Sany Heavy Equipment 'l Hlds : Monthly Return of Equity Issuer on Movements in Securities for the month ended 30 April 2017

For Main Board and GEM listed issuers

Monthly Return of Equity Issuer on Movements in Securities For the month ended (dd/mm/yyyy) : 30/04/2017

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer Sany Heavy Equipment International Holdings Company Limited Date Submitted 04/05 /2017

1. Movements in Authorised Share Capital

2. Ordinary Shares

(1) Stock code : 631 Description : Ordinary No. of ordinary shares Balance at close of preceding month 4,461,067,880	Shares Par value (State currency) HK$0.10	Authorised share capital (State currency) HK$446,106,788
Increase/(decrease) Balance at close of the month 4,461,067,880 HK$0.10 HK$446,106,788
(2) Stock code : --- Description : --- Par value Authorised share No. of ordinary (State capital shares currency) (State currency) Balance at close of preceding month --- --- ----- Increase/(decrease) --- --- Balance at close of the month --- --- ---

Stock code : --- Descrip Balance at close of preceding month	tion : Convertible Preference Sh Par value No. of preference (State shares currency) 538,932,120 HK$0.10	ares Authorised share capital (State currency) HK$53,893,212
Increase/(decrease) Balance at close of the month 538,932,120 HK$0.10 HK$53,893,212

3. Other Classes of Shares

Stock code : --- Description : No. of other classes of shares Balance at close of preceding month ---		--- Par value (State currency) ---	Authorise capit (State cur ---
Increase/(decrease) Balance at close of the month	--- ---	---	--- ---

d share al rency)

Total authorised share capital at the end of the month (State currency) :

HK$500,000,000

Balance at close of preceding month	No. of ordinary shares No of preference No. of other classes (1) (2) shares of shares
	3,041,025,000	---	479,781,034	---
Increase/ (decrease)
during the month	---	---	---	---
Balance at close of the
month	3,041,025,000	---	479,781,034	---

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Particulars of share No. of new shares of No. of new shares of option scheme issuer issued during issuer which may be including EGM the month pursuant issued pursuant thereto approval date Movement during the month thereto as at close of the month (dd/mm/yyyy) and class of shares issuable Granted Exercised Cancelled Lapsed
1. Share Option Scheme --- --- --- 15,688,200 adopted on 16 February 2013 Date of grant: 26 February 2013 Exercise price: HK$4.18 Ordinary Shares 0 0 0 00 (Note 1) 2. --- --- --- --- --- --- ( / / ) shares (Note 1) 3. --- --- --- --- --- --- ( / / ) shares (Note 1) Total A. (Ordinary shares) Nil (Preference shares) Nil (Other class) Nil Total funds raised during the month from exercise of options (State currency) ---	--- 0
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Warrants to Issue Shares of the Issuer which are to be Listed

No. of new No. of new shares of shares of issuer issued issuer which during the may be issued month pursuant pursuant thereto as at Currency of Nominal value at Exercised Nominal value thereto close of the Description of warrants nominal close of during the at close of the month (Date of expiry - dd/mm/yyyy) value preceding month month month
1. --- --- --- --- --- --- ( / / ) Stock code (if listed) --- Class of shares issuable (Note 1) --- Subscription price --- EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 2. --- --- --- --- --- --- ( / / ) Stock code (if listed) --- Class of shares issuable (Note 1) --- Subscription price --- EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. --- --- --- --- --- --- ( / / ) Stock code (if listed) --- Class of shares issuable (Note 1) --- Subscription price --- EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. --- --- --- --- --- --- ( / / ) Stock code (if listed) --- Class of shares issuable (Note 1) --- Subscription price --- EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total B. (Ordinary shares) Nil (Preference shares) Nil (Other class) Nil	---
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