PFEIFFER VACUUM TECHNOLOGY AG DGAP Voting Rights Announcement: Pfeiffer Vacuum Technology AG Pfeiffer Vacuum Technology AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2021-09-23 / 12:12 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings 1. Details of issuer
Name: Pfeiffer Vacuum Technology AG
Street: Berliner Str. 43
Postal code: 35614
City: Asslar
Germany
Legal Entity Identifier (LEI): 8945004AW6QK8JHNQP69
2. Reason for notification
X Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Legal entity: Hakuto Co., Ltd.
City of registered office, country: Shinjuku-ku, Tokyo, Japan
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
14 Jan 2021
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 2.99 % 0.00 % 2.99 % 9867659
Previous n/a % n/a % n/a % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
DE0006916604 295450 0 2.99 % 0.00 %
Total 295450 2.99 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion Voting rights absolute Voting rights in %
period
0 0.00 %
Total 0 0.00 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of Expiration or maturity Exercise or conversion Cash or physical Voting rights Voting rights
instrument date period settlement absolute in %
0 0.00 %
Total 0 0.00 %
8. Information in relation to the person subject to the notification obligation
X Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
Name % of voting rights (if at % of voting rights through instruments (if Total of both (if at least
least 3% or more) at least 5% or more) 5% or more)
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %
10. Other explanatory remarks:
Hakuto Co. Ltd.'s share in the voting rights now fell below the 3% threshold. When Hakuto Co. Ltd. acquired a
shareholding of more than 3% of the voting rights prior to 2007, no applicable notification obligation for crossing
the 3% threshold existed. Therefore, the field under No.6 ('Previous notification') is now left blank, i.e. it is
stated 'n/a'.
Date
23 Sep 2021
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2021-09-23 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de
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Language: English
Company: Pfeiffer Vacuum Technology AG
Berliner Str. 43
35614 Asslar
Germany
Internet: www.pfeiffer-vacuum.de
End of News DGAP News Service
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(END) Dow Jones Newswires
September 23, 2021 06:12 ET (10:12 GMT)
