SLM SOLUTIONS GRP DGAP Voting Rights Announcement: SLM Solutions Group AG SLM Solutions Group AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2021-09-14 / 13:26 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings 1. Details of issuer
Name: SLM Solutions Group AG
Street: Estlandring 4
Postal code: 23560
City: Lübeck
Germany
Legal Entity Identifier (LEI): 5299004VIBQF63906C97
2. Reason for notification
X Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
X Other reason:
Voluntary group notification with triggered threshold on subsidiary level
3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
Morgan Stanley & Co. International plc
5. Date on which threshold was crossed or reached:
07 Sep 2021
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 9.08 % 0.22 % 9.29 % 21,228,953
Previous 8.90 % 0.21 % 9.11 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
DE000A111338 0 1,926,728 0.00 % 9.08 %
Total 1,926,728 9.08 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or Exercise or conversion Voting rights Voting rights
maturity date period absolute in %
Right of recall over securities lending at any time at any time 46,012 0.22 %
agreements
Total 46,012 0.22 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of Expiration or maturity Exercise or conversion Cash or physical Voting rights Voting rights
instrument date period settlement absolute in %
0 0.00 %
Total 0 0.00 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
Morgan Stanley % % %
Morgan Stanley Capital % % %
Management, LLC
Morgan Stanley Domestic % % %
Holdings, Inc.
Morgan Stanley & Co. LLC % % %
- % % %
Morgan Stanley % % %
Morgan Stanley
International Holdings % % %
Inc.
Morgan Stanley % % %
International Limited
Morgan Stanley Investments % % %
(UK)
Morgan Stanley & Co. 6.10 % % 6.20 %
International plc
- % % %
Morgan Stanley % % %
Morgan Stanley Capital % % %
Management, LLC
Morgan Stanley Domestic % % %
Holdings, Inc.
Morgan Stanley & Co. LLC % % %
Prime Dealer Services % % %
Corp.
- % % %
Morgan Stanley % % %
Morgan Stanley Capital % % %
Management, LLC
Morgan Stanley Domestic % % %
Holdings, Inc.
E*TRADE Financial % % %
Holdings, LLC
ETCM Holdings, LLC % % %
E*TRADE Securities LLC % % %
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %
10. Other explanatory remarks:
The notification was triggered due to disposal of client securities over which Morgan Stanley & Co. LLC had right of
use. The notification relates to the specific activity which occurred on the Date on which the threshold was crossed
and therefore may not correspond to the comparison of New & Previous notification % values in the Total Positions
section.
Date
10 Sep 2021
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2021-09-14 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de
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Language: English
Company: SLM Solutions Group AG
Estlandring 4
23560 Lübeck
Germany
Internet: www.slm-solutions.com
End of News DGAP News Service
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(END) Dow Jones Newswires
September 14, 2021 07:26 ET (11:26 GMT)
