Sonic Healthcare : Notification regarding unquoted securities - SHL

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

For personal use only

Entity name

SONIC HEALTHCARE LIMITED

Date of this announcement

Wednesday November 24, 2021

The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
SHLAK	OPTION EXPIRING VARIOUS DATES EX	4,656,633	19/11/2021
	VARIOUS PRICES

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

SONIC HEALTHCARE LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ABN	24004196909
1.3	ASX issuer code
SHL

1. The announcement is New announcement
2. Date of this announcement

24/11/2021

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

For personal use only

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

has an existing ASX security code ("existing class")

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B

only	ASX +security code and description
	SHLAK : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES
	Date the +securities the subject of this notification were issued
	19/11/2021
use	Will these +securities rank equally in all respects from their issue date with the existing issued
+securities in that class
Yes
	Were any of the +securities issued to +key management personnel (KMP) or an +associate?
	No
personal	Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme
or a summary of the terms
https://investors.sonichealthcare.com/FormBuilder/_Resource/_module/T8Ln_c4ibUqyFnnNe9zNRA/docs/agm/2021/SHL
	_2021_Notice_of_Meeting.pdf
	Any other information the entity wishes to provide about the +securities the subject of this notification
	4,656,633 options granted pursuant to the terms of the Sonic Healthcare Limited Employee Option Plan.
	Option exercise price: $39.75
	Grant date: 19 November 2021
	Expiry date: 19 November 2025
	Up to 100% of the options are exercisable from 19 November 2024 until the expiry date, subject to performance
	conditions.
Issue details
For	Number of +securities
	4,656,633

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 4 - +Securities on issue

For personal use only

Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +Securities (Total number of each +class of +securities quoted)
	Total number of
ASX +security code and description	+securities on issue
SHL : ORDINARY FULLY PAID	479,669,467

4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)

	Total number of
ASX +security code and description	+securities on issue
SHLAM : OPTION EXPIRING 18-NOV-2025 EX $34.21	527,191
SHLAK : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES	17,668,465
SHLAZ : PERFORMANCE RIGHT EXPIRING VARIOUS DATES	322,909
SHLAL : OPTION EXPIRING 19-NOV-2024 EX $29.26	588,894

Notification of Issue, Conversion or Payment up of Unquoted

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