Sany Heavy Equipment 'l Hlds : Monthly Return of Equity Issuer on Movements in Securit：month ended 30 September 2017

For Main Board and GEM listed issuers

Monthly Return of Equity Issuer on Movements in Securities For the month ended (dd/mm/yyyy) : 30/09/2017

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer Sany Heavy Equipment International Holdings Company Limited

Date Submitted 03/10/2017

1. Movements in Authorised Share Capital

2. Ordinary Shares

   (1) Stock code : 631 Description : Ordinary Shares Par value Authorised share No. of ordinary (State capital shares currency) (State currency) Balance at close of preceding month 4,461,067,880 HK$0.10 HK$446,106,788
   Increase/(decrease) Balance at close of the month	4,461,067,880	HK$0.10	HK$446,106,788
   (2) Stock code : --- Description : --- Par value Authorised share No. of ordinary (State capital shares currency) (State currency) Balance at close of preceding month --- --- ----- Increase/(decrease) --- --- Balance at close of the month --- --- ---

3. Preference Shares

   Stock code :

   ---Description : Convertible Preference Shares

   Par value

   No. of preference (State shares currency)

   Authorised share

   capital (State currency)

   Balance at close of preceding month

   538,932,120 HK$0.10 HK$53,893,212

   Increase/(decrease)

   Balance at close of the month

   538,932,120 HK$0.10HK$53,893,212

4. Other Classes of Shares

   Stock code :

   ---Description :

   ---

   Par value

   No. of other (State classes of shares currency)

   Authorised share

   capital (State currency)

   Balance at close of preceding month

   --- --- ---

   Increase/(decrease)

   ---

   ---

   Balance at close of the month

   --- --- ---

   Total authorised share capital at the end of the month (State currency) :

   HK$500,000,000

5. Movements in Issued Share Capital

   Balance at close of preceding month Increase/ (decrease) during the month Balance at close of the month	No. of ordinary shares (1) (2)	No of preference No. of other classes shares of shares
   	3,041,025,000 --- --- --- 3,041,025,000 ---	479,781,034 --- 479,781,034	--- --- ---

6. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Particulars of share No. of new shares of option scheme issuer issued during including EGM the month pursuant approval date Movement during the month thereto(dd/mm/yyyy) and class of shares issuable Granted Exercised Cancelled Lapsed				No. of new shares of issuer which may be issued pursuant thereto as at close of the month
1. Share Option Scheme adopted on 16 February 2013 Date of grant: 26 February 2013 Exercise price: HK$4.18 Ordinary Shares (Note 1) 2. --- ( / / ) shares (Note 1) 3. --- ( / / ) shares (Note 1) Total funds raised during options (State currency)	--- 0 --- --- the month	--- 0 --- --- from exerci	--- --- 0 0 0 --- --- --- --- --- --- Total A. (Ordinary shares) Nil (Preference shares) Nil (Other class) Nil se of ---	---
				0
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Warrants to Issue Shares of the Issuer which are to be Listed

No. of new No. of new shares of shares of issuer issued issuer which during the may be issued month pursuant pursuant thereto as at Currency of Nominal value at Exercised Nominal value thereto close of the Description of warrants nominal close of during the at close of the month (Date of expiry - dd/mm/yyyy) value preceding month month month
1. --- --- --- --- --- --- ( / / ) Stock code (if listed) --- Class of shares issuable (Note 1) --- Subscription price --- EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. --- --- --- --- --- --- ( / / ) Stock code (if listed) --- Class of shares issuable (Note 1) --- Subscription price --- EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. --- --- --- --- --- --- ( / / ) Stock code (if listed) --- Class of shares issuable (Note 1) --- Subscription price --- EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. --- --- --- --- --- --- ( / / ) Stock code (if listed) --- Class of shares issuable (Note 1) --- Subscription price --- EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares) Nil (Preference shares) Nil (Other class) Nil	---
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