Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
To: Company Name/Scheme: | Resolute Mining Ltd | ||||
ACN/ARSN: | 097 088 689 | ||||
1. Details of substantial holder | |||||
Name: | Mitsubishi UFJ Financial Group, Inc. | ||||
The holder ceased to be a substantial holder on: | 4 November 2020 | ||||
The previous notice was given to the company on: | 6 November 2020 | ||||
The previous notice was dated: | 6 November 2020 | ||||
The holder became aware on: | 6 November 2020 | ||||
2. Changes in relevant interests | |||||
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities | |||||
of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are | |||||
as follows: | |||||
Date of | Person whose | Consideration given in | Class and | Person's votes | |
relevant interest | Nature of change | number of | |||
change | relation to change | affected | |||
changed | securities affected | ||||
See annexure A to | |||||
this notice |
3. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
4. Addresses
The addresses of persons named in this form are as follows:
Name | Address |
Mitsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
5. Signature |
Dated 9 November 2020
Ryuichiro Sakuma Authorised Signatory
Page 1
Annexure A
This is annexure A of 3 pages referred to in Form 605 (Notice of ceasing to be a substantial holder), signed by me and dated 9 November 2020.
Ryuichiro Sakuma | Authorised Signatory | Dated 9 November 2020 | ||||
Consideration | ||||||
Person whose relevant interest | given in relation | Class and number of | Person's votes | |||
Date of change | changed | Nature of change | to change | securities affected | affected | |
Purchase of securities by | ||||||
Wednesday, 4 November 2020 | an entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 2,377.85 | 2,991 Ordinary Shares | 2,991 | ||
Purchase of securities by | ||||||
Wednesday, 4 November 2020 | an entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 255.20 | 321 Ordinary Shares | 321 | ||
Purchase of securities by | ||||||
Wednesday, 4 November 2020 | an entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 5,165.12 | 6,497 Ordinary Shares | 6,497 | ||
Purchase of securities by | ||||||
Wednesday, 4 November 2020 | an entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 567.53 | 705 Ordinary Shares | 705 | ||
Purchase of securities by | ||||||
Wednesday, 4 November 2020 | an entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 5,286.06 | 6,526 Ordinary Shares | 6,526 | ||
Purchase of securities by | ||||||
Wednesday, 4 November 2020 | an entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 703.74 | 888 Ordinary Shares | 888 | ||
Purchase of securities by | ||||||
Wednesday, 4 November 2020 | an entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 2,869.41 | 3,598 Ordinary Shares | 3,598 | ||
Purchase of securities by | ||||||
Wednesday, 4 November 2020 | an entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 9,718.34 | 12,186 Ordinary Shares | 12,186 | ||
Purchase of securities by | ||||||
Wednesday, 4 November 2020 | an entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 27,282.02 | 34,317 Ordinary Shares | 34,317 | ||
Purchase of securities by | ||||||
Wednesday, 4 November 2020 | an entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 25,226.40 | 31,533 Ordinary Shares | 31,533 | ||
Purchase of securities by | ||||||
Wednesday, 4 November 2020 | an entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 45,754.43 | 57,917 Ordinary Shares | 57,917 | ||
Purchase of securities by | ||||||
Wednesday, 4 November 2020 | Mitsubishi UFJ Financial Group, Inc. | an entity controlled by | ||||
Morgan Stanley | 5,625.45 | 6,945 Ordinary Shares | 6,945 | |||
Purchase of securities by | ||||||
Wednesday, 4 November 2020 | an entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 1,831.86 | 2,297 Ordinary Shares | 2,297 | ||
Purchase of securities by | ||||||
Wednesday, 4 November 2020 | an entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 240.09 | 302 Ordinary Shares | 302 | ||
Purchase of securities by | ||||||
Wednesday, 4 November 2020 | an entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 641.57 | 807 Ordinary Shares | 807 | ||
Purchase of securities by | ||||||
Wednesday, 4 November 2020 | an entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 287.10 | 360 Ordinary Shares | 360 | ||
Purchase of securities by | ||||||
Wednesday, 4 November 2020 | an entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 5,855.97 | 7,366 Ordinary Shares | 7,366 | ||
Purchase of securities by | ||||||
Wednesday, 4 November 2020 | an entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 1,638.98 | 2,036 Ordinary Shares | 2,036 | ||
Purchase of securities by | ||||||
Wednesday, 4 November 2020 | an entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 10,656.59 | 13,238 Ordinary Shares | 13,238 | ||
Purchase of securities by | ||||||
Wednesday, 4 November 2020 | an entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 5,387.18 | 6,713 Ordinary Shares | 6,713 | ||
Purchase of securities by | ||||||
Wednesday, 4 November 2020 | an entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 59,503.20 | 74,379 Ordinary Shares | 74,379 | ||
Purchase of securities by | ||||||
Wednesday, 4 November 2020 | an entity controlled by | |||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 1,515.20 | 1,894 Ordinary Shares | 1,894 |
Page 2
