Item 5.07 Submission of Matters to a Vote of Security Holders
1. Stockholders approved the merger of the Company and
Votes For Votes Against Abstain 9,143,411 516,759 96,938
Item 7.01. Regulation FD Disclosure.
On
The information in Item 7.01 and Exhibit 99.1 attached hereto shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
Forward-Looking Statements
Some of the statements in this current report on Form 8-K (the "Report")
constitute forward-looking statements because they relate to future events,
future performance or financial condition or the Merger. The forward-looking
statements may include statements as to: future operating results of the Company
and SLRC and distribution projections; business prospects of the Company and
SLRC and the prospects of their portfolio companies; and the impact of the
investments that the Company and SLRC expect to make. In addition, words such as
"anticipate," "believe," "expect," "seek," "plan," "should," "estimate,"
"project" and "intend" indicate forward-looking statements, although not all
forward-looking statements include these words. The forward-looking statements
contained in this Report involve risks and uncertainties. Certain factors could
cause actual results and conditions to differ materially from those projected,
including the uncertainties associated with (i) the timing or likelihood of the
Merger closing; (ii) the expected synergies and savings associated with the
Merger; (iii) the ability to realize the anticipated benefits of the Merger,
including the expected elimination of certain expenses and costs due to the
Merger; (iv) the possibility that competing offers or acquisition proposals will
be made; (v) the possibility that any or all of the various conditions to the
consummation of the Merger may not be satisfied or waived; (vi) risks related to
diverting management's attention from ongoing business operations; (vii) the
risk that stockholder litigation in connection with the Merger may result in
significant costs of defense and liability; (viii) changes in the economy,
financial markets and political environment; (ix) risks associated with possible
disruption in the operations of the Company and SLRC or the economy generally
due to terrorism, natural disasters or the COVID-19 pandemic; (x) future changes
in laws or regulations (including the interpretation of these laws and
regulations by regulatory authorities); (xi) conditions in the Company's and
SLRC's operating areas, particularly with respect to business development
companies or regulated investment companies; (xii) general considerations
associated with the COVID-19 pandemic; and (xiii) other considerations that may
be disclosed from time to time in the Company's and SLRC's publicly disseminated
documents and filings. The Company and SLRC have based the forward-looking
statements included in this Report on information available to it on the date of
this Report, and the Company and SLRC assume no obligation to update any such
forward-looking statements. Although the Company and SLRC undertake no
obligation to revise or update any forward-looking statements, whether as a
result of new information, future events or otherwise, you are advised to
consult any additional disclosures that it may make directly to you or through
reports that the Company and SLRC in the future may file with the
Additional Information and Where to Find It
This Report relates to the proposed Merger of the Company and SLRC. In
connection with the proposed Merger, each of the Company and SLRC has filed
relevant materials with the
Item 9.01 Financial Statements and Exhibits.
(a) Not applicable. (b) Not applicable. (c) Not applicable. (d) Exhibits. Exhibit No. Description 99.1 Joint press release of SLR Investment Corp. andSLR Senior Investment Corp. , datedMarch 21, 2022
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