Inactive Instrument

Pzena Investment Management, Inc.

Equities

PZN

US74731Q1031

Investment Management & Fund Operators

PZENA INVESTMENT MANAGEMENT, INC. : Results of Operations and Financial Condition, Financial Statements and Exhibits (form 8-K)

October 20, 2020 at 04:28 pm EDT

ITEM 2.02 RESULTS OF OPERATION AND FINANCIAL CONDITION.

On October 20, 2020, Pzena Investment Management, Inc. (the "Company") issued a press release reporting its financial results for the third quarter of 2020. Copies of the press release and related attachments are furnished as Exhibit 99.1 to this Current Report.

ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.






              (d) Exhibits

              99.1 Press release, dated October 20, 2020, of Pzena Investment
              Management, Inc.

              104 Cover Page Interactive Data File (embedded within the Inline
              XBRL document)

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Latest news about Pzena Investment Management, Inc.

Pzena Investment Management, Inc.(NYSE:PZN) dropped from S&P TMI Index	22-10-31	CI
Pzena Investment Management, Inc.(NYSE:PZN) dropped from S&P Global BMI Index	22-10-31	CI
Pzena Investment Management LLC completed the acquisition of 22.66% stake in Pzena Investment Management, Inc..	22-10-30	CI
Pzena Stockholders Approves Transaction for Pzena Investment Management, Inc to Become Private Company	22-10-28	CI
Institutional Shareholder Backs Pzena Investment Management Takeover	22-10-21	CI
Pzena Investment Management Posts Lower Q3 Earnings, Revenue	22-10-20	MT
Pzena Investment Management, Inc. Reports Earnings Results for the Third Quarter and Nine Months Ended September 30, 2022	22-10-19	CI
Glass Lewis Joins Institutional Shareholder Services in Recommending Pzena Stockholders Vote for Transaction to Become Private Company	22-10-18	CI
Pzena Investment Management Says Glass, Lewis Recommends Shareholders Vote in Favor of Transaction to Go Private	22-10-18	MT
North American Morning Briefing : Mood Remains -2-	22-10-18	DJ
Institutional Shareholder Services Recommends Pzena Stockholders Vote for Transaction to Become Private Company	22-10-14	CI
Pzena Investment Management Says ISS Recommends Shareholders to Vote In Favor of Transaction to Go Private	22-10-14	MT
Pzena Investment Management Receives all Regulatory Approvals Required to Complete Transaction	22-10-11	CI
Sector Update: Financial Stocks Advance Pre-Bell Monday	22-10-10	MT
Pzena Investment Management Secures Regulatory Approvals to Complete Proposed Merger	22-10-10	MT
Pzena Reports Month-on-Month Decline in Assets Under Management at September-End	22-10-07	MT
Sector Update: Financial Stocks Climb Premarket Friday	22-09-09	MT
Pzena Reports YOY Decline in Assets Under Management at August-End	22-09-09	MT
Punch & Associates Opposes Pzena Investment Management Transaction to Become Private Company	22-09-01	CI
Pzena Investment Management Reports Decline in Preliminary July Assets Under Management	22-08-09	MT
Tranche Update on Pzena Investment Management, Inc.'s Equity Buyback Plan announced on April 24, 2012.	22-08-05	CI
Top Midday Gainers	22-07-27	MT
Wall Street Set to Open in Positive Territory Ahead of Fed Rate Decision	22-07-27	MT
Top Premarket Gainers	22-07-27	MT
Pzena Investment Management Plans $795 Million Going-Private Transaction; Reports Lower Q2 Earnings, Revenue	22-07-26	MT

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Company Profile

Pzena Investment Management, Inc. is an investment management company. The Company is the sole managing member of Pzena Investment Management, LLC, which is its operating company. Pzena Investment Management, LLC is an investment management company. It manages assets in a variety of investment strategies across a range of market capitalizations in both United States and non-United States capital markets. It manages separate accounts on behalf of institutions, act as sub-investment adviser for a variety of mutual funds and non-United States funds, and act as investment adviser for the Pzena mutual funds, private placement funds and non-United States funds. Its equity interests in Pzena Investment Management, LLC are comprised of Class A, Class B and Class B-1 membership units. It also serves as the general partner of Pzena Investment Management, LP. It offers institutional investment products to public and corporate pension funds, endowments, foundations and their investment vehicles.

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