FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
(Print or Type Responses)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL | |
Washington, D.C. 20549 | OMB Number: | 3235-0287 |
Estimated average burden | ||
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES | hours per response... | 0.5 |
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||||||||||||||||||||||||||||||
Randt Clark T. Jr. | QUALCOMM INC/DE [QCOM] | (Check all applicable) | ||||||||||||||||||||||||||||||||
__X__ Director | _____ 10% Owner | |||||||||||||||||||||||||||||||||
(Last) | (First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) | _____ Officer (give title below) | _____ Other (specify below) | |||||||||||||||||||||||||||||
5775 MOREHOUSE DR. | 03/04/2020 | |||||||||||||||||||||||||||||||||
(Street) | 4. If Amendment, Date Original Filed(Month/Day/Year) | 6. Individual or Joint/Group Filing(Check Applicable Line) | ||||||||||||||||||||||||||||||||
_X_ Form filed by One Reporting Person | ||||||||||||||||||||||||||||||||||
SAN DIEGO, CA 92121-1714 | ___ Form filed by More than One Reporting Person | |||||||||||||||||||||||||||||||||
(City) | (State) | (Zip) | Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||||||||||||||
1.Title of Security | 2. Transaction | 2A. Deemed | 3. Transaction | 4. Securities Acquired | 5. Amount of Securities Beneficially | 6. | 7. Nature | |||||||||||||||||||||||||||
(Instr. 3) | Date | Execution Date, if | Code | (A) or Disposed of (D) | Owned Following Reported | Ownership | of Indirect | |||||||||||||||||||||||||||
(Month/Day/Year) | any | (Instr. 8) | (Instr. 3, 4 and 5) | Transaction(s) | Form: | Beneficial | ||||||||||||||||||||||||||||
(Month/Day/Year) | (Instr. 3 and 4) | Direct (D) | Ownership | |||||||||||||||||||||||||||||||
or Indirect | (Instr. 4) | |||||||||||||||||||||||||||||||||
(A) or | (I) | |||||||||||||||||||||||||||||||||
Code | V | Amount | (D) | Price | (Instr. 4) | |||||||||||||||||||||||||||||
Common Stock | 03/04/2020 | M | 3,216 | A | $ 0 | 5,419 | I | by Joint | ||||||||||||||||||||||||||
Account | ||||||||||||||||||||||||||||||||||
(1) | ||||||||||||||||||||||||||||||||||
Common Stock | 03/04/2020 | M | 3,276 | A | $ 0 | 8,695 | I | by Joint | ||||||||||||||||||||||||||
Account | ||||||||||||||||||||||||||||||||||
(1) | ||||||||||||||||||||||||||||||||||
Common Stock | 03/04/2020 | D | 1,037 | D | $ | 7,658 | I | by Joint | ||||||||||||||||||||||||||
Account | ||||||||||||||||||||||||||||||||||
81.80 | ||||||||||||||||||||||||||||||||||
(1) | ||||||||||||||||||||||||||||||||||
Common Stock | 03/04/2020 | D | 1,056 | D | $ | 6,602 | I | by Joint | ||||||||||||||||||||||||||
Account | ||||||||||||||||||||||||||||||||||
81.80 | ||||||||||||||||||||||||||||||||||
(1) | ||||||||||||||||||||||||||||||||||
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||||||||||||||||||||||||||||||||||
Persons who respond to the collection of information contained in | SEC 1474 (9-02) | |||||||||||||||||||||||||||||||||
this form are not required to respond unless the form displays a | ||||||||||||||||||||||||||||||||||
currently valid OMB control number. | ||||||||||||||||||||||||||||||||||
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||||||||||||||||
(e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||||||||||||||||||||||
1. Title of | 2. | 3. Transaction | 3A. Deemed | 4. | 5. Number of | 6. Date Exercisable | 7. Title and Amount of | 8. Price of | 9. Number of | 10. | 11. Nature | |||||||||||||||||||||||
Derivative | Conversion | Date | Execution Date, if | Transaction | Derivative | and Expiration Date | Underlying Securities | Derivative | Derivative | Ownership | of Indirect | |||||||||||||||||||||||
Security | or Exercise | (Month/Day/Year) | any | Code | Securities | (Month/Day/Year) | (Instr. 3 and 4) | Security | Securities | Form of | Beneficial | |||||||||||||||||||||||
(Instr. 3) | Price of | (Month/Day/Year) | (Instr. 8) | Acquired (A) or | (Instr. 5) | Beneficially | Derivative | Ownership | ||||||||||||||||||||||||||
Derivative | Disposed of (D) | Owned | Security: | (Instr. 4) | ||||||||||||||||||||||||||||||
Security | (Instr. 3, 4, and 5) | Following | Direct (D) | |||||||||||||||||||||||||||||||
Reported | or Indirect | |||||||||||||||||||||||||||||||||
Date | Expiration | Amount or | ||||||||||||||||||||||||||||||||
Transaction(s) | (I) | |||||||||||||||||||||||||||||||||
Title | Number of | |||||||||||||||||||||||||||||||||
Code | V | (A) | (D) | Exercisable | Date | Shares | (Instr. 4) | (Instr. 4) | ||||||||||||||||||||||||||
Deferred | (2) | (3) | (3) | Common | ||||||||||||||||||||||||||||||
Stock | 03/04/2020 | M | 3,216.275 | 3,216.275 | $ 0 | 16,231.7307 | D | |||||||||||||||||||||||||||
Unit | Stock | |||||||||||||||||||||||||||||||||
Deferred | (2) | (3) | (3) | Common | ||||||||||||||||||||||||||||||
Stock | 03/04/2020 | M | 3,276.2734 | 3,276.2734 | $ 0 | 12,955.4573 | D | |||||||||||||||||||||||||||
Unit | Stock | |||||||||||||||||||||||||||||||||
Reporting Owners | ||||||||||||||||||||||||||||||||||
Relationships | ||||||||||||||||||||||||||||||||||
Reporting Owner Name / Address | Director 10% | Officer | Other | |||||||||||||||||||||||||||||||
Owner |
Randt Clark T. Jr.
5775 MOREHOUSE DR. X SAN DIEGO, CA 92121-1714
Signatures
By: David Zuckerman, Attorney-in-Fact For: Clark T. Randt, Jr. | 03/04/2020 | |
**Signature of Reporting Person | Date | |
Explanation of Responses:
- If the form is filed by more than one reporting person, see Instruction 4(b)(v).
- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ( 1) Securities held by Clark T. Randt, Jr. and Sarah T. Randt.
( 2) Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.
- 3) Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash, if election is made within 60 days of the date of grant), three years from the date of grant or the later date specified in a valid deferral election. However, these Deferred Stock Units may be settled earlier upon certain other events.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
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Disclaimer
Qualcomm Inc. published this content on 05 March 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 05 March 2020 23:02:08 UTC