Item 5.07. Submission of Matters to a Vote of Security Holders.

The 2020 Annual Meeting of Stockholders of Rocket Pharmaceuticals, Inc. (the "Company"), was held on June 16, 2020 (the "Annual Meeting"). At the Annual Meeting, there were present, in person or by proxy, holders of 49,634,007 shares of common stock, or approximately 89.98% of the total outstanding shares eligible to be voted. The holders present voted on the three proposals presented at the Annual Meeting as follows.

Proposal One - Election of Directors

The Company's stockholders approved the election of eight directors to the Company's Board of Directors ("Board") by the following votes:



Nominee                        Votes For    Votes Withheld   Broker Non-Votes
Roderick Wong, M.D.            41,555,972     1,129,910         6,948,125
Elisabeth Björk, M.D., Ph.D.   42,451,739      234,143          6,948,125
Carsten Boess                  42,198,759      487,123          6,948,125
Pedro Granadillo               38,059,883     4,625,999         6,948,125
Gotham Makker, M.D.            38,042,880     4,643, 002        6,948,125
Gaurav Shah, M.D.              42,244,701      441,181          6,948,125
David P. Southwell             41,533,790     1,152,092         6,948,125
Naveen Yalamanchi, M.D.        35,939,067     6,746,815         6,948,125

Proposal Two - Ratification of Appointment of Independent Registered Accounting Firm

The Company's stockholders ratified the appointment of EisnerAmper LLP as the Company's independent registered accounting firm for the fiscal year ending December 31, 2020 by the following votes:



Votes For    Votes Against   Abstentions
49,299,095      333,550         1,362

Proposal Three - Stockholder Proposal

The Company's stockholders did not approve a stockholder proposal to implement majority voting in uncontested director elections. The votes cast for Proposal Three at the Annual Meeting were as follows:



Votes For    Votes Against   Abstentions   Broker Non-Votes
20,193,145    22,047,356       445,381        6,948,125

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