Prudential : Monthly Return of Equity Issuer on Movements in Securities for the month ended 30 April 2021

Monthly Return of Equity Issuer on Movements in Securities

For the month ended

(dd/mm/yyyy) :30/04/2021

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer

Prudential plc

Date Submitted

6 May 2021

I. Movements in Authorised Share Capital

1. Ordinary Shares

(1) Stock code : 2378

Description :

Ordinary shares of GBP 0.05 each

Par value

Authorised share

No. of ordinary

(State

capital

shares

currency)

(State currency)

Balance at close of preceding month N/A

Increase/(decrease)

Balance at close of the month

(2) Stock code : N/A

Description :

Par value

Authorised share

No. of ordinary

(State

capital

shares

currency)

(State currency)

Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

March 2019

2. Preference Shares

Stock code :

N/A

Description :

No. of

Par value

Authorised share

preference

(State

capital

shares

currency)

(State currency)

Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

3. Other Classes of Shares

Stock code :

N/A

Description :

No. of other

Par value

Authorised share

classes of

(State

capital

shares

currency)

(State currency)

Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

Total authorised share capital at the end of the month

(State currency) :

N/A

March 2019

II. Movements in Issued Share Capital

No. of ordinary shares

No of preference

No. of other

(1)

(2)

shares

classes of shares

Balance at close of

preceding month

2,615,603,485

N/A

N/A

N/A

Increase/ (decrease)

during the month

5,202

Balance at close of

the month

2,615,608,687

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Particulars of share

No. of new shares of

No. of new shares

option scheme

issuer issued during

of issuer which

including EGM

the month pursuant

may be issued

approval date

Movement during the month

thereto

pursuant thereto

(dd/mm/yyyy) and

as at close of the

class of shares

month

issuable

Granted

Exercised

Cancelled

Lapsed

1. 2013/2023

Prudential

Savings-

Related Share

Option Scheme

( / /

)

Ordinary shares

Nil

5,202

5,034

2,260

5,202

174,448

(Note 1)

2. 2011/2021 Prudential International Savings-

Related Share
Option Scheme
( / /	)
Ordinary shares	Nil	Nil	Nil	Nil	Nil	Nil

(Note 1)

3. 2012/2022 Prudential International Savings- Related Share Option Scheme for Non-

Employees
( / /	)
Ordinary shares	Nil	90,221	142	Nil	Nil	1,855,690

(Note 1)

March 2019

III. Details of Movements in Issued Share Capital (Continued)

Share Options (under Share Option Schemes of the Issuer) (Continued)

Particulars of share

No. of new shares of

No. of new shares

option scheme

issuer issued during

of issuer which

including EGM

the month pursuant

may be issued

approval date

Movement during the month

thereto

pursuant thereto

(dd/mm/yyyy) and

as at close of the

class of shares

month

issuable

Granted

Exercised

Cancelled

Lapsed

4. 2011

Prudential

Agency

Long Term

Incentive

Plan

(

/

/

)

Ordinary shares

118,070

2,141,198

Nil

Nil

Nil

5,240,415

(Note 1)

5. 2013

Prudential

Long Term

Incentive

Plan

(

/

/

)

Ordinary shares

517,159

3,103,654

Nil

429,852

Nil

13,414,308

(Note 1)

Total A. (Ordinary shares)

5,202

(Preference shares)

N/A

(Other class)

N/A

Total funds raised during the month from exercise of

options (State currency)

GBP 1,025,446.40

March 2019

Warrants to Issue Shares of the Issuer which are to be Listed

No. of new

No. of new

shares of

shares of

issuer

issuer which

issued

may be

during the

issued

Nominal value

month

pursuant

Currency

at close of

Exercised

Nominal value

pursuant

thereto as at

Description of warrants

of nominal

preceding

during the

at close of the

thereto

close of the

(Date of expiry - dd/mm/yyyy)

value

month

month

month

month

1. N/A

(

/

/

)

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

2. N/A

(

/

/

)

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

3. N/A

(

/

/

)

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

4. N/A

(

/

/

)

Stock code (if listed) Class of shares issuable (Note 1)

Subscription price EGM approval date (if applicable) (dd/mm/yyyy)

(	/	/	)

(	/	/	)

(	/	/	)

(

/

/

)

Total B. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A

March 2019