Item 1.01 Entry into Material Definitive Agreement in Connection with a Registered Direct Offering.
On
On
Pursuant to the terms of the Purchase Agreement, the Company agreed that, subject to certain exceptions, the Company will not, within 30 calendar days following the closing of the Offering, (i) enter into any agreement to issue or announce the issuance or proposed issuance or disposition of any shares of Common Stock or Common Stock equivalents or (ii) file any registration statement or any amendment or supplement thereto, other than the prospectus supplement relating to the Offering.
The shares of Common Stock were offered by the Company pursuant to an effective
shelf registration statement on Form S-3, which was filed with the
The foregoing descriptions of the Placement Agency Agreement and the Purchase Agreement do not purport to be complete and are qualified in their entirety by reference to the full text of such agreements, copies or forms of which are attached hereto as Exhibits 10.1 and 10.2, respectively, and are incorporated herein by reference. Readers should review such agreements for a complete understanding of the terms and conditions associated with these transactions.
On
Item 9.01 Financial Statements and Exhibits
Exhibits. Number 10.1 Placement Agency Agreement dated as ofFebruary 13, 2023 betweenSeqLL Inc. andMaxim Group LLC 10.2 Form of Securities Purchase Agreement dated as ofFebruary 13, 2023 betweenSeqLL Inc. and the purchasers signatory thereto 99.1 Press release ofSeqLL Inc. datedFebruary 13, 2023 99.2 Press release ofSeqLL Inc. datedFebruary 15, 2023 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 1
© Edgar Online, source