Rici Healthcare : (Revised) Monthly Return of Equity Issuer on Movements in Securities for the month ended 28 February 2021

Monthly Return of Equity Issuer on Movements in Securities

For the month ended		28/02/2021 (Revised)
(dd/mm/yyyy) :
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer	Rici Healthcare Holdings Limited (the "Company")
(Incorporated in the Cayman Islands with limited liability)
Date Submitted	6 May 2021

1. Movements in Authorised Share Capital
   1. Ordinary Shares

(1) Stock code : 1526

Description :

Ordinary shares

No. of ordinary

Par value

Authorised share

(State

capital

shares

currency)

(State currency)

Balance at close of preceding month 10,000,000,000

US$0.0001

US$1,000,000

Increase/(decrease)

NIL

NIL

Balance at close of the month

10,000,000,000

US$0.0001

US$1,000,000

(2) Stock code : N/A

Description :

N/A

No. of ordinary

Par value

Authorised share

(State

capital

shares

currency)

(State currency)

Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

2. Preference Shares

Stock code :	N/A	Description :	N/A
					No. of	Par value	Authorised share
				preference	(State	capital
					shares	currency)	(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
3. Other Classes of Shares
Stock code :	N/A	Description :	N/A
				No. of other	Par value	Authorised share
				classes of	(State	capital
					shares	currency)	(State currency)

Balance at close of preceding month

Increase/(decrease)

Balance at close of the month

Total authorised share capital at the end of the month (State	US$1,000,000
currency) :

II. Movements in Issued Share Capital

No. of ordinary shares

No of preference

No. of other

(1)

(2)

shares

classes of shares

Balance at close of

1,590,324,000

N/A

N/A

N/A

preceding month

Increase/ (decrease)

NIL

N/A

N/A

N/A

during the month

Balance at close of

1,590,324,000

N/A

N/A

N/A

the month

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Particulars of share

No. of new shares of No. of new shares of

option scheme

issuer issued during

issuer which may be

including EGM

the month pursuant

issued pursuant

approval date

Movement during the month

thereto

thereto as at close of

(dd/mm/yyyy) and

the month

class of shares

issuable

Granted

Exercised

Cancelled

Lapsed

1. Pre-IPO Share

Option

Scheme

Grant Date: 19

September 2016

Exercise Price:

HK$1.60

(19/09/2016)

0

0

0

0

0

47,710,500

Ordinary shares

(Note 1)

2. Share Option

Scheme
Grant Date: 24
November 2017
Exercise Price:
HK$2.42
(19/09/2016)					64,360,000
Ordinary shares 0	0	0	0	0

(Note 1)

3. N/A

( / /	)
	shares

(Note 1)

Total A. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A

Total funds raised during the month from exercise	N/A
of options (State currency)

Warrants to Issue Shares of the Issuer which are to be Listed

No. of new

No. of new

shares of

shares of

issuer

issuer which

issued

may be

during the

issued

Nominal value

month

pursuant

Currency

at close of

Exercised

Nominal value

pursuant

thereto as at

Description of warrants

of nominal

preceding

during the

at close of the

thereto

close of the

(Date of expiry - dd/mm/yyyy)

value

month

month

month

month

1. N/A

(

/ /

)

Stock

code

(if

listed)

Class of shares

issuable

(Note

1)

Subscription

price

EGM approval date

(if applicable)

(dd/mm/yyyy)

( / /

)

2. N/A

(

/ /

)

Stock

code

(if

listed)

Class of shares

issuable

(Note

1)

Subscription

price

EGM approval date

(if applicable)

(dd/mm/yyyy)

( / /

)

3. N/A

(

/ /

)

Stock

code

(if

listed)

Class of shares

issuable (Note 1)

Subscription

price

EGM approval date

(if applicable)

(dd/mm/yyyy)

( / /

)

4. N/A

(

/ /

)

Stock

code

(if

listed)

Class of shares

issuable

(Note

1)

Subscription

price

EGM approval date

(if applicable)

(dd/mm/yyyy)

( / /

)

Total B. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

						No. of new	No. of new
						shares of	shares of
						issuer	issuer which
						issued	may be
						during the	issued
			Amount at			month	pursuant
					pursuant	thereto as at
		Currency of	close of	Converted	Amount at	thereto	close of the
Class and description	amount	preceding	during the	close of the		month
outstanding	month	month	month
	1. N/A

Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy))	( / /	)

2. N/A

Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)	( / /	)
(dd/mm/yyyy)

3. N/A

Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)	( / /	)
(dd/mm/yyyy)

4. N/A

Stock code (if listed)
Class of shares
issuable (Note 1)
Subscription price
EGM approval date
(if applicable)	( / /	)
(dd/mm/yyyy)

Total C. (Ordinary shares) N/A(Preference shares) N/A(Other class) N/A

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)

No. of new shares	No. of new shares of
of issuer issued	issuer which may be
during the month	issued pursuant
pursuant thereto	thereto as at close of
Full particulars including EGM approval date (dd/mm/yyyy),
the month
if applicable, and class of shares issuable:

1. N/A

	(	/	/	)
	shares (Note 1)
2.	N/A
	(	/	/	)
	shares (Note 1)
3.	N/A
	(	/	/	)
	shares (Note 1)
		N/A
	Total D. (Ordinary shares)
	(Preference shares)	N/A
	(Other class)	N/A

Other Movements in Issued Share Capital

No. of new

No. of

shares of

new

issuer issued

shares of

during the

issuer

month

which may

pursuant

be issued

thereto

pursuant

thereto as

Type of Issue

at close of

the month

Class

of

shares

State

issuable (Note 1)

(

/

/

)

1.

