Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or

           Standard; Transfer of Listing.

As previously reported in a Form 12b-25 Notification of Late Filing filed by Roth CH Acquisition III Co. (the "Company") on May 17, 2021, the Company was delayed in filing with the Securities and Exchange Commission (the "SEC") its Quarterly Report on Form 10-Q for the quarter ended March 31, 2021 (the "Form 10-Q") because the financial statements could not be completed in sufficient time to solicit and obtain the necessary review of the quarterly report on Form 10-Q and signatures thereto in a timely fashion prior to the due date of the report.

As of May 24, 2021, the Company remained unable to file the Form 10-Q. As a result, on May 28, 2021, in accordance with standard procedures related to the delayed filing of the Form 10-Q with the SEC, the Company received a notice from The Nasdaq Stock Market LLC ("Nasdaq") stating that the Company is not in compliance with the periodic filing requirements for continued listing set forth in NASDAQ Listing Rule 5250(c)(1). Nasdaq's listing rules provide the Company with 60 calendar days from the date of the notice to submit a plan to regain compliance. The Nasdaq notice has no immediate effect on the listing or trading of the Company's securities on Nasdaq.

The Company fully regained compliance with the NASDAQ continued listing requirements upon filing the Form 10-Q on June 2, 2021, which eliminated the need for the Company to submit a formal plan to regain compliance.

A press release, dated June 3, 2021, disclosing the Company's receipt of the NASDAQ notification letter is attached as Exhibit 99.1 and is furnished herewith.

© Edgar Online, source Glimpses