Sonic Healthcare : Notification regarding unquoted securities - SHL

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

For personal use only

Entity name

SONIC HEALTHCARE LIMITED

Date of this announcement

Thursday November 18, 2021

The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
SHLAK	OPTION EXPIRING VARIOUS DATES EX	343,367	18/11/2021
	VARIOUS PRICES

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

SONIC HEALTHCARE LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ABN	24004196909
1.3	ASX issuer code
SHL

1. The announcement is New announcement
2. Date of this announcement

18/11/2021

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

For personal use only

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

has an existing ASX security code ("existing class")

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B

For personal use only

ASX +security code and description

SHLAK : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES

Date the +securities the subject of this notification were issued

18/11/2021

Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class

Yes

Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes

Provide details of the KMP or +associates being issued +securities.

Name of KMP		Name of registered holder	Number of +securities
			248,622
Dr Colin Goldschmidt		Dr Colin Goldschmidt
			94,745
Mr Christopher Wilks		Mr Christopher David Wilks

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

https://investors.sonichealthcare.com/FormBuilder/_Resource/_module/T8Ln_c4ibUqyFnnNe9zNRA/docs/agm/2020/SHL _2020_Notice_of_Meeting.pdf

Any other information the entity wishes to provide about the +securities the subject of this notification

Up to 343,367 Options granted on 18/11/2021 with $38.90 exercise price per option under the Sonic Healthcare Limited Employee Option Plan to Sonics Managing Director and Finance Director as part of the long term incentive components of their remuneration through to the 2024 financial year pursuant to shareholder approval received at the 2021 AGM. These options are exercisable from 18/11/2024 until 18/11/2026 (expiry date), subject to satisfaction of performance conditions.

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Issue details

Number of +securities

343,367

For personal use only

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