Rights issue

At price :

Issue and allotment

currency

date : (dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

N/A

N/A

Class

of

shares

State

issuable (Note 1)

(

/

/

)

2.

Open offer

At price :

Issue and allotment

currency

date : (dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

N/A

N/A

Class

of

shares

State

issuable (Note 1)

(

/

/

)

3.

Placing

At price :

Issue and allotment

currency

date : (dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

N/A

N/A

Class

of

shares

issuable (Note 1)

(

/

/

)

4.

Bonus issue

Issue and allotment

date : (dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

N/A

N/A

No. of new

No. of

shares of

new

issuer issued

shares of

during the

issuer

month

which may

pursuant

be issued

thereto

pursuant

thereto as

Type of Issue

at close of

the month

Class

of

shares

State

issuable (Note 1)

(

/

/

)

5.

Scrip dividend

At price :

Issue and allotment

currency

date : (dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

N/A

N/A

Class

of

shares

6.

Repurchase of

repurchased (Note 1)

(

/

/

)

Cancellation date :

shares

(dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

N/A

N/A

Class

of

shares

7.

Redemption of

redeemed (Note 1)

(

/

/

)

Redemption date :

shares

(dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

N/A

N/A

Class

of

shares

8.

Consideration

State

issuable (Note 1)

(

/

/

)

At price :

Issue and allotment

issue

currency

date : (dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

N/A

N/A

No. of new

No. of

shares of

new

issuer issued

shares of

during the

issuer

month

which may

pursuant

be issued

thereto

pursuant

thereto as

Type of Issue

at close of

the month

Class

of

shares

9. Capital

issuable (Note 1)

(

/

/

)

Issue and allotment

reorganisation

date : (dd/mm/yyyy)

EGM approval date:

(

/

/

)

(dd/mm/yyyy)

N/A

N/A

Class

of

shares

10. Other

State

issuable (Note 1)

(

/

/

)

Issue and allotment

(Please specify) At price :

currency

date : (dd/mm/yyyy)

EGM approval date:

(

/

/

)

N/A

N/A

(dd/mm/yyyy)

Total E.

(Ordinary

N/A

es)

(Preference s hares)

N/A

(Other class)

N/A

Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E):

(1)

N/A

(2)

N/A

Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):

N/A

Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to

N/A

E):

(These figures should be the same as the relevant figures under II above ("Movements in Issued Share

Capital").)

IV. Confirmations

We hereby confirm to the best knowledge, information and belief that, in relation to each of the securities

issued by the issuer during the month as set out in Part III which has not been previously disclosed in a return published under rule 13.25A, it has been duly authorized by the board of directors of the listed issuer and, insofar as applicable:

(Note 2)

1. all money due to the listed issuer in respect of the issue of securities has been received by it;
2. all pre-conditions for listing imposed by the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited under "Qualifications of listing" have been fulfilled;
3. all (if any) conditions contained in the formal letter granting listing of and permission to deal in the

securities have been fulfilled;

1. all the securities of each class are in all respects identical (Note 3);
2. all documents required by the Companies (Winding Up and Miscellaneous Provisions) Ordinance to be filed with the Registrar of Companies have been duly filed and that compliance has been made with other legal requirements;
3. all the definitive documents of title have been delivered/are ready to be delivered/are being prepared and will be delivered in accordance with the terms of issue;
4. completion has taken place of the purchase by the issuer of all property shown in the listing document to have been purchased or agreed to be purchased by it and the purchase consideration for all such property has been duly satisfied; and
5. the trust deed/deed poll relating to the debenture, loan stock, notes or bonds has been completed and executed, and particulars thereof, if so required by law, have been filed with the Registrar of Companies.

Remarks (if any):

Submitted by: Fang Yixin

Title: Director

(Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).
2. Items (i) to (viii) are suggested forms of confirmation which may be amended to meet individual cases. Where the issuer has already made the relevant confirmations in a return published under rule 13.25A in relation to the securities issued, no further confirmation is required to be made in this return.
3. "Identical" means in this context:
4. • the securities are of the same nominal value with the same amount called up or paid up;
   • they are entitled to dividend/interest at the same rate and for the same period, so that at the next ensuing distribution, the dividend/interest payable per unit will amount to exactly the same sum (gross and net); and
   • they carry the same rights as to unrestricted transfer, attendance and voting at meetings and rank pari passu in all other respects.
5. If there is insufficient space, please append the prescribed continuation sheet.