Pendal : Notification regarding unquoted securities - PDL

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

use only

Entity name

PENDAL GROUP LIMITED

Date of this announcement

Wednesday December 22, 2021

The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
PDLAL	PERFORMANCE SHARE RIGHTS	125,418	21/12/2021

For personal

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

PENDAL GROUP LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ABN	28126385822
1.3	ASX issuer code
PDL

1. The announcement is New announcement
2. Date of this announcement

22/12/2021

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

For personal use only

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

has an existing ASX security code ("existing class")

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B

only	ASX +security code and description
	PDLAL : PERFORMANCE SHARE RIGHTS
	Date the +securities the subject of this notification were issued
	21/12/2021
use	Will these +securities rank equally in all respects from their issue date with the existing issued
+securities in that class
Yes
	Were any of the +securities issued to +key management personnel (KMP) or an +associate?
	Yes
personal	Provide details of the KMP or +associates being issued +securities.
Name of KMP		Name of registered holder	Number of +securities
				125,418
	Nick Good		Nick Good
	Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme
	or a summary of the terms
	https://investors.pendalgroup.com/FormBuilder/_Resource/_module/N0SPZnM_aUSK_gW8ySYdzg/file/2021_AGM/Pend
	al_NOM_2021.pdf
	Any other information the entity wishes to provide about the +securities the subject of this notification
Issue details
For	Number of +securities
	125,418

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 4 - +Securities on issue

For personal use only

Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +Securities (Total number of each +class of +securities quoted)
	Total number of
ASX +security code and description	+securities on issue
PDL : ORDINARY FULLY PAID	382,677,887

4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)

	Total number of
ASX +security code and description	+securities on issue
PDLAK : OPTION EXPIRING VARIOUS DATES EX NIL PRICE	5,967,505
PDLAL : PERFORMANCE SHARE RIGHTS	3,511,869

Notification of Issue, Conversion or Payment up of Unquoted

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