Corporations Act 2001 Section 671B
Notice of initial substantial holderTo Company Name/Scheme Red 5 Limited (Red 5)
603 page 1/2 15 July 2001
ACN/ARSN 068 647 610
Details of substantial holder (1)
Name St Ives Gold Mining Company Ply Ltd (SIGMC)and each of the companies listed in Annexure A (together,the Gold Fields Group)
ACN/ARSN (if applicable) 098 386 273 (seealso Annexure A)
The holder became a substantial holder on 2 October 2017
Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4)
Number of securities
Person's votes (5)
Voting power (6)
Ordinary shares
246 ,875,821
246,875,821
19.92%
Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows :
Holder of relevant interest
Nature of relevant interest (7)
Class and number of securities
SIGMC
St Ives Gold Mining Company Pty Ltd has a relevant interest in the securities referred to in Section 2 by virtue of section 608(1)(a) of the Corporations Act.
246 ,875,821 ordinary shares
Each member of the Gold Fields Group
Have a relevant interest in the in he securities referred to in Section 2 because through the application of section 608(3) of theCorporations Act as they are associates of SIGMC by virtue of section 11 of theCorporations Act.
246,875,821 ordinary shares
Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows :
Holder of relevant interests
Registered holder of securities
Person entitled to be registered as holder (8)
Class and number of securities
SIGMC
SIGMC
SIGMC
246,875,821
ordinary shares
Each member of the Gold Fields Group
See above
See above
246 ,875,821
ordinary shares
Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows :
Holder of relevant interest
Date of acquisition
Consideration (9)
Class and number of securities
SIGMC
2 October 2017
Deemed consideration of
$0.05 per share under Darlot Gold Mine sale agreement dated 3
August 2017
130,000,000
SIGMC
2 October 2017
$0.05 per share pursuant to underwriting of Red 5 rights issue
116,875,821
Assoc iates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
Each member of the Gold Fields Group | See section 3 of this Form 603 . |
Addresses
The addresses of persons named in this form are as follows :
Name
Address
SIGMC
Level 5, 50 Colin Street West Perth WA 6005
Each member of the Gold Fields Group
c/o - Gold Fields Australia Pty Ltd, Level 5,50 Colin Street West Perth WA 6005
Signature
print name AlexanderMuncapacity Director
sign hereDate ?_ _/02017
DIRECTIONS
If there are a number of substantial holders with similar or related relevant interests (eg.a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form .If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
See the definition of "associate" in section 9 of the Corporations Act 2001.
See the definition of "relevant interest"in sections 608 and 6718(7) of the Corporations Act 2001 .
The voting shares of a company constitute one class unless divided into separate classes .
The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
Include details of:
any relevant agreement or other circumstances by which the relevant interest was acquired .If subsection 6718(4) applies, a copy of any document setting out the terms of any relevant agreement and a statement by the person giving full and accurate details of any contract,scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
any qualification of the power of a person to exercise, control the exercise of,or influence the exercise of,the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement"in section 9 of the Corporations Act 2001.
If the substantial holder is unable to determine the identity of the person (eg.if the relevant interest arises because of an option) write "unknown".
Details of the consideration must include any and all benefits,money and other ,that any person from whom a relevant interest was acquired has,or may, become entitled to receive in relation to that acquisition .Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Annexure A
This is Annexure A of 4 pages (including this page) referred to in Form 603, Notice of Initial Substantial Holder, given by Gold Fields Group.
Dated: '- Oc....v bQ.r2017
Signed:
Name:
G
Alexander Munt
Director
St Ives Gold Mining Company Pty ltd
CompanyGold Fields Limited
GFL Mining Services Ltd
Gold Fields Holdings Company (BVI) Limited Gold Fields Australia Pty Ltd
Gold Fields Australasia Pty Ltd Corporate International Holdings BV St Ives Holding Company Pty Ltd
St Ives Gold Mining Company Pty Ltd Agnew Holding Company Pty Ltd Agnew Gold Mining Company Pty Ltd Agnew Heritage Pty Ltd
Gold Fields DHC Pty Ltd
GSM Holding Company Pty Ltd GSM Mining Company Pty Ltd Gruyere Mining Company Pty Ltd Gruyere Management Pty Ltd
Gold Fields Orogen Holding (BVI) Limited Gold Fields Australasia (BVI) Limited
Gold Fields Corona (BVI) Limited
Gold Fields Peru Holdings (BVI) Limited Gold Fields Latin America (BVI) Limited Gold Fields Guinea (BVI) Limited
Gold Fields Fujian (BVI) Limited Gold Fields Essakane (BVI) Ltd
Gold Fields Salares Norte Holdings (BVI) Ltd Transmisora Norperuana Holdings (BVI) Ltd Gold Fields Pircas (BVI) Ltd
Gold Fields Central Ashanti Holdings Limited.
Gold Fields PDN Holdings Limited. Gold Fields Ghana Holdings (BVI) Ltd FSE Services Limited
Gold Fields Netherlands Cooperatief U.A. Gold Fields Netherlands Services BV Gold Fields Metals BV
Gold Fields Exploration BV
Gold Fields Canada Exploration BV
ACN/ABN/ARSN/Company numberNIA NIA NIA
098 385 285
087 624 600
NIA
165 234 515
098 386 273
165 234 659
098 385 883
155 888 949
165 234 300
165 234 051
165 235 030
615 729 005
615 728 795
NIA NIA NIA NIA NIA NIA NIA NIA NIA NIA
NIA NIA NIA
NIA NIA
NIA NIA
NIA NIA NIA
Red 5 Limited published this content on 02 October 2017 and is solely responsible for the information contained herein.
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