Pilbara Minerals : Application for quotation of securities - PLS

Application for quotation of +securities

Announcement Summary

For personal use only

Entity name

PILBARA MINERALS LIMITED

Announcement Type

New announcement

Date of this announcement

Friday March 04, 2022

The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

Total number of +securities to be quoted

ASX +security		Number of +securities to
code	Security description	be quoted	Issue date
PLS	ORDINARY FULLY PAID	37,676	01/03/2022

Refer to next page for full details of the announcement

Application for quotation of +securities

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Application for quotation of +securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

PILBARA MINERALS LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2	Registered number type	Registration number
ACN	112425788
1.3	ASX issuer code
PLS

1. The announcement is New announcement
2. Date of this announcement

4/3/2022

Application for quotation of +securities

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Application for quotation of +securities

Part 2 - Type of Issue

For personal use only

2.1 The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

2.2 The +securities to be quoted are:

Additional +securities in a class that is already quoted on ASX ("existing class")

Application for quotation of +securities

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Application for quotation of +securities

Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

Existing +securities converting into additional +securities in an existing class

FROM (Existing Class)

ASX +security code and description

PLSAP : SHARE RIGHTS

TO (Existing Class)

ASX +security code and description

PLS : ORDINARY FULLY PAID

Please state the number of options that were exercised or other +convertible securities that were converted

14,191

The first date the options were exercised or other +convertible securities were converted

The last date the options were exercised or other +convertible securities were converted

1/3/2022

personal use only

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)?

No

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:

An issue of new +securities

The underlying securities being received by the holder are:

Intended to be, but are not yet, quoted by ASX

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?

Yes

Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?

Yes

Provide details of the KMP or +associates who are exercising options or converting convertible securities

For

Name of KMP		Name of registered holder
Anthony Kiernan		Mr Anthony Kiernan
Nicholas Cernotta		MJBJ (WA) Pty Ltd
Stephen Scudamore		Stephen John Scudamore

Number of options being exercised or other +convertible securities being converted

9,554

3,091

1,546

Application for quotation of +securities

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Application for quotation of +securities

Issue date 1/3/2022

		Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued
		+securities in that class?
		Yes
onlyIssue details
use	Number of +securities to be quoted
		14,191
		Are the +securities being issued for a cash consideration?
		No
personal	Please describe the consideration being provided for the +securities
Consideration was in the form of sacrificed director fees pursuant to a shareholder approved scheme, as disclosed in
		Appendix 3G dated 20 December 2021
		Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the
		+securities to be quoted
		2.426300
		Any other information the entity wishes to provide about the +securities to be quoted
		NED Fee Sacrifice Scheme - Tranche 1 vesting on 28 February 2022 representing director fees sacrificed for the period 1
		December 2021 to 28 February 2022, as disclosed in Appendix 3G dated 20 December 2021.
For	Existing +securities converting into additional +securities in an existing class
FROM (Existing Class)
		ASX +security code and description
		PLSAQ : PERFORMANCE RIGHTS EXPIRING 01-MAY-2023
		TO (Existing Class)
		ASX +security code and description
		PLS : ORDINARY FULLY PAID
		Please state the number of options
		that were exercised or other
		+convertible securities that were
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