Rio Tinto : Notification regarding unquoted securities - RIO

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

use only

Entity name

RIO TINTO LIMITED

Date of this announcement

Tuesday December 07, 2021

The +securities the subject of this notification are:

Unquoted options that have been exercised or other unquoted +convertible securities that have been converted

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
RIO	ORDINARY FULLY PAID	21,706	01/12/2021

For personal

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

1 / 6

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

RIO TINTO LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ABN	96004458404
1.3	ASX issuer code
RIO

1. The announcement is New announcement
2. Date of this announcement

7/12/2021

Notification of Issue, Conversion or Payment up of Unquoted

2 / 6

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

Unquoted options that have been exercised or other unquoted +convertible securities that have been converted

For personal use only

2.2b The +securities being issued, transferred or re-classified as a result of the options being exercised or other +convertible securities being converted are:

securities that have already been quoted on ASX ("existing class")

Notification of Issue, Conversion or Payment up of Unquoted

3 / 6

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B

only

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:

A transfer of existing +securities

The underlying securities being received by the holder are:

Already quoted by ASX

Existing +securities converting into an existing class

use

FROM (Existing Class)

ASX +Security code and description

RIOAL : SHARE RIGHTS

TO (Existing Class)

ASX +Security code and description

RIO : ORDINARY FULLY PAID

Please state the number of options that were exercised or other +convertible securities that were converted

21,706

The first date the options were exercised or other +convertible securities were converted

1/12/2021

The last date the options were exercised or other +convertible securities were converted

1/12/2021

For personal

Is this all of the options or other +convertible securities on issue of that type?

Yes

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?

Yes

Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?

Yes

Provide details of the KMP or associates who are exercising options or converting convertible securities.

Name of KMP		Name of registered holder	Number of +securities
			1,862
Sinead Kaufman		Computershare Trustees (Jersey)
		Limited on behalf of Ms Kaufman	1,282
Ivan Vella		Computershare Trustees (Jersey)
		Limited on behalf of Mr Vella

Date the +securities the subject of this notification were issued/transferred

1/12/2021

Notification of Issue, Conversion or Payment up of Unquoted

4 / 6

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Any other information the entity wishes to provide about the +securities the subject of this notification

	Issue details
onlyusepersonalFor	Number of +securities
		21,706

Notification of Issue, Conversion or Payment up of Unquoted

5 / 6