Pinnacle Investment Management : Application for quotation of securities - PNI

Application for quotation of +securities

Announcement Summary

For personal use only

Entity name

PINNACLE INVESTMENT MANAGEMENT GROUP LIMITED

Announcement Type

New announcement

Date of this announcement

Friday March 18, 2022

The +securities to be quoted are:

+Securities issued under a +dividend or distribution plan

Total number of +securities to be quoted

ASX +security		Number of +securities to
code	Security description	be quoted	Issue date
PNI	ORDINARY FULLY PAID	75,478	18/03/2022

Refer to next page for full details of the announcement

Application for quotation of +securities

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Application for quotation of +securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

PINNACLE INVESTMENT MANAGEMENT GROUP LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2	Registered number type	Registration number
ACN	100325184
1.3	ASX issuer code
PNI
1.4 The announcement is
New announcement
1.5	Date of this announcement

18/3/2022

Application for quotation of +securities

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Application for quotation of +securities

Part 2 - Type of Issue

2.1 The +securities to be quoted are:

+Securities issued under a +dividend or distribution plan

For personal use only

2.2 The +securities to be quoted are:

Additional +securities in a class that is already quoted on ASX ("existing class")

2.3b.1 Date of Appendix 3A.1 lodged with ASX in relation to the underlying +dividend or distribution

2/2/2022

Application for quotation of +securities

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Application for quotation of +securities

Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

only	Additional +securities to be quoted in an existing class issued under a +dividend or distribution plan
	ASX +security code and description
	PNI : ORDINARY FULLY PAID
	Issue date
	18/3/2022
use	Will the +securities to be quoted rank equally in all respects from their issue date with the

existing issued +securities in that class? Yes

Issue details

For personal

Number of +securities to be quoted

75,478

Are the +securities being issued for a cash consideration?

Yes

In what currency is the cash consideration being paid? What is the issue price per +security?

AUD - Australian Dollar

AUD 9.51700000

Any other information the entity wishes to provide about the +securities to be quoted

Application for quotation of +securities

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Application for quotation of +securities

Part 4 - Issued capital following quotation

For personal use only

Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

	Total number of
ASX +security code and description	+securities on issue
PNI : ORDINARY FULLY PAID	199,560,297

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

	Total number of
ASX +security code and description	+securities on issue
PNIAF : OPTION EXPIRING 11-SEP-2030 EX $5.2404	200,000
PNIAH : OPTION EXPIRING 30-DEC-2030 EX $6.844669	100,000
PNIAD : OPTION EXPIRING 25-MAR-2030 EX $2.9683	200,000
PNIAI : PERFORMANCE RIGHTS	3,516
PNIAB : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES	600,000

Application for quotation of +securities

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