Purchase of securities by | |||||
Wednesday, 4 November 2020 | an entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 1,697.60 | 2,122 Ordinary Shares | 2,122 | |
Purchase of securities by | |||||
Wednesday, 4 November 2020 | an entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 2,753.60 | 3,442 Ordinary Shares | 3,442 | |
Purchase of securities by | |||||
Wednesday, 4 November 2020 | an entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 712.58 | 902 Ordinary Shares | 902 | |
Purchase of securities by | |||||
Wednesday, 4 November 2020 | an entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 9,113.88 | 11,464 Ordinary Shares | 11,464 | |
Purchase of securities by | |||||
Wednesday, 4 November 2020 | an entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 13,354.41 | 16,798 Ordinary Shares | 16,798 | |
Purchase of securities by | |||||
Wednesday, 4 November 2020 | an entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 46,868.43 | 58,954 Ordinary Shares | 58,954 | |
Purchase of securities by | |||||
Wednesday, 4 November 2020 | an entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 812.93 | 1,013 Ordinary Shares | 1,013 | |
Purchase of securities by | |||||
Wednesday, 4 November 2020 | an entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 66,431.00 | 83,561 Ordinary Shares | 83,561 | |
Purchase of securities by | |||||
Wednesday, 4 November 2020 | an entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 8,111.72 | 10,268 Ordinary Shares | 10,268 | |
Purchase of securities by | |||||
Wednesday, 4 November 2020 | an entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 4,593.33 | 5,706 Ordinary Shares | 5,706 | |
Sale of securities by an | |||||
Wednesday, 4 November 2020 | entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 2,079.47 | 2,649 Ordinary Shares | 2,649 | |
Sale of securities by an | |||||
Wednesday, 4 November 2020 | entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 13,936.39 | 17,641 Ordinary Shares | 17,641 | |
Sale of securities by an | |||||
Wednesday, 4 November 2020 | entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 2,905.29 | 3,701 Ordinary Shares | 3,701 | |
Sale of securities by an | |||||
Wednesday, 4 November 2020 | entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 6,838.40 | 8,548 Ordinary Shares | 8,548 | |
Sale of securities by an | |||||
Wednesday, 4 November 2020 | entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 1,408.05 | 1,788 Ordinary Shares | 1,788 | |
Sale of securities by an | |||||
Wednesday, 4 November 2020 | entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 2,500.28 | 3,145 Ordinary Shares | 3,145 | |
Sale of securities by an | |||||
Wednesday, 4 November 2020 | entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 2,262.57 | 2,846 Ordinary Shares | 2,846 | |
Sale of securities by an | |||||
Wednesday, 4 November 2020 | entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 6,862.28 | 8,714 Ordinary Shares | 8,714 | |
Sale of securities by an | |||||
Wednesday, 4 November 2020 | entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 9,594.27 | 12,222 Ordinary Shares | 12,222 | |
Sale of securities by an | |||||
Wednesday, 4 November 2020 | entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 40.55 | 51 Ordinary Shares | 51 | |
Sale of securities by an | |||||
Wednesday, 4 November 2020 | entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 0.78 | 1 Ordinary Shares | 1 | |
Sale of securities by an | |||||
Wednesday, 4 November 2020 | entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 6,023.16 | 7,722 Ordinary Shares | 7,722 | |
Sale of securities by an | |||||
Wednesday, 4 November 2020 | entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 3,975.00 | 5,000 Ordinary Shares | 5,000 | |
Sale of securities by an | |||||
Wednesday, 4 November 2020 | entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 977.34 | 1,249 Ordinary Shares | 1,249 | |
Sale of securities by an | |||||
Wednesday, 4 November 2020 | entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 1,755.26 | 2,236 Ordinary Shares | 2,236 | |
Sale of securities by an | |||||
Wednesday, 4 November 2020 | Mitsubishi UFJ Financial Group, Inc. | entity controlled by | |||
Morgan Stanley | 8,833.78 | 11,182 Ordinary Shares | 11,182 | ||
Sale of securities by an | |||||
Wednesday, 4 November 2020 | entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 1,017.52 | 1,288 Ordinary Shares | 1,288 | |
Sale of securities by an | |||||
Wednesday, 4 November 2020 | entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 7,209.54 | 9,243 Ordinary Shares | 9,243 | |
Sale of securities by an | |||||
Wednesday, 4 November 2020 | entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 350,419.91 | 444,998 Ordinary Shares | 444,998 | |
Sale of securities by an | |||||
Wednesday, 4 November 2020 | entity controlled by | ||||
Mitsubishi UFJ Financial Group, Inc. | Morgan Stanley | 1,729.92 | 2,176 Ordinary Shares | 2,176 |
Page 3
Collateral Returned by an | |||||
Wednesday, 4 November 2020 | entity controlled by | ||||
Morgan Stanley - see | 26,384,302 Ordinary | ||||
Mitsubishi UFJ Financial Group, Inc. | Annexure B | N/A | Shares | 26,384,302 |
Page 4
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Resolute Mining Limited published this content on 09 November 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 09 November 2020 08:23:06 UTC