	500,000
use	ASX +security code			+Security description
	New class - code to be confirmed			Unlisted Options
personal	+Security type			ISIN code
Options
	Date the +securities the subject of this notification were issued
	23/11/2021
	Will all the +securities issued in this class rank equally in all respects from their issue date?
	Yes
	Were any of the +securities issued to +key management personnel (KMP) or an +associate?
	No
	Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
	listing rule 6.1?
	No
For	Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
issued.
Options Details
	+Security currency	Exercise price		Expiry date
	AUD - Australian Dollar	AUD 0.05900000	15/3/2026

Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option

Other

Notification of Issue, Conversion or Payment up of Unquoted

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