Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

(b) On July 14, 2021, Timothy C. Huffmyer informed Smith Micro Software, Inc. (the "Company") of his decision to resign as Vice President, Chief Financial Officer, Treasurer and Secretary (principal accounting and financial officer) of the Company, effective as of September 3, 2021. Mr. Huffmyer is resigning to pursue another opportunity, and his resignation is not related to any issues regarding financial disclosures or accounting matters. It is anticipated that Mr. Huffmyer will remain in his current positions until September 3, 2021 or until his successor is sooner employed. The Company has engaged a national search firm to identify his successor.

Item 7.01 Regulation FD Disclosure

The Company issued a press release on July 20, 2021 announcing the management change described above, a copy of which is furnished as Exhibit 99.1 and incorporated by reference into this Item 7.01.

The information presented in Item 7.01 of this Current Report on Form 8-K and the accompanying press release shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, unless the Company specifically states that the information is to be considered "filed" under the Exchange Act or specifically incorporates it by reference into a filing under the Securities Act or the Exchange Act.

Item 9.01. Financial Statements and Exhibits



(d) Exhibits




Exhibit   Description


99.1        Press Release dated July 20, 2021
104       Cover Page Interactive Data File (embedded within
          the Inline XBRL document)

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