SANY HEAVY EQUIPMENT INTERNATIONAL HOLDINGS COMPANY LIMITED For Main Board and GEM listed issuers
Monthly Return of Equity Issuer on Movements in Securities
For the month ended (dd/mm/yyyy) : 28/02/2021
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer Date Submitted
Sany Heavy Equipment International Holdings Company Limited
(the "Company")
03/03/2021
I. Movements in Authorised Share Capital
1. Ordinary Shares
2. Preference Shares
Stock code :
---
Description :Convertible Preference SharesNo. of preference shares
(State currency)
Par valueAuthorised share capital (State currency)
Balance at close of preceding month
538,932,120
HK$0.10
HK$53,893,212
Increase/(decrease)
Balance at close of the month
538,932,120
HK$0.10
HK$53,893,212
3. Other Classes of Shares
Stock code :
---
Description :
---No. of other classes of shares
(State currency)
Par valueAuthorised share capital (State currency)
Balance at close of preceding month
---
---
---
Increase/(decrease)
---
---
Balance at close of the month
---
---
---
Total authorised share capital at the end of the month (State currency) :
HK$500,000,000
II. Movements in Issued Share Capital
III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM
approval date (dd/mm/yyyy) and class of shares issuable
Movement during the monthNo. of new shares of issuer issued during the month pursuant thereto
No. of new shares of issuer which may be issued pursuant thereto as at close of the month
GrantedExercisedCancelledLapsed
1. Share Option Scheme adopted on 16 February 2013
Date of grant:
15 December 2017 Exercise price: HK$1.22
Ordinary Shares
---
0
---
0
---
0
---
0 | 0 |
(Note 1)
2. Share Option Scheme adopted on
16 February 2013 Date of grant:
29 December 2017 Exercise price: HK$1.71
Ordinary Shares
---
0
---
0
---
0
---
0
(Note 1)
3. Share Option Scheme adopted on
16 February 2013 Date of grant:
14 November 2018 Exercise price: HK$2.30
Ordinary Shares
---
0
---
0
---
0
---
0
---
0
---
0
(Note 1)
Total A.
Total funds raised during the month from exercise of options (State currency)
(Ordinary shares) (Preference shares)
(Other class)HK$0
Nil Nil Nil
---
32,912,000 (including 4,287,000 (vested))
---
580,000
(including 180,000 (vested))
---
3,192,500
(including 267,500 (vested))
Warrants to Issue Shares of the Issuer which are to be ListedCurrency of nominal value
Description of warrants
(Date of expiry - dd/mm/yyyy)Nominal value at Exercised close of during the preceding month month
Nominal value at close of the month
No. of new | No. of new |
shares of | shares of |
issuer issued | issuer which |
during the | may be issued |
month | pursuant |
pursuant | thereto as at |
thereto
close of the month
1.
---
---
---
---
---
---
---(
/ / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
2.
---
---------
( / /
)
---
---
---
---
---
---(
/ / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
3.
---
---------
( / /
)
---
---
---
---
---
---(
/ / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
4.
---
---------
(
/
/
)
---
---
---
---
---
---(
/ / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
---------
( / /
)Total B.
(Ordinary shares) Nil (Preference shares) Nil
(Other class) Nil
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)
No. of new | No. of new |
shares of | shares of |
issuer issued | issuer which |
during the | may be issued |
month | pursuant |
pursuant | thereto as at |
Class and description
1. Convertible Preference Shares
Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy))
( 19/12/2014)
2.
---Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
3.
---
Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
4.
---
(
( / /Currency of amount outstanding
Ordinary Shares HK$2.0090
HK$
---------
N/A
---------
---------
/
/
)
Amount at close Converted | Amount at | thereto | close of the |
of preceding during the | close of the | month | |
month month | month | ||
479,781,034 | Nil | Nil | |
--- | --- | --- | |
--- | --- | --- | |
--- | --- | --- |
Nil
479,781,034
---
---)
---
------
---Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
---------
(
/
/
)
Total C. (Ordinary shares) Nil
(Preference shares) Nil
(Other class) NilAny other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)
Full particulars including EGM approval date (dd/mm/yyyy), if applicable, and class of shares issuable: | No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
1. Shares awarded to other employees on 18 December 2020 as disclosed in the Company's announcement dated 18 December 2020 under general mandate (25/05/2020 ) 4,142,137 ordinary shares (Note 1)
( / / ) shares (Note 1) Total D. (Ordinary shares) (Preference shares) (Other class) | --- --- --- --- --- ---Nil Nil Nil |
Other Movements in Issued Share Capitalnt theretoNo. of new shares of issuer which may beType of Issue
No. of issued new shares pursuant of issuer issued thereto as during at close the month of the pursuant thereto month
Class of shares issuable (Note 1)
1. Rights issue
At price :State currencyIssue and allotment date : (dd/mm/yyyy)EGM approval date: (dd/mm/yyyy)
________
(
/ /)
(
/ /)
N/AClass of shares issuable (Note 1)
2. Open offer
At price :State currencyIssue and allotment date : (dd/mm/yyyy)EGM approval date: (dd/mm/yyyy)
________
(
/ /)
(
/ /)
N/AClass of shares issuable (Note 1)
3. Placing
At price :State currencyIssue and allotment date : (dd/mm/yyyy)EGM approval date: (dd/mm/yyyy)
________
(
/ /)
(
/ /)
N/AClass of shares issuable (Note 1)
4. Bonus issue
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
________
(
/
/
)
(
/
/
)
N/A
No. of new shares of issuer which may beType of Issue
No. of issued new shares pursuant of issuer issued thereto as during at close the month of the pursuant thereto month
Class of shares issuable (Note 1)
State
5. Scrip dividendAt price :
Issue and allotmentcurrency date : (dd/mm/yyyy)EGM approval date: (dd/mm/yyyy)
________
(
/
/)
(
/
/)
N/AClass of shares repurchased (Note 1)
6. Repurchase of shares
Cancellation date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
________
(
/ /)
(
/ /)Class of shares redeemed (Note 1)
7. Redemption of shares
Redemption date : (dd/mm/yyyy)EGM approval date: (dd/mm/yyyy)
________
(
/ /)
(
/ /)
N/AClass of shares issuable (Note 1)
8. Consideration issueAt price :State currencyIssue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
________
(
/ /)
(
/ /)
N/A
No. of new shares of issuer which may beType of Issue
No. of issued new shares pursuant of issuer issued thereto as during at close the month of the pursuant thereto month
Class of shares issuable (Note 1)
9. Capital reorganisation
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
________
(
/ /)
(
/ /)
N/AClass of shares issuable (Note 1)
10.
________
Other:
Exercise of Over-Allotment OptionState
At price : currency
Issue and allotment date : (dd/mm/yyyy)
EGM approval date: (dd/mm/yyyy)
N/ATotal E.
(Ordinary shares) (Preference shares)
(Other class)
Nil Nil Nil
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E):
(1)
(2)
Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):
Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E):
(These figures should be the same as the relevant figures under II above ("Movements in Issued Share Capital").)
Nil Nil Nil Nil
For Main Board and GEM listed issuers
Remarks (if any):Submitted by:
Yu Leung Fai
__
Title: | Joint company secretary |
(Director, Secretary or other duly authorised officer) | |
Notes : | |
1. | State the class of shares (e.g. ordinary, preference or other). |
2. | If there is insufficient space, please append the prescribed |
continuation sheet. |
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Disclaimer
Sany Heavy Equipment International Holdings Co. Ltd. published this content on 03 March 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 03 March 2021 08:33:08 UTC.
