Item 5.07. Submission of Matters to a Vote of Security Holders.
On April 15, 2021, Soliton, Inc. (the "Company") held its 2021 Annual Meeting of
Stockholders (the "Annual Meeting"). As of March 23, 2021, the record date for
the Annual Meeting, there were 21,358,830 shares of common stock issued and
outstanding and entitled to vote on the proposals presented at the Annual
Meeting, of which 15,779,767 shares, or 73.88%, were present in person or
represented by proxy, which constituted a quorum. The holders of shares of
Company common stock are entitled to one vote for each share held. Set forth
below are the final voting results for each of the proposals submitted to a vote
of the Company's stockholders at the Annual Meeting:
Proposal No. 1:
The Company's stockholders elected Christopher Capelli, Jonathan Foster, Danika
Harrison, Bradley Hauser, Niquette Hunt, Michael Kaminer and Walter Klemp to
serve until the 2022 Annual Meeting of Stockholders or until their successors
are duly elected and qualified as follows:
Broker
For Withheld Non-Votes
Christopher Capelli 12,105,032 124,132 3,550,603
Jonathan Foster 11,593,770 635,394 3,550,603
Danika Harrison 11,587,454 641,710 3,550,603
Bradley Hauser 12,193,753 35,411 3,550,603
Niquette Hunt 12,198,212 30,952 3,550,603
Michael Kaminer 12,197,052 32,112 3,550,603
Walter V. Klemp 11,795,532 433,632 3,550,603
Proposal No. 2:
The Company's stockholders approved the increase in the available shares
authorized for issuance under the 2018 Stock Plan from 4,150,000 shares to
5,650,000 shares as follows:
Broker
For Against Non-Votes Abstain
10,642,037 1,510,819 3,550,603 76,308
Proposal No. 3:
The Company's stockholders ratified the appointment of Dixon Hughes Goodman, LLP
as the Company's registered independent accounting firm for the fiscal year
ending December 31, 2021 as follows:
For Against Abstain
15,534,536 198,546 46,685
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