Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

On July 19, 2021, the Company filed a Certificate of Correction (the "Certificate of Correction") to its Articles Supplementary filed on August 3, 2020 (the "Base Articles Supplementary") with the State Department of Assessments and Taxation of Maryland. The Certificate of Correction clarifies the permitted waiver of certain conversion fees upon the exercise of the "Holder Conversion Option" for an "M Share," as each such term is defined in the Base Articles Supplementary. The Certificate of Correction became effective upon filing.

The foregoing description is only a summary and is qualified in its entirety by reference to the full text of the Certificate of Correction, a copy of which is filed as Exhibit 3.1 to this Current Report on Form 8-K and incorporated herein by reference.

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Item 9.01. Financial Statements and Exhibits.



(d) Exhibits

     Exhibit
     Number                                          Description
                    Certificate of Correction to Articles Supplementary of Prospect Capital
       3.1        Corporation    .

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